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If an individual investor has a dispute with a FINRA brokerage firm or stock broker, he/she most likely will have to arbitrate through FINRAs Dispute Resolution system.  FINRA Arbitration holds arbitration hearings in four New York cities:  Albany, Buffalo, Syracuse, and New York. 

The New York Office of the Attorney General, Investor Protection Bureau, located near Wall Street in Manhattan, regulates the sales of securities in the state of New York.  Its websiteprovides information on state securities Statutes and Rules, and information on how to file a complaint. 

New York General Business Law Article 23-A § 353. Action by attorney-general

1. Whenever the attorney-general shall believe from evidence satisfactory to him that any person, partnership, corporation, company, trust or association has engaged in, is engaged or is about to engage in any of the practices or transactions heretofore referred to as and declared to be fraudulent practices, he may bring an action in the name and on behalf of the people of the state of New York against such person, partnership, corporation, company, trust or association, and any other person or persons theretofore concerned in or in any way participating in or about to participate in such fraudulent practices, to enjoin such person, partnership, corporation, company, trust or association and such other person or persons from continuing such fraudulent practices or engaging therein or doing any act or acts in furtherance thereof or, if the attorney-general should believe from such evidence that such person, partnership, corporation, company, trust or association actually has or is engaged in any such fraudulent practice, he may include in such action an application to enjoin permanently such person, partnership, corporation, company, trust or association, and such other person or persons as may have been or may be concerned with or in any way participating in such fraudulent practice, from selling or offering for sale to the public within this state, as principal, broker or agent, or otherwise, any securities issued or to be issued. In said action an order or a judgment may be entered awarding the relief applied for or so much thereof as the court may deem proper. Upon a showing by the attorney-general in his application for a permanent injunction hereunder that the defendant named in the action or an officer thereof has refused to be sworn or to be examined or to answer a material question or to produce a book or paper relevant to the inquiry when duly ordered so to do by the officer or judge duly conducting an inquiry into the subject matter forming the basis of the application for such injunction, such refusal shall be prima facie proof that such defendant is or has been engaged in fraudulent practices as set forth in such application and a permanent injunction may issue from the supreme court without any further showing by the attorney-general. In such an action, the court may award to the plaintiff a sum not in excess of two thousand dollars as an additional allowance.

2. Upon a showing by the attorney-general in an application for an injunction that any person engaged in the purchase, sale, offer to purchase or sell, issuance, exchange, promotion, negotiation, advertisement or distribution within this state of any security or securities, either as principal, partner, officer, agent, employee or otherwise, has ever been convicted by a court of competent jurisdiction in any state or country of any felony; or of any other criminal offense by any such court, whether or not constituting a felony, involving securities, the supreme court after a hearing may issue a permanent injunction awarding the relief applied for, or so much thereof as the court may deem proper, against such person shown to have been so convicted, in the form and manner provided for in subdivision one of this section in case of one who actually has or is engaged in any fraudulent practice.

3. Upon a showing by the attorney general that a fraudulent practice as defined by this article has occurred, he may include in an action under this article an application to direct restitution of any moneys or property obtained directly or indirectly by any such fraudulent practice.

FINRA securities brokerage firms with their main offices in New York:

A B WONG CAPITAL LLC
10 CATHERINE SLIP 15H, NEW YORK, NY 10038
Mailing Address: P.O.BOX 479, NEW YORK, NY 10272
 
A&F FINANCIAL SECURITIES, INC.
6901 JERICHO TURNPIKE, SUITE 217, SYOSSET, NY 11791
 
A. P. SECURITIES, INC.
15 WATERVIEW DR, CENTERPORT, NY 11721
Mailing Address: P. O. BOX 434, CENTERPORT, NY 11721
 
A. R. SCHMEIDLER & CO., INC.
500 FIFTH AVENUE, NEW YORK, NY 10110-1405
 
A.B. WATLEY DIRECT, INC.
50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004
Mailing Address: 50 BROAD STREET, SUITE 1614, NEW YORK, NY 10004
 
A.C.R. SECURITIES, INC.
687 PARK LANE, CEDARHURST, NY 11516
 
A.J. PACE & CO., INC.
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006
Mailing Address: 39 BROADWAY, SUITE 3300, NEW YORK, NY 10006
 
A.J. SLOANE & COMPANY, LLC
623 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10022
 
A.K. CAPITAL, LLC
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE 9TH FLOOR, NEW YORK, NY 10022
 
ABACUS INTERNATIONAL CAPITAL CORP.
181 CANAL STREET-2ND FLOOR, NEW YORK, NY 10013
Mailing Address: 181 CANAL STREET - 2ND FLOOR, NEW YORK, NY 10013
 
