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If an individual investor has a dispute with a FINRA brokerage firm or stock broker, he/she most likely will have to arbitrate through FINRAs Dispute Resolution system.  FINRA Arbitration holds arbitration hearings in two Texas locations:  Houston and Dallas.

The Texas State Securities Board, in Austin, Texas, regulates the sales of securities in the state of Texas.  Its websiteprovides information on state securities Statutes and Rules, and information on how to file a complaint. 

Texass Securities Act is similar to many states Acts with regard to providing for civil liability for the commission of securities fraud in the sale of securities (including untrue statements of material fact or omissions of material fact).  The statute provides for rescission (or damages if the investor no longer owns the security), reasonable attorneys fees, and interest.

The Civil Liability section of the Texas Securities Act is as follows:

Sec. 33. Civil Liability with Respect to Issuance or Sale of a Security.

A. Liability of Sellers.

(1) Registration and Related Violations. A person who offers or sells a security in violation of Section 7, 9 (or a requirement of the Commissioner thereunder), 12, 23C, or an order under 23A or 23-2 of this Act is liable to the person buying the security from him, who may sue either at law or in equity for rescission or for damages if the buyer no longer owns the security.

(2) Untruth or Omission. A person who offers or sells a security (whether or not the security or transaction is exempt under Section 5 or 6 of this Act) by means of an untrue statement of a material fact or an omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, is liable to the person buying the security from him, who may sue either at law or in equity for rescission, or for damages if the buyer no longer owns the security. However, a person is not liable if he sustains the burden of proof that either (a) the buyer knew of the untruth or omission or (b) he (the offeror or seller) did not know, and in the exercise of reasonable care could not have known, of the untruth or omission. The issuer of the security (other than a government issuer identified in Section 5M) is not entitled to the defense in clause (b) with respect to an untruth or omission (i) in a prospectus required in connection with a registration statement under Section 7A, 7B, or 7C, or (ii) in a writing prepared and delivered by the issuer in the sale of a security.

B. Liability of Buyers. A person who offers to buy or buys a security (whether or not the security or transaction is exempt under Section 5 or 6 of this Act) by means of an untrue statement of a material fact or an omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, is liable to the person selling the security to him, who may sue either at law or in equity for rescission or for damages if the buyer no longer owns the security. However, a person is not liable if he sustains the burden of proof that either (a) the seller knew of the untruth or omission, or (b) he (the offeror or buyer) did not know, and in the exercise of reasonable care could not have known, of the untruth or omission.

C. Liability of Nonselling Issuers Which Register.

(1) This Section 33C applies only to an issuer which registers under Section 7A, 7B, or 7C of this Act, or under Section 6 of the U.S. Securities Act of 1933, its outstanding securities for offer and sale by or for the owner of the securities.

(2) If the prospectus required in connection with the registration contains, as of its effective date, an untrue statement of a material fact or an omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading, the issuer is liable to a person buying the registered security, who may sue either at law or in equity for rescission or for damages if the buyer no longer owns the securities. However, an issuer is not liable if it sustains the burden of proof that the buyer knew of the untruth or omission.

D. Rescission and Damages. For this Section 33:

(1) On rescission, a buyer shall recover (a) the consideration he paid for the security plus interest thereon at the legal rate from the date of payment by him, less (b) the amount of any income he received on the security, upon tender of the security (or a security of the same class and series).

(2) On rescission, a seller shall recover the security (or a security of the same class and series) upon tender of (a) the consideration he received for the security plus interest thereon at the legal rate from the date of receipt by him, less (b) the amount of any income the buyer received on the security.

(3) In damages, a buyer shall recover (a) the consideration the buyer paid for the security plus interest thereon at the legal rate from the date of payment by the buyer, less (b) the greater of:

(i) the value of the security at the time the buyer disposed of it plus the amount of any income the buyer received on the security; or

(ii) the actual consideration received for the security at the time the buyer disposed of it plus the amount of any income the buyer received on the security.

(4) In damages, a seller shall recover (a) the value of the security at the time of sale plus the amount of any income the buyer received on the security, less (b) the consideration paid the seller for the security plus interest thereon at the legal rate from the date of payment to the seller.

(5) For a buyer suing under Section 33C, the consideration he paid shall be deemed the lesser of (a) the price he paid and (b) the price at which the security was offered to the public.

(6) On rescission or as a part of damages, a buyer or a seller shall also recover costs.

(7) On rescission or as a part of damages, a buyer or a seller may also recover reasonable attorney's fees if the court finds that the recovery would be equitable in the circumstances.

E. Time of Tender. Any tender specified in Section 33D may be made at any time before entry of judgment.

F. Liability of Control Persons and Aiders.

(1) A person who directly or indirectly controls a seller, buyer, or issuer of a security is liable under Section 33A, 33B, or 33C jointly and severally with the seller, buyer, or issuer, and to the same extent as if he were the seller, buyer, or issuer, unless the controlling person sustains the burden of proof that he did not know, and in the exercise of reasonable care could not have known, of the existence of the facts by reason of which the liability is alleged to exist.

(2) A person who directly or indirectly with intent to deceive or defraud or with reckless disregard for the truth or the law materially aids a seller, buyer, or issuer of a security is liable under Section 33A, 33B, or 33C jointly and severally with the seller, buyer, or issuer, and to the same extent as if he were the seller, buyer, or issuer.

(3) There is contribution as in cases of contract among the several persons so liable.

G. Survivability of Actions. Every cause of action under this Act survives the death of any person who might have been a plaintiff or defendant.

H. Statute of Limitations.

(1) No person may sue under Section 33A(1) or 33F so far as it relates to Section 33A(1):

(a) more than three years after the sale; or

(b) if he received a rescission offer (meeting the requirements of Section 33I) before suit unless he (i) rejected the offer in writing within 30 days of its receipt and (ii) expressly reserved in the rejection his right to sue; or

(c) more than one year after he so rejected a rescission offer meeting the requirements of Section 33I.

(2) No person may sue under Section 33A(2), 33C, or 33F so far as it relates to 33A(2) or 33C:

(a) more than three years after discovery of the untruth or omission, or after discovery should have been made by the exercise of reasonable diligence; or

(b) more than five years after the sale; or

(c) if he received a rescission offer (meeting the requirements of Section 33I) before suit, unless he (i) rejected the offer in writing within 30 days of its receipt, and (ii) expressly reserved in the rejection his right to sue; or

(d) more than one year after he so rejected a rescission offer meeting the requirements of Section 33I.

(3) No person may sue under Section 33B or 33F so far as it relates to Section 33B:

(a) more than three years after discovery of the untruth or omission, or after discovery should have been made by the exercise of reasonable diligence; or

(b) more than five years after the purchase; or

(c) if he received a rescission offer (meeting the requirements of Section 33J) before suit unless he (i) rejected the offer in writing within 30 days of its receipt, and (ii) expressly reserved in the rejection his right to sue; or

(d) more than one year after he so rejected a rescission offer meeting the requirements of Section 33J.