ABBEY CAPITAL (US) LLC
330 MADISON AVE, SUITE 623, NEW YORK, NY 10017-5001
 
ABEL/NOSER CORP.
ONE BATTERY PARK PLAZA, 6TH FLOOR, NEW YORK, NY 10004
 
ABG SUNDAL COLLIER INC.
535 MADISON AVENUE, NEW YORK, NY 10022-4212
 
ABN AMRO SECURITIES (USA) LLC
100 PARK AVENUE, 17 FLOOR, NEW YORK, NY 10017-5516
 
ABRAMSON FINANCIAL, LLC
1633 BROADWAY, NINTH FLOOR, NEW YORK, NY 10019
 
ACADEMY SECURITIES, INC.
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601
 
ACCRUED EQUITIES INC.
150 BROADHOLLOW RD, SUITE PH 02, MELVILLE, NY 11747
 
ACGM, INC.
590 MADISON AVENUE, 41ST FLOOR, SUITE 4103, NEW YORK, NY 10022
 
ACHELOUS PARTNERS, LLC
THE CHRYSLER BUILDING, 405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK CITY, NY 10174-0002
 
ACN SECURITIES INC.
100 PARK AVENUE - SUITE 1600, NEW YORK, NY 10017
 
ADIRONDACK TRADING GROUP LLC
2123 MAIN STREET, NEW WOODSTOCK, NY 13122
 
ADVANCED EQUITIES SERVICES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET SUITE 1704, NEW YORK, NY 10005
Mailing Address: 130 BROAD BROOK ROAD, BEDFORD HILLS, NY 10507
 
ADVANCED GLOBAL SECURITES CORP.
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022
 
ADVANTAGE GFC LLC
2 WALL STREET, NEW YORK, NY 10005
 
AEGIS CAPITAL CORP.
810 7TH AVE, 11TH FLOOR, NEW YORK, NY 10019
 
AEGIS ENERGY ADVISORS CORP.
708 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017-4201
 
AG BD LLC
245 PARK AVENUE, 26TH FLOOR, NEW YORK, NY 10167-0094
 
AGM SECURITIES LLC
277 PARK AVENUE, 49TH FLOOR, NEW YORK, NY 10172
 
AGRICAPITAL SECURITIES INC.
1410 BROADWAY, SUITE 1802, NEW YORK, NY 10018
 
AKIN BAY COMPANY LLC
780 THIRD AVENUE, NEW YORK, NY 10017
 
ALBERT FRIED & COMPANY, LLC
45 BROADWAY, 24TH FLOOR, NEW YORK, NY 10006
 
ALEXANDER CAPITAL, L.P.
100 QUENTIN ROOSEVELT BLVD, SUITE 103, GARDEN CITY, NY 11530
 
ALFORMA CAPITAL MARKETS, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1805, NEW YORK, NY 10020
 
ALGO ENGINEERING EXECUTION SERVICES LLC
7 WORLD TRADE CENTER, STE 34F, NEW YORK, NY 10007
 
ALL FUNDS, INC.
1444 ORANGE TURNPIKE, MONROE, NY 10950-3716
Mailing Address: PO DRAWER H, VALLEY COTTAGE, NY 10989
 
ALLEGRO SECURITIES LLC
3 W 57TH ST, FL 10, NEW YORK, NY 10019
 
ALLEN & COMPANY LLC
711 FIFTH AVENUE, NEW YORK, NY 10022
 
ALLIANCEBERNSTEIN INVESTMENTS, INC.
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-0096
 
ALLIANZ GLOBAL INVESTORS DISTRIBUTORS LLC
1633 BROADWAY, NEW YORK, NY 10019
 
ALLY SECURITIES LLC
1177 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036
 
ALPHASOURCE CAPITAL SECURITIES LLC
32 EAST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10022
 
ALTERNATIVE ACCESS CAPITAL, LLC
2 WILLIAM STREET, SUITE 402, WHITE PLAINS, NY 10601
 
ALTERNATIVE ASSET INVESTMENT MANAGEMENT SECURITIES, LLC
99 PARK AVENUE, SUITE 330, NEW YORK, NY 10016
Mailing Address: BOX 5274, ROCKEFELLER STATION, NEW YORK, NY 10185-5274
 
ALTERNET SECURITIES INC.
380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017
 
ALTO SECURITIES, LLC
850 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022
 
ALVAREZ & MARSAL SECURITIES, LLC
600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVE, 6TH FLOOR, NEW YORK, NY 10022
 
ALYSSA LLC
888 7TH AVENUE, 41ST FLOOR, NEW YORK, NY 10106
 
AMBATA SECURITIES, LLC
370 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10017
 
AMERICA INVEST ONLINE, INC.
97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577
Mailing Address: 97 POWERHOUSE ROAD, SUITE 103, ROSLYN HEIGHTS, NY 11577
 
AMERICAN CAPITAL PARTNERS, LLC
205 OSER AVE., HAUPPAUGE, NY 11788
 
AMERICAN PORTFOLIOS FINANCIAL SERVICES, INC.
4250 VETERANS MEMORIAL HIGHWAY, 4TH FLOOR EAST, HOLBROOK, NY 11741
Mailing Address: 4250 VETERANS MEMORIAL HWY, 4TH FLOOR EAST, HOLBROOK, NY 11741
 
AMERITECH ADVISORS
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017
 
AMUNDI DISTRIBUTORS, INC.
1301 AVENUE OF THE AMERICAS, 38TH FL., NEW YORK, NY 10019
 
AMUR ADVISORS LLC
12 EAST 49TH STREET, 40TH FLOOR, NEW YORK, NY 10017
 
ANCHIN CAPITAL ADVISORS LLC
1375 BROADWAY, 18TH FLOOR, NEW YORK, NY 10018
 
ANCHOR ASSET MANAGEMENT LLC
267 FIFTH AVE., SUITE 800, NEW YORK, NY 10016
 
ANDREW GARRETT INC.
140 EAST 45TH STREET, 11TH FLOOR, NEW YORK, NY 10017
 
ANUBIS SECURITIES LLC
717 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10022
 
ANZ SECURITIES, INC.
277 PARK AVENUE, FLOOR 31, NEW YORK, NY 10172-0003
 
AON BENFIELD SECURITIES, INC.
200 EAST RANDOLPH STREET, CHICAGO, IL 60601
 
APB FINANCIAL GROUP, LLC
17 STATE ST. - SUITE 1650, NEW YORK, NY 10004
 
APOLLO GLOBAL SECURITIES, LLC
9 WEST 57TH STREET, 48TH FL, NEW YORK, NY 10019-2701
 
AQUA SECURITIES L.P.
110 EAST 59TH STREET, NEW YORK, NY 10022
 
AQUILA DISTRIBUTORS, INC.
380 MADISON AVENUE #2300, NEW YORK, NY 10017
Mailing Address: 380 MADISON AVENUE, SUITE 2300, NEW YORK, NY 10017
 
ARCADIA SECURITIES, LLC
720 FIFTH AVE, 10TH FL, NEW YORK, NY 10019
Mailing Address: 720 FIFTH AVE, 10TH FLOOR, NEW YORK, NY 10019
 
ARDOUR CAPITAL INVESTMENTS, LLC
350 5TH AVENUE, SUITE 3018, NEW YORK, NY 10118
 
ARJENT LLC
570 LEXINGTON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
 
ARMONK CAPITAL SECURITIES LLC
16 ROSE HILL DRIVE, ARMONK, NY 10504
 
ARROW INVESTMENTS, INC.
3010 WESTCHESTER AVENUE, SUITE 203, PURCHASE, NY 10577
 
ARTIO GLOBAL INSTITUTIONAL SERVICES LLC
330 MADISON AVENUE, FLOOR 12A, NEW YORK, NY 10017-5035
 
ASANTE PARTNERS LLC
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022
 
ASHMORE INVESTMENT MANAGEMENT (US) CORPORATION
122 E. 42ND ST, STE 5005, NEW YORK, NY 10168
 
ASPERION GROUP LLC
152 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019
 
AST INVESTOR SERVICES LLC
110 WALL STREET, 5TH FLOOR, NEW YORK, NY 10005
Mailing Address: 6201 15TH AVENUE, BROOKLYN, NY 11219
 
ASTORIA CAPITAL MARKETS, INC.
30-08 36TH STREET, LONG ISLAND CITY, NY 11103
 
ATLANTIC STATE PARTNERS, LLC
7 AVON ROAD, LARCHMONT, NY 10538-1420
 
ATLAS STRATEGIC ADVISORS, LLC
140 EAST 45TH STREET, NEW YORK, NY 10017
 
ATM USA, LLC
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006
 
AUERBACH GRAYSON & COMPANY LLC
25W 45TH STREET SUITE 16, NEW YORK, NY 10036
Mailing Address: 25W 45TH STREET SUITE 16, NEW YORK, NY 10036
 
AUFHAUSER SECURITIES, INC.
112 WEST 56TH STREET, NEW YORK, NY 10019-3841
 
AURIGA USA, LLC
546 5TH AVENUE, 9TH FLOOR, NEW YORK, NY 10036-5000
 
AURORA CAPITAL LLC
17 PARK AVENUE, #201, NEW YORK, NY 10016
 
AUTOMATED EQUITY FINANCE MARKETS, INC.
529 5TH AVENUE, 14TH FL., NEW YORK, NY 10017
 
AVALON SECURITIES, LTD.
1375 BROADWAY, NEW YORK, NY 10018
Mailing Address: 1375 BRODWAY, NEW YORK, NY 10018
 
AVATAR CAPITAL GROUP LLC
7 WORLD TRADE CENTER, 32ND FLOOR, NEW YORK, NY 10007
 
AVENDUS CAPITAL, INC.
100 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10017
 