I. Requirements of a Rescission Offer to Buyers. A rescission offer under Section 33H(1) or (2) shall meet the following requirements:

(1) The offer shall include financial and other information material to the offeree's decision whether to accept the offer, and shall not contain an untrue statement of a material fact or an omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading.

(2) The offeror shall deposit funds in escrow in a state or national bank doing business in Texas (or in another bank approved by the Commissioner) or receive an unqualified commitment from such a bank to furnish funds sufficient to pay the amount offered.

(3) The amount of the offer to a buyer who still owns the security shall be the amount (excluding costs and attorney's fees) he would recover on rescission under Section 33D(1).

(4) The amount of the offer to a buyer who no longer owns the security shall be the amount (excluding costs and attorney's fees) he would recover in damages under Section 33D(3).

(5) The offer shall state:

(a) the amount of the offer, as determined pursuant to Paragraph (3) or (4) above, which shall be given (i) so far as practicable in terms of a specified number of dollars and a specified rate of interest for a period starting at a specified date, and (ii) so far as necessary, in terms of specified elements (such as the value of the security when it was disposed of by the offeree) known to the offeree but not to the offeror, which are subject to the furnishing of reasonable evidence by the offeree.

(b) the name and address of the bank where the amount of the offer will be paid.

(c) that the offeree will receive the amount of the offer within a specified number of days (not more than 30) after receipt by the bank, in form reasonably acceptable to the offeror, and in compliance with the instructions in the offer, of:

(i) the security, if the offeree still owns it, or evidence of the fact and date of disposition if he no longer owns it; and

(ii) evidence, if necessary, of elements referred to in Paragraph (a)(ii) above.

(d) conspicuously that the offeree may not sue on his purchase under Section 33 unless:

(i) he accepts the offer but does not receive the amount of the offer, in which case he may sue within the time allowed by Section 33H(1)(a) or 33H(2)(a) or (b), as applicable; or

(ii) he rejects the offer in writing within 30 days of its receipt and expressly reserves in the rejection his right to sue, in which case he may sue within one year after he so rejects.

(e) in reasonable detail, the nature of the violation of this Act that occurred or may have occurred.

(f) any other information the offeror wants to include.

J. Requirements of a Rescission Offer to Sellers. A rescission offer under Section 33H(3) shall meet the following requirements:

(1) The offer shall include financial and other information material to the offeree's decision whether to accept the offer, and shall not contain an untrue statement of a material fact or an omission to state a material fact necessary in order to make the statements made, in the light of the circumstances under which they are made, not misleading.

(2) The offeror shall deposit the securities in escrow in a state or national bank doing business in Texas (or in another bank approved by the Commissioner).

(3) The terms of the offer shall be the same (excluding costs and attorney's fees) as the seller would recover on rescission under Section 33D(2).

(4) The offer shall state:

(a) the terms of the offer, as determined pursuant to Paragraph (3) above, which shall be given (i) so far as practicable in terms of a specified number and kind of securities and a specified rate of interest for a period starting at a specified date, and (ii) so far as necessary, in terms of specified elements known to the offeree but not the offeror, which are subject to the furnishing of reasonable evidence by the offeree.

(b) the name and address of the bank where the terms of the offer will be carried out.

(c) that the offeree will receive the securities within a specified number of days (not more than 30) after receipt by the bank, in form reasonably acceptable to the offeror, and in compliance with the instructions in the offer, of:

(i) the amount required by the terms of the offer; and

(ii) evidence, if necessary, of elements referred to in Paragraph (a)(ii) above.

(d) conspicuously that the offeree may not sue on his sale under Section 33 unless:

(i) he accepts the offer but does not receive the securities, in which case he may sue within the time allowed by Section 33H(3)(a) or (b), as applicable; or

(ii) he rejects the offer in writing within 30 days of its receipt and expressly reserves in the rejection his right to sue, in which case he may sue within one year after he so rejects.

(e) in reasonable detail, the nature of the violation of this Act that occurred or may have occurred.

(f) any other information the offeror wants to include.

K. Unenforceability of Illegal Contracts. No person who has made or engaged in the performance of any contract in violation of any provision of this Act or any rule or order or requirement hereunder, or who has acquired any purported right under any such contract with knowledge of the facts by reason of which its making or performance was in violation, may base any suit on the contract.

L. Waivers Void. A condition, stipulation, or provision binding a buyer or seller of a security or a purchaser of services rendered by an investment adviser or investment adviser representative to waive compliance with a provision of this Act or a rule or order or requirement hereunder is void.

M. Saving of Existing Remedies. The rights and remedies provided by this Act are in addition to any other rights (including exemplary or punitive damages) or remedies that may exist at law or in equity.

N. Limitation of Liability in Small Business Issuances.

(1) For purposes of this Section 33N, unless the context otherwise requires, "small business issuer" means an issuer of securities that, at the time of an offer to which this Section 33N applies:

(a) has annual gross revenues in an amount that does not exceed $25 million; and

(b) does not have a class of equity securities registered, or required to be registered, with the Securities and Exchange Commission under Section 12 of the Securities Exchange Act of 1934, as amended (15 U.S.C. Section 781).

(2) This Section 33N applies only to:

(a) an offer of securities made by a small business issuer or by the seller of securities of a small business issuer that is in an aggregate amount that does not exceed $5 million; and

(b) a person who has been engaged to provide services relating to an offer of securities described by Section 33N(2)(a), including an attorney, an accountant, a consultant, or the firm of the attorney, accountant, or consultant.

(3) The maximum amount that may be recovered against a person to which this Section 33N applies in any action or series of actions under Section 33 relating to an offer of securities to which this Section 33N applies is an amount equal to three times the fee paid by the issuer or other seller to the person for the services related to the offer of securities, unless the trier of fact finds the person engaged in intentional wrongdoing in providing the services.

(4) A small business issuer making an offer of securities shall provide to the prospective buyer a written disclosure of the limitation of liability created by this Section 33N and shall receive a signed acknowledgement that the disclosure was provided.

Sec. 33-1. Civil Liability of Investment Advisers and Investment Adviser Representatives.

A. Liability of Investment Advisers and Investment Adviser Representatives.

(1) An investment adviser or investment adviser representative who renders services as an investment adviser in violation of Section 12 or an order under Section 23B or 23-2 of this Act is liable to the purchaser, who may sue at law or in equity, for damages in the amount of any consideration paid for the services.

(2) Except as provided by Subsection C of this section, an investment adviser or investment adviser representative who commits fraud or engages in a fraudulent practice in rendering services as an investment adviser is liable to the purchaser, who may sue at law or in equity, for damages.

B. Damages. In damages under Subsection A(2) of this section, the purchaser is entitled to recover:

(1) the amount of any consideration paid for the services, less the amount of any income the purchaser received from acting on the services;

(2) any loss incurred by the person in acting on the services provided by the adviser or representative;

(3) interest at the legal rate for judgments accruing from the date of the payment of consideration; and

(4) to the extent the court considers equitable, court costs and reasonable attorney's fees.

C. Untruth or Omission. An investment adviser or investment adviser representative who in rendering services as an investment adviser makes a false statement of a material fact or omits to state a material fact necessary in order to make the statement made, in light of the circumstances under which the statement is made, not misleading, may not be found liable under Subsection A(2) of this section if the adviser or representative proves:

(1) the purchaser knew of the truth or omission; or

(2) the adviser or representative did not know, and in the exercise of reasonable care could not have known, of the untruth or omission.

D. Statute of Limitations.

(1) A person may not sue under Subsection A(1) of this section more than three years after the violation occurred.

(2) A person may not sue under Subsection A(2) of this section more than five years after the violation occurs or more than three years after the person knew or should have known, by the exercise of reasonable diligence, of the occurrence of the violation.

E. Liability of Control Persons and Assistants.

(1) A person who directly or indirectly controls an investment adviser is jointly and severally liable with the investment adviser under this section, and to the same extent as the investment adviser, unless the controlling person sustains the burden of proof that the person did not know, and in the exercise of reasonable care could not have known, of the existence of the facts by reason of which liability is alleged to exist.

(2) A person who directly or indirectly with intent to deceive or defraud or with reckless disregard for the truth or the law materially aids an investment adviser in conduct for which a cause of action is authorized by this section is jointly and severally liable with the investment adviser in an action to recover damages under this section.

F. A remedy provided by this section is not exclusive of any other applicable remedy provided by law.

FINRA securities brokerage firms with their main offices in Texas:

1ST GLOBAL CAPITAL CORP.
8150 N. CENTRAL EXPRESSWAY, SUITE 500, DALLAS, TX 75206

3 MARK EQUITIES, INC.
1600 HWY. 6 SOUTH, SUITE 400, SUGAR LAND, TX 77478

ABSHIER WEBB DONNELLY & BAKER, INC.
2500 CITY WEST BLVD., SUITE 300, HOUSTON, TX 77042
Mailing Address: 2500 CITY WEST BLVD., SUITE 725, HOUSTON, TX 77042

ACQUEST SECURITIES LLC
1221 MCKINNEY STREET, SUITE 3250, HOUSTON, TX 77010

ACTINVER SECURITIES, INC.
5075 WESTHEIMER, SUITE 650, HOUSTON, TX 77056

AFFILIATED BANKERS CAPITAL, L.L.C.
2801 VIA FORTUNA DRIVE, SUITE 625, AUSTIN, TX 78746

ALLIANCE FINANCIAL GROUP, INC.
5950 BERKSHIRE LANE #1060, DALLAS, TX 75225

AMEGY INVESTMENTS, INC.
4400 POST OAK PARKWAY, HOUSTON, TX 77027
Mailing Address: P.O. BOX 27459, HOUSTON, TX 77227-7459

AMERICAN GENERAL DISTRIBUTORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019
Mailing Address: 2929 ALLEN PARKWAY L4-01, HOUSTON, TX 77019

AMERICAN GENERAL EQUITY SERVICES CORPORATION
2727-A ALLEN PARKWAY, 2-G7, HOUSTON, TX 77019

AMHERST SECURITIES GROUP, L.P.
7801 NORTH CAPITAL OF TEXAS HIGHWAY, SUITE 300, AUSTIN, TX 78731

ASPEN EQUITY PARTNERS, LLC
2828 N. HARWOOD STREET, #1700, DALLAS, TX 75201

ASSOCIATED BOND BROKERS, INC.
3232 MCKINNEY AVE, STE 690, DALLAS, TX 75204

AWM SERVICES, INC.
1330 POST OAK BOULEVARD, SUITE 1550, HOUSTON, TX 77056

BALANCED FINANCIAL SECURITIES CORPORATION
4A LAKEWAY, ROCKWALL, TX 75032
Mailing Address: P.O. BOX 969, ROCKWALL, TX 75087

BALDWIN ANTHONY SECURITIES, INC.
4131 NORTH CENTRAL EXPWY STE 930, DALLAS, TX 75204

BEHRINGER SECURITIES LP
ONE ADDISON CIRCLE, 15601 DALLAS PARKWAY, SUITE 600, ADDISON, TX 75001

BENJAMIN SECURITIES INVESTMENT COMPANY, INC.
3603 RIDGEVIEW DRIVE, MISSOURI CITY, TX 77459

BENNETT ROSS, INC.
100 EAST 15TH STREET, SUITE 405, FORT WORTH, TX 76102

BFT FINANCIAL GROUP, LLC
2312 SCHOOL LANE, BEDFORD, TX 76021

BLACKHILL ADVISORS LP
2602 MCKINNEY, SUITE 400, DALLAS, TX 75204
Mailing Address: 2602 MCKINNEY AVENUE, SUITE 400, DALLAS, TX 75204

BLEY INVESTMENTS GROUP, INC.
4200 S. HULEN ST STE 519, FT. WORTH, TX 76109
Mailing Address: 4200 S. HULEN ST STE 519, FORT. WORTH, TX 76109

BLUE BELLE INVESTMENT CO., INC.
2001 KIRBY DRIVE, SUITE 909, HOUSTON, TX 77019

BLUFFVIEW CAPITAL, LP
1700 PACIFIC, SUITE 2660, DALLAS, TX 75201

BRAYMEN, LAMBERT AND NOEL SECURITIES, LTD.
4123 MCCULLOUGH, SAN ANTONIO, TX 78212

BRAZOS SECURITIES, INC.
12400 COIT ROAD, SUITE 1040, DALLAS, TX 75251
Mailing Address: 6454 VICKERY BLVD., DALLAS, TX 75214

BROWN AND BROWN SECURITIES, INC.
4925 GREENVILLE AVENUE #990, DALLAS, TX 75206-4026

BULLISH BOB BAGLEY SECURITIES, INC.
2535-A CEDAR SPRINGS, DALLAS, TX 75201

CALDWELL INTERNATIONAL SECURITIES
7635 FM 32, FISCHER, TX 78623

CALLAWAY FINANCIAL SERVICES, INC.
721 N. FIELDER RD. #C, ARLINGTON, TX 76012
Mailing Address: 721 N FIELDER RD #C, ARLINGTON, TX 76012