AVILA CAPITAL MARKETS, INC.
150 EAST 52ND STREET, SUITE 32002, NEW YORK, NY 10022
 
AXA ADVISORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10104
 
AXA DISTRIBUTORS, LLC
1290 AVENUE OF THE AMERICAS, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 11TH FLOOR, NEW YORK, NY 10104
 
AXIOM CAPITAL MANAGEMENT, INC.
780 THIRD AVENUE, 43RD FLOOR, NEW YORK, NY 10017-2024
 
AXIS THOUGHT CAPITAL, LLC
708 THIRD AVENUE, SUITE 500, NEW YORK, NY 10017
 
BALLISTA SECURITIES, LLC
875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022
 
BANC OF AMERICA SPECIALIST, INC.
14 WALL STREET, 21ST FLOOR, NEW YORK, NY 10005
 
BANCA IMI SECURITIES CORP.
1 WILLIAM STREET, NEW YORK, NY 10004
 
BANCO DO BRASIL SECURITIES LLC
535 MADISON AVENUE, 34TH FLOOR, NEW YORK, NY 10022
 
BANCO VOTORANTIM SECURITIES, INC.
126 EAST 56TH STREET, 9TH FLOOR, SUITE 920, NEW YORK, NY 10022-3613
 
BANESTO SECURITIES, INC.
730 FIFTH AVENUE, SUITE 701, NEW YORK, NY 10019
 
BANNOCKBURN PARTNERS, LLC
30 BROAD STREET  35TH FLOOR, NEW YORK, NY 10004
Mailing Address: C/O FRANZESE 9 SHIRRA AVE, STATEN ISLAND, NY 10314
 
BANORTE-IXE SECURITIES INTERNATIONAL, LTD.
540 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022
 
BARCLAY INVESTMENTS, INC.
254 WEST 54TH STREET, 16TH FLOOR, NEW YORK, NY 10019
 
BARCLAYS CAPITAL INC.
745 7TH AVENUE, NEW YORK, NY 10019
 
BARNETT & PARTNERS ADVISORS, LLC
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
 
BARON CAPITAL, INC.
767 FIFTH AVENUE, 49TH FLOOR, NEW YORK, NY 10153
 
BARRETT SECURITIES INC.
777 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10017
 
BASIC CAPITAL ADVISORS, LLC
120 W 15TH STREET, #3-L, NEW YORK, NY 10011
 
BAY CREST PARTNERS, LLC
40 WALL STREET, 45TH FLOOR, NEW YORK, NY 10005
 
BBVA SECURITIES INC.
1345 AVENUE OF THE AMERICAS 45TH FLOOR, NEW YORK, NY 10105-0302
Mailing Address: 1345 AVENUE OF THE AMERICAS, 45TH FLOOR, NEW YORK, NY 10105-0302
 
BCMS CAPITAL ADVISORS LLC
30 BROAD ST., 29TH FLOOR, NEW YORK, NY 10004
Mailing Address: 30 BROAD ST., 29TH FLOOR, NEW YORK, NY 10004
 
BCS PLACEMENTS, LLC
71 MURRAY STREET, NO. 8, NEW YORK, NY 10007
 
BEDROK SECURITIES LLC
555 THEODORE FREMD AVENUE, C-301, RYE, NY 10580
 
BEECH HILL SECURITIES, INC.
880 3RD AVENUE 16TH FLOOR, NEW YORK, NY 10022-4730
 
BEEKMAN SECURITIES, INC.
750 THIRD AVENUE, NEW YORK, NY 10017
 
BEIGE GROUP, LLC
5 PENN PLAZA, NEW YORK, NY 10001
 
BELLE HAVEN INVESTMENTS, L.P.
1133 WESTCHESTER AVE., SUITE 221, WHITE PLAINS, NY 10604
 
BELMONT CAPITAL
115 EAST 57TH STREET, NEW YORK, NY 10022

BENDIGO SECURITIES, LLC
241 CENTRE STREET, 6TH FLOOR, SUITE 7, NEW YORK, NY 10013

BENEDETTO, GARTLAND & COMPANY, INC.
1180 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

BENJAMIN & JEROLD BROKERAGE I, LLC
55 BROAD STREET, 28 FLOOR, NEW YORK, NY 10004
Mailing Address: 55 BROAD STREET, 28TH FLOOR, NEW YORK, NY 10004

BENJAMIN SECURITIES, INC.
378 SOUTH OYSTER BAY ROAD, HICKSVILLE, NY 11801-3509

BENTLEY SECURITIES CORPORATION
360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10017

BERCHWOOD PARTNERS LLC
717 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

BERENSON & COMPANY, LLC
667 MADISON AVENUE- 4TH FLOOR, 667 MADISON AVENUE, NEW YORK, NY 10021
Mailing Address: 667 MADISON AVENUE-4TH FLOOR, NEW YORK, NY 10021