CAMBRIDGE LEGACY SECURITIES L.L.C.
15660 N DALLAS PARKWAY, SUITE 700, DALLAS, TX 75248

CAPITAL INSTITUTIONAL SERVICES, INC.
1601 ELM STREET, SUITE 3900, DALLAS, TX 75201

CAPNET SECURITIES CORPORATION
15721 PARK ROW, SUITE 100, HOUSTON, TX 77084

CAPROCK SECURITIES, INC.
4601 50TH STREET, SUITE 202, LUBBOCK, TX 79414-3518

CAPSTONE ASSET PLANNING COMPANY
3700 WEST SAM HOUSTON PARKWAY SOUTH, SUITE 250, HOUSTON, TX 77042

CBRE CAPITAL ADVISORS, INC.
2100 MCKINNEY AVENUE, SUITE 900, DALLAS, TX 75201

CHALLENGER CAPITAL GROUP, LTD.
2525 MCKINNON ST., SUITE 300, DALLAS, TX 75201

CHARLES W. PACE SECURITIES GROUP, INC.
4650 COLE AVENUE, #115, DALLAS, TX 75205

CHESTNUT ENERGY PARTNERS, INC.
2201 N. CENTRAL EXPRESSWAY, SUITE 240, RICHARDSON, TX 75080

CHOICE INVESTMENTS, INC.
KALEIDO 1, 9390 RESEARCH BLVD, BLDG 1, STE 412, AUSTIN, TX 78759

CLARK SECURITIES, INC.
2100 ROSS AVENUE, SUITE 2200, DALLAS, TX 75201-7906

CLINGER & CO., INC.
6505 CLAWSON ST., HOUSTON, TX 77055-7103

CND FINANCIAL LTD.
7350 CIRCLE OAK DR., BULVERDE, TX 78163

CNS SECURITIES, LLC
1651 N. COLLINS, SUITE 218, RICHARDSON, TX 75080
Mailing Address: 1651 N. COLLINS, SUITE 218, RICHARDSON, TX 75080

COASTAL SECURITIES, INC.
5555 SAN FELIPE, SUITE 2200, HOUSTON, TX 77056

COBRA TRADING, INC.
825 MARKET STREET, SUITE 240, ALLEN, TX 75013

COMMERCE SECURITIES CORPORATION
710 NO. POST OAK RD., SUITE 400, HOUSTON, TX 77024

COMMERCE STREET CAPITAL, LLC
1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202
Mailing Address: 1445 ROSS AVE. SUITE 2700, DALLAS, TX 75202

CONDERA SECURITIES, LLC
4900 WOODWAY DRIVE, SUITE 940, HOUSTON, TX 77056

CP COGENT SECURITIES LP
2101 CEDAR SPRINGS RD STE 1200, DALLAS, TX 75201

CRESCENT SECURITIES GROUP, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 750, DALLAS, TX 75231

CRUTCHFIELD SECURITIES, L.L.C.
2700 POST OAK BOULEVARD, SUITE 975, HOUSTON, TX 77056

CSP SECURITIES, LP
13355 NOEL ROAD, SUITE 1050, DALLAS, TX 75240

D.H. HILL SECURITIES, LLLP
7821 FM 1960 E. SUITE B, HUMBLE, TX 77346
Mailing Address: 7821 FM 1960 E., SUITE B, HUMBLE, TX 77346

DBA THE DELTA COMPANY
901 NE LOOP 410, SUITE 711, SAN ANTONIO, TX 78209

DCMB SECURITIES LLC
1800 AUGUSTA, STE 107, HOUSTON, TX 77057

DEEP ATS, LLC
6101 W.COURTYARD, BLDG 1, SUITE 110, AUSTIN, TX 78730

DFA SECURITIES LLC
6300 BEE CAVE ROAD, AUSTIN, TX 78746
Mailing Address: 6300 BEE CAVE ROARD, AUSTIN, TX 78746

DILLON - GAGE SECURITIES, INC.
15301 DALLAS PKWY SUITE 200, ADDISON, TX 75001
Mailing Address: 15301 DALLAS PARKWAY SUITE 200, ADDISON, TX 75001

DLS CAPITAL PARTNERS, INC.
7700 GREENWAY TOWNHOUSE B1, DALLAS, TX 75209

DOMINION INVESTOR SERVICES, INC.
1100 NW LOOP 410, SUITE 800, SAN ANTONIO, TX 78213

DOUGLAS SCOTT SECURITIES, INC.
101 WEST RENNER ROAD, SUITE 480, RICHARDSON, TX 75082

E & G INVESTMENTS, LP
230 WESTCOTT, SUITE 220, HOUSTON, TX 77007

EDI FINANCIAL, INC.
12221 MERIT DRIVE, SUITE 1020, DALLAS, TX 75251-2207

EHRENBERG CHESLER SECURITIES, INC
7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209
Mailing Address: 223 JUSTIN ROAD, MURPHY, TX 75094

ELTEKON SECURITIES, LLC
900 S. CAPITAL OF TEXAS HWY, SUITE 160, WEST LAKE HILLS, TX 78746

EMPIRIC DISTRIBUTORS, INC.
6300 BRIDGEPOINT PARKWAY, BUILDING 2, SUITE 105, AUSTIN, TX 78730
Mailing Address: 6300 BRIDGEPOINT PARKWAY, BUILDING II, SUITE 105, AUSTIN, TX 78730

ENERGY CAPITAL SOLUTIONS LLC
2651 NORTH HARWOOD, SUITE 410, DALLAS, TX 75201

ENERGY HUNTER SECURITIES, INC.
777 POST OAK BLVD, SUITE 650, HOUSTON, TX 77056

ENERGYNET.COM, INC.
7201 I-40 WEST SUITE 319, AMARILLO, TX 79106

ENSTREAM CAPITAL SECURITIES, LLC
100 CRESCENT COURT, STE. 700, DALLAS, TX 75201

ESPOSITO SECURITIES, LLC
300 CRESCENT COURT, SUITE 650, DALLAS, TX 75201

ESTRADA HINOJOSA & COMPANY, INC.
1717 MAIN STREET LB 47, DALLAS, TX 75201-7361

FAIRFAX SECURITIES CORPORATION
98 SAN JACINTO BLVD STE 2020, AUSTIN, TX 78701
Mailing Address: 1718 CROMWELL HL, AUSTIN, TX 78703

FALCONBRIDGE CAPITAL MARKETS, LLC
5504 DEMOCRACY DRIVE, SUITE 240, PLANO, TX 75024

FINANCIAL PARADIGMS, INC.
4900 WOODWAY, SUITE 550, HOUSTON, TX 77056

FIRST CANTERBURY SECURITIES, INC.
12989 JUPITER ROAD, SUITE 203, DALLAS, TX 75238-3212

FIRST COMMAND FINANCIAL PLANNING, INC.
1 FIRSTCOMM PLAZA, FORT WORTH, TX 76109
Mailing Address: P.O. BOX 2387, FORT WORTH, TX 76113

FIRST DALLAS SECURITIES INCORPORATED
2905 MAPLE AVENUE, DALLAS, TX 75201

FIRST FINANCIAL SECURITIES OF AMERICA, INC.
515 NORTH SAM HOUSTON PARKWAY EAST, STE. 500, HOUSTON, TX 77060
Mailing Address: PO BOX 670329, HOUSTON, TX 77267-0329

FIRST LONDON SECURITIES CORPORATION
2603 FAIRMOUNT ST, DALLAS, TX 75201

FIRST PUBLIC, LLC
12007 RESEARCH BLVD, AUSTIN, TX 78759

FIRST RESEARCH FINANCIAL
4315 BRIARGROVE LANE, DALLAS, TX 75287

FIRST SOUTHWEST COMPANY
325 N. ST. PAUL ST., SUITE 800, DALLAS, TX 75201-4652

FIRST WESTERN SECURITIES, INC.
669 AIRPORT FREEWAY #409, HURST, TX 76053

FOX FINANCIAL MANAGEMENT CORPORATION
2129 NORTH JOSEY LANE, CARROLLTON, TX 75006

FRIEDMAN, LUZZATTO & CO.
14755 PRESTON RD. STE 510, DALLAS, TX 75254
Mailing Address: 14755 PRESTON RD. STE 510, DALLAS, TX 75254