BERKSHIRE CAPITAL SECURITIES LLC
535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212
Mailing Address: 535 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022-4212

BERNARD HEROLD & CO., INC.
805 3RD AVENUE, NEW YORK, NY 10022-7513
Mailing Address: 805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022-7513

BESSEMER INVESTOR SERVICES, INC.
630 FIFTH AVENUE - 37TH FLOOR, NEW YORK, NY 10111-0333

BETTERMENT SECURITIES
70 E. 55TH STREET, 17 FLOOR, NEW YORK, NY 10022

BEXIL SECURITIES LLC
11 HANOVER SQUARE, NEW YORK, NY 10005

BGC FINANCIAL, L.P.
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

BIDS TRADING L.P.
111 BROADWAY, SUITE 1603, NEW YORK, NY 10006

BISHOP, ROSEN & CO., INC.
100 BROADWAY, NEW YORK, NY 10005

BISMARCK CAPITAL, LLC
745 FIFTH AVENUE, 31ST FLOOR, NEW YORK, NY 10151

BLACKBOOK CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2525, NEW YORK, NY 10170

BLACKROCK CAPITAL MARKETS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, NEW YORK, NY 10055

BLACKROCK INVESTMENTS, LLC
55 EAST 52ND STREET, NEW YORK, NY 10055
Mailing Address: 40 EAST 52ND STREET, NEW YORK, NY 10022

BLACKSTONE ADVISORY PARTNERS L.P.
345 PARK AVENUE, NEW YORK, NY 10154-0191

BLAYLOCK ROBERT VAN, LLC
600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022
Mailing Address: 600 LEXINGTON AVENUE, 3RD FLOOR, NEW YORK, NY 10022

BLOCK ORDERS EXECUTION, LLC
450 SEVENTH AVENUE, 25TH FLOOR, NEW YORK, NY 10123

BLOOMBERG TRADEBOOK LLC
731 LEXINGTON AVENUE, NEW YORK, NY 10022

BLUE CAPITAL SECURITIES, INC.
29 BROADWAY, SUITE 1508, NEW YORK, NY 10006

BLUE POINT SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

BLUE VASE SECURITIES, LLC
8 LIVINGSTON STREET, SUITE 10, RHINEBECK, NY 12572

BMO CAPITAL MARKETS CORP.
3 TIMES SQUARE, NEW YORK, NY 10036

BMO NESBITT BURNS TRADING CORP. S.A.
3 TIMES SQUARE, NEW YORK, NY 10036
BNY CONVERGEX EXECUTION SOLUTIONS LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

BNY MELLON CAPITAL MARKETS, LLC
32 OLD SLIP, 15TH FLOOR, NEW YORK, NY 10286

BOC INTERNATIONAL (USA) INC.
1270 AVE. OF THE AMERICAS - RM. 202, NEW YORK, NY 10020
Mailing Address: 1270 AVE. OF THE AMERICAS- RM 202, NEW YORK, NY 10020

BODELL OVERCASH ANDERSON & CO., INC.
FENTON BUILDING, SUITE 200, JAMESTOWN, NY 14701
Mailing Address: FENTON BUILDING, SUITE 200, PO BOX 1237, JAMESTOWN, NY 14702-1237

BOHICA SECURITIES LLC
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

BONDDESK TRADING LLC
777 THIRD AVE., FLOOR 14, NEW YORK, NY 10017

BONDS.COM, INC.
529 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10017

BOUCHEY & ASSOCIATES, INC.
19 KEMPTON PL. - APT. 8, SARATOGA SPRINGS, NY 12866
Mailing Address: 19 KEMPTON PL. - APT. 8, SARATOGA SPRINGS, NY 12866

BOWERS SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

BOWNE PARK CAPITAL, INC.
170-06 CROCHERON AVENUE, 3F, FLUSHING, NY 11358-2265

BRADESCO SECURITIES, INC.
450 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

BRADLEY WOODS & CO. LTD.
805 THIRD AVE, 18TH FL., NEW YORK, NY 10022

BRANT POINT CAPITAL, LLC
712 FIFTH AVE., 45TH FL., NEW YORK, NY 10019
Mailing Address: 712 FIFTH AVE., 45TH FLOOR, NEW YORK, NY 10019

BRAVER STERN SECURITIES LLC
725 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10022

BREAN MURRAY, CARRET & CO., LLC.
570 LEXINGTON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

BREN VENTURES LLC
590 MADISON AVENUE, 26TH FLOOR, NEW YORK, NY 10022

BRENDAN E. CRYAN AND COMPANY, L.L.C.
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

BREVAN HOWARD US LLC
590 MADISON AVENUE, FIFTH FLOOR, NEW YORK, NY 10022
Mailing Address: 590 MADISON AVENUE, NINTH FLOOR, NEW YORK, NY 10022

BRIGHTON SECURITIES CORP.
1703 MONROE AVENUE, ROCHESTER, NY 14618-1487

BRILL SECURITIES, INC.
152 W 57TH STREET, 16TH FLOOR, NEW YORK, NY 10019

BRIMBERG & CO.
666 5TH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

BRINSON PATRICK SECURITIES CORPORATION
1515 BROADWAY, 11TH FLOOR, NEW YORK, NY 10036

BRISTOL FINANCIAL SERVICES, INC
255 EXECUTIVE DRIVE, SUITE 209, PLAINVIEW, NY 11803

BRISTOL INVESTMENT GROUP, INC.
110 EAST 59TH STREET, 22TH FL., NEW YORK, NY 10022

BRITTANY CAPITAL GROUP, INC.
666 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10103

BROADBAND CAPITAL MANAGEMENT, LLC
712 FIFTH AVENUE, 22ND FLOOR, NEW YORK, NY 10019

BROADWAY DIRECT INVESTMENTS, LLC
ONE PENN PLAZA, SUITE 4615, NEW YORK, NY 10119

BROCK SECURITIES LLC
622 THIRD AVENUE, FLOOR 12, NEW YORK, NY 10017

BROKERAGESELECT
364 WEST 117TH STREET, SUITE 5A, NEW YORK, NY 10026

BROOKFIELD PRIVATE ADVISORS LLC
3 WORLD FINANCIAL CENTER, 200 VESEY STREET, 11TH FLOOR, NEW YORK, NY 10281-1021

BROOKS, HOUGHTON SECURITIES, INC.
444 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

BROOKVILLE CAPITAL PARTNERS
384 RXR PLAZA, UNIONDALE, NY 11556

BROWN BROTHERS HARRIMAN & CO.
140 BROADWAY, NEW YORK, NY 10005

BROWNSTONE INVESTMENT GROUP, LLC
655 THIRD AVENUE, 23RD FLOOR, NEW YORK, NY 10017

BRUDERMAN BROTHERS, INC.
64 BIRCH HILL RD, LOCUST VALLEY, NY 11560

BRYAN GARNIER SECURITIES, LLC
16TH FLOOR, 750 LEXINGTON AVENUE, NEW YORK, NY 10022

BRYANT PARK CAPITAL, INC.
489 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017

BSG MARKETS LLC
712 FIFTH AVENUE, NEW YORK, NY 10019

BTG PACTUAL US CAPITAL CORP.
601 LEXINGTON AVENUE, 57TH FLOOR, NEW YORK, NY 10022-6831
Mailing Address: 601 LEXINGTON AVENUE, NEW YORK, NY 10022-6831

BTMU SECURITIES, INC.
1251 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10020

BUCK KWASHA SECURITIES LLC
245 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10167-0002

BUCKRAM SECURITIES LTD
21 CEDAR SWAMP ROAD, SUITE 4, GLEN COVE, NY 11542

BULLARO SECURITIES CORP.
25-19 STEINWAY STREET, ASTORIA, NY 11103

BURKE & QUICK PARTNERS LLC
333 EARLE OVINGTON BLVD, SUITE 230, UNIONDALE, NY 11553

BURNHAM HILL PARTNERS LLC
C/O DAVID MACK, 501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022

BURNHAM SECURITIES INC.
1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019
Mailing Address: 1325 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

C. E. GAYE & SONS SECURITIES LTD.
75 JACKSON AVE., STE. 206, SYOSSET, NY 11791-3124

C. L. KING & ASSOCIATES, INC.
NINE ELK STREET, ALBANY, NY 12207

CAHN CAPITAL CORP.
820 SECOND AVENUE, NEW YORK, NY 10017

CAIN BROTHERS & COMPANY, LLC
360 MADISON AVENUE, 5TH FLOOR, NEW YORK, NY 10017

CAIS CAPITAL LLC
590 MADISON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

CAMBRIDGE INTERNATIONAL PARTNERS INC.
780 THIRD AVENUE - 7TH FLOOR, NEW YORK, NY 10017-2024

CAMBRIDGE INTERNATIONAL SECURITIES, INC.
CAMPBELL LUTYENS & CO. INC.
1270 AVENUE OF THE AMERICAS, 29TH FLOOR, NEW YORK, NY 10020

CANTOR FITZGERALD & CO.
110 EAST 59TH STREET, 4TH FLOOR, NEW YORK, NY 10022

CAPITAL ASSET ADVISORS, INC.
1029 FRIENDLY ROAD, OYSTER BAY, NY 11771

CAPITAL DYNAMICS BROKER DEALER LLC
645 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

CAPITAL GROWTH SECURITIES LLC
1212 AVENUE OF THE AMERICAS, SUITE 1601, NEW YORK, NY 10036
Mailing Address: PO BOX 5117, NEW YORK, NY 10185