FROST BROKERAGE SERVICES, INC.
100 W. HOUSTON STREET, SAN ANTONIO, TX 78205
Mailing Address: P.O. BOX 2538, SAN ANTONIO, TX 78299

FROST SECURITIES, INC.
2727 N. HARWOOD STE. 1000, DALLAS, TX 75201-1515

FULCRUM CAPITAL MARKETS LLC
111 CONGRESS AVENUE, SUITE 2550, AUSTIN, TX 78704

FUNDS PLACEMENT GROUP, LLC
2200 ROSS AVENUE, SUITE 4900W, DALLAS, TX 75201

GALWAY CAPITAL, L.P.
3050 POST OAK BLVD., SUITE 1300, HOUSTON, TX 77056

GBM INTERNATIONAL, INC.
2700 POST OAK BLVD., SUITE 1110, HOUSTON, TX 77056

GCP SECURITIES, INC.
712 MAIN STREET, SUITE 2500, HOUSTON, TX 77002

GENERATIONAL CAPITAL MARKETS INC.
14241 DALLAS PARKWAY, SUITE 700, DALLAS, TX 75254

GENEVE INTERNATIONAL CORPORATION
111 LONG WOOD AVENUE, LAKEWAY, TX 78734

GLOBAL FINANCIAL SERVICES, L.L.C.
1330 POST OAK BLVD., STE 2100, HOUSTON, TX 77056-3019
Mailing Address: 1330 POST OAK BLVD, STE 2100, HOUSTON, TX 77056-3019

GOLDEN BENEFICIAL SECURITIES CORPORATION
5850 SAN FELIPE, SUITE 111, HOUSTON, TX 77057
Mailing Address: 5850 SAN FELIPE, SUITE111, HOUSTON, TX 77057

GOLDEN STREAM SECURITIES, INC.
5219 WEATHERSTONE CIRCLE, SUGAR LAND, TX 77479

GOVERNMENT CAPITAL SECURITIES CORPORATION
345 MIRON DR, SOUTHLAKE, TX 76092
Mailing Address: 345 MIRON DR., SOUTHLAKE, TX 76092

GRAND FINANCIAL, INC.
15303 DALLAS PARKWAY STE. 1010, ADDISON, TX 75001

GRB FINANCIAL LLC
1415 W. RANDOL MILL, ARLINGTON, TX 76012

GREAT NATION INVESTMENT CORPORATION
5408-A BELL STREET, AMARILLO, TX 79109
Mailing Address: P.O. BOX 7566, AMARILLO, TX 79114-7566

GREENMAN PARKER CONNALLY GREENMAN INCORPORATED
2800 S HULEN SUITE 201, FT. WORTH, TX 76109

GUARDIAN DIRECT ENERGY PROGRAMS, INC.
140 S. VILLAGE CENTER DR., SOUTHLAKE, TX 76092
Mailing Address: 100 S. VILLAGE CENTER DR., SOUTHLAKE, TX 76902

GUIDESTONE FINANCIAL SERVICES
2401 CEDAR SPRINGS ROAD, DALLAS, TX 75201-1498

GULFSTAR GROUP I, LTD.
700 LOUISIANA STREET STE 3800, HOUSTON, TX 77002
Mailing Address: 700 LOUISIANA ST STE 3800, HOUSTON, TX 77002

GUNN & COMPANY INCORPORATED
711 NAVARRO, SUITE 406, SAN ANTONIO, TX 78205

GURUN INVESTMENT ADVISORS, INC.
4925 GREENVILLE AVE, SUITE 1102, DALLAS, TX 75206-4026

H.D. VEST INVESTMENT SERVICES
6333 NORTH STATE HIGHWAY 161, 4TH FLOOR, IRVING, TX 75038-2200

HAND SECURITIES, INC
820 GESSNER, STE 1250, HOUSTON, TX 77024

HBK GLOBAL SECURITIES L.P.
2101 CEDAR SPRINGS ROAD, SUITE 700, DALLAS, TX 75201

HERNDON PLANT OAKLEY, LTD.
800 NORTH SHORELINE BLVD., SUITE 2200 SOUTH, CORPUS CHRISTI, TX 78401

HFBE CAPITAL, LP
815 WALKER STE 1140, HOUSTON, TX 77002

HINES REAL ESTATE INVESTMENTS, INC.
2800 POST OAK BOULEVARD, SUITE 4700, HOUSTON, TX 77056

HUCKIN FINANCIAL GROUP, INC.
3700 BUFFALO SPEEDWAY, SUITE 950, HOUSTON, TX 77098

IICC - TRADECO, INC.
46 CAROLANE TRAIL, HOUSTON, TX 77024
Mailing Address: P.O.BOX 79228, HOUSTON, TX 77279-9228

ILG SECURITIES CORPORATION
200 W CESAR CHAVEZ, 3RD FLOOR, AUSTIN, TX 78701
Mailing Address: P O BOX 149339, AUSTIN, TX 78714-9339

IMS SECURITIES, INC.
10205 WESTHEIMER, SUITE 500, HOUSTON, TX 77042

INDEPENDENT INVESTMENT BANKERS, CORP.
5918 W. COURTYARD DRIVE, SUITE 550, AUSTIN, TX 78730

INSTITUTIONAL CAPITAL MANAGEMENT, INC.
15721 PARK ROW, SUITE 100, HOUSTON, TX 77084

INSTITUTIONAL SECURITIES CORPORATION
3100 MONTICELLO, SUITE 800, DALLAS, TX 75205

INTERCONTINENTAL ASSET MANAGEMENT GROUP, LTD.
300 CONVENT STREET - SUITE 1350, SAN ANTONIO, TX 78205

INTERNATIONAL RESEARCH SECURITIES, INC.
2301 CEDAR SPRINGS - STE. 150, DALLAS, TX 75201-7801

INVESCO DISTRIBUTORS, INC.
11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046-1173

INVESTMENT PROFESSIONALS, INC.
16414 SAN PEDRO AVE STE. 150, SAN ANTONIO, TX 78232-2245

INVESTORS BROKERAGE OF TEXAS, LTD.
225 S. 5TH ST., WACO, TX 76701
Mailing Address: P.O. BOX 2683, WACO, TX 76702

KENAI INVESTMENTS, INC.
112 SW 8TH AVE STE 301E, AMARILLO, TX 79101

KENT CAPITAL, INC.
7501 TILLMAN HILL ROAD, COLLEYVILLE, TX 76034

KERCHEVILLE & COMPANY, INC.
15750 IH-10 WEST, SAN ANTONIO, TX 78249

KERSHNER SECURITIES, LLC
1825-B KRAMER LANE, SUITE 200, AUSTIN, TX 78758-4281

KIPLING JONES & CO., LTD.
1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002
Mailing Address: 1200 SMITH STREET, STE. 1600, HOUSTON, TX 77002

KIRK SECURITIES CORPORATION
400 N. CARROLL BLVD., STE. 201, DENTON, TX 76201-9041
Mailing Address: P.O. BOX 1934, DENTON, TX 76202

KMHT SECURITIES, INC
1011 PLUM DRIVE, IRVING, TX 75063

KUYKENDALL & SCHNEIDER, INC.
3405 22ND STREET, SUITE 202, LUBBOCK, TX 79410
Mailing Address: 3405 22ND STREET, LUBBOCK, TX 79410

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

L. B. FISHER & COMPANY
17300 DALLAS PARKWAY, SUITE 3050, DALLAS, TX 75248

LARADORBECKER SECURITIES CORPORATION
32 GOLDEN SCROLL CIRCLE, THE WOODLANDS, TX 77382

LCT CAPITAL, LLC
3012 MEANDERING RIVER CT, AUSTIN, TX 78746

LEGACY ASSET SECURITIES, INC.
1800 WEST LOOP SOUTH STE 1790, HOUSTON, TX 77027

LOWELL & COMPANY, INC.
4021 84TH ST, SUITE 100, LUBBOCK, TX 79423

LUCIEN, STIRLING & GRAY FINANCIAL CORPORATION
4005 GUADALUPE STREET, AUSTIN, TX 78751

M. E. ALLISON & CO., INC.
950 EAST BASSE ROAD, SECOND FLOOR, SAN ANTONIO, TX 78209-1831

MADDEN SECURITIES CORPORATION
1901 NORTH AKARD, DALLAS, TX 75201

MAPLEWOOD INVESTMENT ADVISORS, INC.
8750 N. CENTRAL EXPRESSWAY, SUITE 715, DALLAS, TX 75231

MARINER INVESTMENT GROUP
9601 KATY FREEWAY, SUITE 400, HOUSTON, TX 77024

MBM SECURITIES, INC.
440 LOUISIANA - SUITE 2500, HOUSTON, TX 77002
Mailing Address: 440 LOUISIANA, SUITE 2500, HOUSTON, TX 77002

MCNALLY FINANCIAL SERVICES CORPORATION
1115 TRANQUIL TRAIL DRIVE, SAN ANTONIO, TX 78232-5185
Mailing Address: P.O. BOX 701928, SAN ANTONIO, TX 78270-1928

MHT SECURITIES, L.P.
2000 MCKINNEY AVENUE, SUITE 1200, DALLAS, TX 75201

MICROVENTURE MARKETPLACE INC.
5918 W. COURTYARD DRIVE, SUITE 525, AUSTIN, TX 78730
Mailing Address: 12513 UVALDE CREEK DR., AUSTIN, TX 78732

MID-CONTINENT SECURITIES ADVISORS, LTD.
1218 WEBSTER STREET, HOUSTON, TX 77002-8841

MIDKIFF & STONE CAPITAL GROUP, INC.
4808 PALMETTO, BELLAIRE, TX 77401-3414
Mailing Address: P.O. BOX 705, BELLAIRE, TX 77402-0705

MILKIE/FERGUSON INVESTMENTS, INC.
8750 N.CENTRAL EXPRESSWAY, STE. 1700, DALLAS, TX 75231

MILLENNIUM WAVE INVESTMENTS
3204 BEVERLY, DALLAS, TX 75205

MITCHELL ENERGY ADVISORS, LLC
7515 GREENVIILLE AVENUE, SUITE 905, DALLAS, TX 75231

MONEX SECURITIES, INC.
440 LOUISIANA STREET, SUITE 1500, HOUSTON, TX 77002

MOODY SECURITIES, LLC
6363 WOODWAY SUITE 110, HOUSTON, TX 77057

MORRIS ENERGY ADVISORS, INC.
8 GREENWAY PLAZA, SUITE 1105, HOUSTON, TX 77046

MUNICIPAL CAPITAL MARKETS GROUP, INC.
4851 LBJ FREEWAY - SUITE 200, DALLAS, TX 75244

MURRAY SECURITIES, INC.
909 ESE LOOP 323, SUITE 200, TYLER, TX 75701

MV SECURITIES GROUP, INC.
1001 MCKINNEY, SUITE 1200, HOUSTON, TX 77002

NATIONAL ALLIANCE SECURITIES CORPORATION
1605 LBJ FREEWAY, SUITE 710, DALLAS, TX 75234

NETHERLAND SECURITIES, INC.
12720 HILLCREST ROAD STE 900, DALLAS, TX 75230

NEW INVESTOR WORLD INCORPORATED
6210 CAMPBELL ROAD, SUITE 128, DALLAS, TX 75248

NEXBANK SECURITIES INC
13455 NOEL ROAD, SUITE 1710, DALLAS, TX 75240

NEXT FINANCIAL GROUP, INC.
2500 WILCREST DRIVE, SUITE 620, HOUSTON, TX 77042

NEXTREND SECURITIES, INC.
5200 KELLER SPRINGS RD., #812, DALLAS, TX 75248
Mailing Address: 5200 KELLER SPRINGS ROAD, SUITE 812, DALLAS, TX 75248

NFP SECURITIES, INC.
1250 CAPITAL OF TEXAS HWY S. #2-125, AUSTIN, TX 78746

NOBLES & RICHARDS, INC.
801 EAST PLANO PARKWAY, SUITE 220, PLANO, TX 75074

NORTHGATE SECURITIES INC.
14505 TORREY CHASE, #111, HOUSTON, TX 77014
Mailing Address: 14505 TORREY CHASE, #410, HOUSTON, TX 77014

OMEGA SECURITIES, INC.
309 W. 7TH STREET, STE 900, FORT WORTH, TX 76102-6996
Mailing Address: 309 W. 7TH ST-STE. 900, FORT WORTH, TX 76102-6996

PARKMAN WHALING SECURITIES LLC
600 TRAVIS STREET, SUITE 600, HOUSTON, TX 77002

PENSON FINANCIAL SERVICES, INC.
1700 PACIFIC AVENUE - SUITE 1400, DALLAS, TX 75201
Mailing Address: 1700 PACIFIC AVENUE, SUITE 1400, DALLAS, TX 75201

PERRYMAN SECURITIES, INC.
12221 MERIT DRIVE - SUITE 1725, DALLAS, TX 75251

PETRO CAPITAL SECURITIES, LLC
3838 OAK LAWN, SUITE 1775, DALLAS, TX 75219

PETROGROWTH ENERGY ADVISORS, L.L.C.
433 LAS COLINAS BLVD., SUITE 1200, IRVING, TX 75039

PIVOTAL CAPITAL SOLUTIONS LLC
9015 MOUNTAIN RIDGE DRIVE, SUITE 250, AUSTIN, TX 78759

PLAINSCAPITAL SECURITIES, LLC
2323 VICTORY AVENUE, SUITE 1400, DALLAS, TX 75219

PPHB SECURITIES LP
1900 ST. JAMES PLACE, SUITE 125, HOUSTON, TX 77056

PREFERRED CLIENT GROUP, INC.
3707 DARTMOUTH, DALLAS, TX 75205

PRESIDIO FINANCIAL SERVICES, INC.
755 EAST MULBERRY, SUITE 430, SAN ANTONIO, TX 78212

PRIORITY CAPITAL INVESTMENTS, LLC
33300 EGYPT LANE, SUITE L-500, MAGNOLIA, TX 77354

PROFUTURES FINANCIAL GROUP, INC.
11719 BEE CAVE ROAD, SUITE 200, AUSTIN, TX 78738

PROSPERA FINANCIAL SERVICES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

PURITAN BROKERAGE SERVICES, INC.
16801 ADDISON RD., STE 430, ADDISON, TX 75001
Mailing Address: 16801 ADDISON RD., STE 430, ADDISON, TX 75001