CAPITAL HILL GROUP, INC.
5 TUDOR CITY PLACE, APT. 1315, NEW YORK, NY 10017

CAPITAL ONE INVESTMENT SERVICES LLC
265 BROAD HOLLOW ROAD, MELVILLE, NY 11747

CAPITAL PATH SECURITIES, LLC
1533 ROCKY POINT ROAD, MIDDLE ISLAND, NY 11953

CAREY FINANCIAL, LLC
50 ROCKEFELLER PLAZA, 2ND FLOOR, NEW YORK, NY 10020

CARL MARKS SECURITIES, LLC
900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022
Mailing Address: 900 THIRD AVENUE, 33RD FLOOR, NEW YORK, NY 10022

CARNEGIE, INC.
20 WEST 55TH STREET, NEW YORK, NY 10019-5373

CARR SECURITIES CORPORATION
14 VANDERVENTER AVENUE, SUITE 210, PORT WASHINGTON, NY 11050
Mailing Address: 14 VANDERVENTER AVENUE, PORT WASHINGTON, NY 11050

CARTHAGE GROUP INC.
196 EAST MAIN STREET, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 523, HUNTINGTON, NY 11743

CARTY & COMPANY, INC.
6263 POPLAR AVENUE, SUITE 800, MEMPHIS, TN 38119
Mailing Address: P.O. BOX 17527, MEMPHIS, TN 38187-0527

CARVER CROSS SECURITIES CORP.
152 PONDFIELD ROAD, BRONXVILLE, NY 10708
Mailing Address: P.O. BOX 223, BRONXVILLE, NY 10708

CASIMIR CAPITAL L.P.
546 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10036

CASTLEOAK SECURITIES, LP
110 EAST 59 STREET, 2ND FLOOR, NEW YORK, NY 10022
Mailing Address: 110 EAST 59TH STREET, NEW YORK, NY 10022

CATHAY SECURITIES, INC.
202 CANAL ST, SUITE 403, NEW YORK, NY 10013

CC SECURITIES, LLC
130 WEST 42ND STREET, SUITE 1050, NEW YORK, NY 10036

CDK FINANCIAL SERVICES, LLC
405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022
Mailing Address: 405 PARK AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CENTENIUM ADVISORS, LLC
420 LEXINGTON AVENUE, SUITE 2216, NEW YORK, NY 10170

CENTERBOARD SECURITIES, LLC
140 WEST 57TH STREET, 11TH FLOOR, NEW YORK, NY 10019

CENTERVIEW PARTNERS LLC
31 WEST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10019

CENTRADE SECURITIES CORP.
65 HA'ORZIM STREET, #26, NETANYA, 42237 ISRAEL
Mailing Address: C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

CENTRUM SECURITIES LLC
18 E. 48TH STREET, 11TH FLOOR SUITE 1106, NEW YORK, NY 10017

CERT DIRECT SECURITIES INC.
37 WEST 39 ST  SUITE 903, NEW YORK, NY 10018
Mailing Address: 37 WEST 39 ST SUITE 903, NEW YORK, NY 10018

CF GLOBAL TRADING, LLC
527 MADISON AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CG COMPASS (USA) LLC
135 EAST 57TH STREET, 30TH FLOOR, NEW YORK, NY 10022

CHANNEL CAPITAL GROUP LLC
135 E 57TH STREET, 9TH FLOOR, NEW YORK, NY 10022
Mailing Address: 135 EAST 57TH STREET, 9TH FLOOR, NEW YORK, NY 10022

CHAPDELAINE & CO.
1 SEAPORT PLAZA 199 WATER STREET, NEW YORK, NY 10038

CHARDAN CAPITAL MARKETS LLC
17 STATE STREET, SUITE 1600, NEW YORK, NY 10004

CHARLES JORDAN & CO., LLC
805 3RD AVENUE, 18TH FLOOR, NEW YORK, NY 10022

CHARLES MORGAN SECURITIES, INC.
120 WALL STREET, 16TH FLOOR, NEW YORK, NY 10005

CHARLES VISTA LLC
100 WILLIAM STREET, SUITE 1820, NEW YORK, NY 10038

CHART GROUP ADVISORS, LLC
75 ROCKEFELLER PLAZA, 14TH FLOOR, NEW YORK, NY 10019

CHARTWELL ADVISORS, LLC
888 SEVENTH AVENUE-40TH FLOOR, NEW YORK, NY 10019

CHELSEA FINANCIAL SERVICES
242 MAIN STREET, STATEN ISLAND, NY 10307

CHESTER HARRIS & COMPANY, INCORPORATED
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605-1316
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

CHURCHILL CAPITAL USA, INC.
1270 AVENUE OF THE AMERICAS, SUITE 1910, NEW YORK, NY 10020-1700

CIBC WORLD MARKETS CORP.
425 LEXINGTON AVENUE, NEW YORK, NY 10017

CICC US SECURITIES, INC.
350 PARK AVENUE, 28TH FLOOR, NEW YORK, NY 10022

CICERONE SECURITIES, LLC
150 EAST 52ND STREET, 22ND FLOOR, NEW YORK, NY 10022

CIMB SECURITIES (USA), INC.
540 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