QUANTLAB SECURITIES LP
4200 MONTROSE BOULEVARD, SUITE 200, HOUSTON, TX 77006

RED RIVER SECURITIES, LLC
5601 DEMOCRACY DRIVE, SUITE 280, PLANO, TX 75024

REEF SECURITIES, INC.
1901 N CENTRAL EXPRESSWAY, SUITE 400, RICHARDSON, TX 75080-3558

RHODES SECURITIES, INC.
306 WEST 7TH STREET, SUITE 1000, FT WORTH, TX 76102
Mailing Address: 306 WEST 7TH STREET, SUITE 1000, FORT WORTH, TX 76102

RIVERROCK SECURITIES, LLC
3200 SOUTHWEST FREEWAY, SUITE 3120, HOUSTON, TX 77027

RIVERSTONE WEALTH MANAGEMENT, INC.
7801 CAPITAL OF TEXAS HWY., SUITE 310, AUSTIN, TX 78731

RIVIERE SECURITIES LTD.
1250 S. CAPITAL OF TEXAS HWY., BLDG.2, STE. 120, AUSTIN, TX 78746
Mailing Address: 407 DUCK LAKE, LAKEWAY, TX 78734

S&P INVESTORS, INC.
12720 HILLCREST RD. SUITE 108, DALLAS, TX 75230

SALIENT CAPITAL L.P.
4265 SAN FELIPE, 8TH FLOOR, HOUSTON, TX 77027

SAMCO CAPITAL MARKETS, INC.
6805 CAPITAL OF TEXAS HIGHWAY, SUITE 350, AUSTIN, TX 78731

SANDERS MORRIS HARRIS INC.
600 TRAVIS, SUITE 5800, HOUSTON, TX 77002-3003

SAUSLEY SECURITIES, INC.
1201 ENTERPRISE, 644, LEAGUE CITY, TX 77573
Mailing Address: P.O. BOX 57093, WEBSTER, TX 77598

SCOTT T. TAYLOR, LTD.
14482 HILLSHIRE DR., WILLIS, TX 77318-4478

SECURITIES CORPORATION OF AMERICA
1717 MCKINNEY AVE., SUITE 700, DALLAS, TX 75202

SECURITY CHURCH FINANCE, INC.
14615 BENFER ROAD, HOUSTON, TX 77069

SENDERO SECURITIES, LLC
7373 BROADWAY, SUITE 501, SAN ANTONIO, TX 78209

SETHI FINANCIAL INVESTMENTS, INC.
101 E. PARK BLVD, STE 755, PLANO, TX 75074

SHARE FINANCIAL SERVICES, INC.
15770 DALLAS PARKWAY, SUITE 860, DALLAS, TX 75248

SIGNAL SECURITIES, INC.
700 THROCKMORTON STREET, FORT WORTH, TX 76102-5036

SIMMONS & COMPANY INTERNATIONAL
700 LOUISIANA SUITE 1900, HOUSTON, TX 77002-2753

SL DISTRIBUTORS, INC.
12750 MERIT DRIVE, SUITE 500, DALLAS, TX 75251-1209

SOUTH TEXAS SECURITIES CO.
13027 TAYLORCREST, HOUSTON, TX 77079
Mailing Address: PO BOX 79626, HOUSTON, TX 77279

SOUTHLAKE CAPITAL, L.L.C.
1750 SLEEPY HOLLOW TRAIL, SOUTHLAKE, TX 76092

SOUTHSIDE SECURITIES, INC.
1201 S. BECKHAM AVENUE, TYLER, TX 75701
Mailing Address: P.O. BOX 1079, TYLER, TX 75701

SOUTHWEST MERCHANT GROUP, INC.
3422 BINKLEY AVENUE, DALLAS, TX 75205

SOUTHWEST SECURITIES, INC.
1201 ELM ST, SUITE 3500, DALLAS, TX 75270-2180

SOUTHWESTERN CAPITAL MARKETS, INC.
140 E. HOUSTON STREET, SUITE 201, SAN ANTONIO, TX 78205

SP SECURITIES LLC
1800 ST. JAMES PLACE, SUITE 400, HOUSTON, TX 77056

STARLIGHT INVESTMENTS, LLC
510 BERING DRIVE, SUITE #300, HOUSTON, TX 77057

STATESMAN CORPORATE FINANCE, LLC
1900 WEST LOOP SOUTH, SUITE 1010, HOUSTON, TX 77027

STERLING SMITH CORPORATION
4326A SCOTLAND, HOUSTON, TX 77007

STONEGATE SECURITIES, INC.
5950 SHERRY LANE, SUITE 410, DALLAS, TX 75225

SUMMITALLIANCE SECURITIES, L.L.C.
14785 PRESTON ROAD, STE. 1000, DALLAS, TX 75254

SUNBELT SECURITIES, INC.
5065 WESTHEIMER, SUITE 600, HOUSTON, TX 77056

SWBC INVESTMENT SERVICES, LLC
9311 SAN PEDRO, STE 600, SAN ANTONIO, TX 78216

SWS FINANCIAL SERVICES, INC.
1201 ELM STREET, SUITE 3500, DALLAS, TX 75270

TAG SECURITIES, INC.
5429 LBJ FREEWAY, SUITE 400, DALLAS, TX 75240

TEJAS SECURITIES GROUP, INC.
8226 BEE CAVES ROAD, AUSTIN, TX 78746

TEXAKOMA FINANCIAL, INC.
5601 GRANITE PARKWAY, SUITE 600, PLANO, TX 75024

TEXAS CORPORATE CAPITAL ADVISORS
100 CRESCENT COURT, SUITE 700, DALLAS, TX 75201

TEXAS SECURITIES, INC.
4024 NAZARENE, SUITE B, CARROLLTON, TX 75010

THE CHAMPION GROUP, INC.
401 E. SONTERRA BLVD, SUITE 215, SAN ANTONIO, TX 78258
Mailing Address: 401 E. SONTERRA BLVD, SUITE #215, SAN ANTONIO, TX 78258

THE FIG GROUP, LLC
3710 RAWLINS, SUITE 975, DALLAS, TX 75219

THE FINANCIAL ADVANTAGE COMPANY
423 LAZY BLUFF, SAN ANTONIO, TX 78216-1617
Mailing Address: P.O. BOX 160546, SAN ANTONIO, TX 78280-2746

THE PETROLEUM CLEARINGHOUSE, INC.
500 N SAM HOUSTON PKWY, STE 150, HOUSTON, TX 77067
Mailing Address: P.O. BOX 671787, HOUSTON, TX 77267-1787

THE TIDAL GROUP, INC.
5501 MID CITIES PARKWAY, SUITE 100, SCHERTZ, TX 78154-2413

THORNHILL SECURITIES, INC.
336 SOUTH CONGRESS AVE. STE. 200, AUSTIN, TX 78704

TITAN SECURITIES
14801 QUORUM DR, SUITE 260, DALLAS, TX 75254

TITLEIST ASSET MANAGEMENT, LTD.
7373 BROADWAY, SUITE 108, SAN ANTONIO, TX 78209

TOLARUS CAPITAL ADVISORS, LLC
106 EAST SIXTH STREET, SUITE 900, AUSTIN, TX 78701-3665

TORCH SECURITIES, LLC
770 POST OAK LANE, SUITE 101, HOUSTON, TX 77056

TPEG SECURITIES, LLC
700 N. CARROLL AVE., SUITE 110, SOUTHLAKE, TX 76092
Mailing Address: 700 N. CARROLL AVE. SUITE 110, SOUTHLAKE, TX 76092

TPG CAPITAL BD, LLC
301 COMMERCE STREET, STE 3300, FORT WORTH, TX 76102

TPR INVESTMENTS, L.P.
4 WATERWAY COURT, THE WOODLANDS, TX 77380

TRANSCEND CAPITAL
6500 RIVER PLACE BLVD., BLDG 4, SUITE 102, AUSTIN, TX 78730

TREASURE FINANCIAL CORP.
777 S. CENTRAL EXPRESSWAY, SUITE 101, RICHARDSON, TX 75080

TRI-STAR FINANCIAL
5718 WESTHEIMER SUITE 950, HOUSTON, TX 77057

TRINITY SECURITIES, INC.
3303 OAKWELL COURT, SUITE 210, SAN ANTONIO, TX 78218
Mailing Address: 3303 OAKWELL COURT, SUITE 220, SAN ANTONIO, TX 78218

TRYCO SECURITIES, INC.
3504 WATERCREST DRIVE, PLANO, TX 75093

TUDOR, PICKERING, HOLT & CO. SECURITIES, INC.
1111 BAGBY, SUITE 5000, HOUSTON, TX 77002

U.S. GLOBAL BROKERAGE, INC.
7900 CALLAGHAN ROAD, SAN ANTONIO, TX 78229

USAA FINANCIAL ADVISORS, INC.
9800 FREDERICKSBURG RD., SAN ANTONIO, TX 78288-0227

USAA INVESTMENT MANAGEMENT COMPANY
9800 FREDERICKSBURG ROAD, SAN ANTONIO, TX 78288-0227

USCA SECURITIES LLC
1330 POST OAK BLVD., SUITE 900, HOUSTON, TX 77056

USP SECURITIES CORPORATION
15305 DALLAS PARKWAY, SUITE 1600, ADDISON, TX 75001

VALIC FINANCIAL ADVISORS, INC.
2929 ALLEN PARKWAY, HOUSTON, TX 77019-2158
Mailing Address: P.O. BOX 3206, HOUSTON, TX 77253-3206

VALORES FINAMEX INTERNATIONAL, INC.
PASEO DE LA REFORMA #255 PISO 4, COLONIA CUAUHTEMOC, MEXICO CITY, 06500 MEXICO
Mailing Address: 33300 EGYPT LANE, SUITE E-400, MAGNOLIA, TX 77354

VAN KAMPEN FUNDS INC.
11 GREENWAY PLAZA, SUITE 2500, HOUSTON, TX 77046

VCA SECURITIES, LP
2000 MCKINNEY AVENUE, 6TH FLOOR, DALLAS, TX 75201

VERITRUST FINANCIAL, LLC
3755 CAPITAL OF TX HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704
Mailing Address: 3755 CAPITAL OF TX HIGHWAY SOUTH, SUITE 130, AUSTIN, TX 78704

VERT SECURITIES, LLC
3939 ESSEX LANE, STE 130, HOUSTON, TX 77027

VISTA SECURITIES, INC.
9400 NORTH CENTRAL EXPRESSWAY, SUITE 1625, DALLAS, TX 75231

WALL AND COMPANY SECURITIES, INC.
11680 STEPHENVILLE DR, FRISCO, TX 75035

WALTON JOHNSON & COMPANY
2911 TURTLE CREEK BLVD, SUITE 405, DALLAS, TX 75219
Mailing Address: P.O. BOX 192687, DALLAS, TX 75219

WATERFORD CAPITAL, INC.
14175 PROTON ROAD, DALLAS, TX 75244

WATERVIEW SECURITIES, INC.
12201 MERIT DRIVE, SUITE 700, DALLAS, TX 75251

WEALTH SOLUTIONS, INC.
10333 RICHMOND AVE, STE 970, HOUSTON, TX 77042-4115

WEALTHFORGE, LLC
501 EAST FRANKLIN STREET, SUITE 118, RICHMOND, VA 23219

WEAVER TIDWELL CAPITAL, LLC
12221 MERIT DRIVE, SUITE 1400, DALLAS, TX 75251
Mailing Address: 12221 MERIT DRIVE, SUITE 1400, DALLAS, TX 75251

WEISSER JOHNSON CAPITAL LLC
1301 MCKINNEY, SUITE 2810, HOUSTON, TX 77010

WELLER, ANDERSON & CO., LTD.
811 RUSK, SUITE 1725, HOUSTON, TX 77002

WESTERN STRATEGIC ADVISORS, L.L.C.
3100 W. SEVENTH STREET SUITE 300, FORT WORTH, TX 76107

WESTLAKE SECURITIES
2700 VIA FORTUNA SUITE 250, AUSTIN, TX 78746

WFG INVESTMENTS, INC.
2711 N HASKELL AVE., SUITE 2900, DALLAS, TX 75204
Mailing Address: 2711 N HASKELL AVE, SUITE 2900, DALLAS, TX 75204

WILSON STEPHENSON INCORPORATED
100 LEXINGTON STREET, SUITE 150, FORT WORTH, TX 76102

WM. H. MURPHY & CO., INC.
770 SOUTH POST OAK LANE, SUITE 690, HOUSTON, TX 77056

WOODLANDS SECURITIES CORPORATION
10077 GROGANS MILL RD #130, THE WOODLANDS, TX 77380

WOODROCK SECURITIES, L.P.
4265 SAN FELIPE STREET, SUITE 600, HOUSTON, TX 77027

WORLD CHOICE SECURITIES, INC.
1420 BROWN TRAIL, BEDFORD, TX 76022

WORTH FINANCIAL GROUP INC.
16660 DALLAS PARKWAY, SUITE 1600, DALLAS, TX 75248

YOUNGBLOOD SECURITIES CORP.
100 N. CENTRAL EXPRESSWAY #403, RICHARDSON, TX 75080