CIRRUS RESEARCH, LLC
303 SOUTH BROADWAY, SUITE 212, TARRYTOWN, NY 10591

CIT CAPITAL SECURITIES LLC
11 WEST 42ND STREET, 7TH FLOOR, NEW YORK, NY 10036

CITATION FINANCIAL GROUP, L.P.
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

CITICORP SECURITIES SERVICES, INC.
390 - 388 GREENWICH STREET, 388 GREENWICH STREET, NEW YORK, NY 10013
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE - 19TH FLOOR, LONG ISLAND CITY, NY 11120

CITIGROUP GLOBAL MARKETS INC.
390 - 388 GREENWICH STREET, NEW YORK, NY 10013-2396
Mailing Address: REGISTRATION DEPARTMENT, ONE COURT SQUARE 19TH FLOOR, LONG ISLAND CITY, NY 11120

CJS SECURITIES, INC.
50 MAIN STREET, SUITE 325, WHITE PLAINS, NY 10606

CLANCY FINANCIAL SERVICES, INC.
40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005
Mailing Address: 40 WALL STREET, 38TH FLOOR, NEW YORK, NY 10005

CLARK DODGE & CO., INC.
2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604
Mailing Address: 2 GANNETT DRIVE, SUITE 410, WHITE PLAINS, NY 10604

CLARKESON RESEARCH INC.
19 TOWNSEND SQUARE, OYSTER BAY, NY 11771

CLARKSON CAPITAL MARKETS
745 FIFTH AVENUE, SUITE 1602, NEW YORK, NY 10151
Mailing Address: 745 FIFTH AVENUE, NEW YORK, NY 10151

CLAYTON LOWELL, & CONGER INC
2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET, PO BOX 459, NEW WOODSTOCK, NY 13122

CLEARVIEW TRADING ADVISORS, INC.
114 WEST 47TH ST,, SUITE 1712, NEW YORK, NY 10036

CMA PARTNERS, LLC
405 LEXINGTON AVENUE, 26TH FLOOR, NEW YORK, NY 10174

COGENT ALTERNATIVE STRATEGIES, INC.
626 RXR PLAZA, UNIONDALE, NY 11556

COHEN & COMPANY CAPITAL MARKETS, LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

COHEN & STEERS SECURITIES, LLC
280 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10017

COHEN CAPITAL GROUP, LLC
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006
Mailing Address: 2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

COLLINS STEWART LLC.
350 MADISON AVENUE, NEW YORK, NY 10017

COLONIAL SECURITIES, INC.
41 ELIZABETH STREET, SUITE 502, NEW YORK, NY 10013

COLTIN SECURITIES, LLC
415 MADISON AVENUE 14TH FLOOR, SUITE 1413, NEW YORK, NY 10017

COMMERCE ONE FINANCIAL INC.
515 RXR PLAZA, UNIONDALE, NY 11556

COMMERZ MARKETS LLC
2 WORLD FINANCIAL CENTER, NEW YORK, NY 10281

COMMONWEALTH ASSOCIATES
830 THIRD AVENUE, 8TH FLOOR, NEW YORK, NY 10022

COMMONWEALTH AUSTRALIA SECURITIES LLC
599 LEXINGTON AVENUE, 17TH FL, NEW YORK, NY 10022

CONDOR SECURITIES, INC.
590 MADISON AVE., 18TH FLOOR, NEW YORK, NY 10022

CONSTELLATION WEALTH ADVISORS LLC
505 FIFTH AVE, 19TH FLOOR, NEW YORK, NY 10017

COOMBE FINANCIAL SERVICES, INC.
6872 ROUTE 209, WAWARSING, NY 12489

CORINTHIAN PARTNERS, L.L.C.
10 EAST 53RD STREET, 28TH FLOOR, NEW YORK, NY 10022

CORPORATE FUEL SECURITIES LLC
119 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10003

COVIEW CAPITAL, INC.
780 THIRD AVENUE, SUITE 3104, NEW YORK, NY 10017

COWEN AND COMPANY
599 LEXINGTON AVENUE, 20TH FLOOR, NEW YORK, NY 10022

COWEN CAPITAL LLC
599 LEXINGTON AVE, 21 FLOOR, NEW YORK, NY 10022

CPIBD LLC
825 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

CQ SOLUTIONS, LLC
400 KING ST., CHAPPAQUA, NY 10514

CREDIT AGRICOLE CHEUVREUX NORTH AMERICA, INC.
1301 AVENUE OF THE AMERICAS, 15TH FLOOR, NEW YORK, NY 10019

CREDIT AGRICOLE SECURITIES (USA) INC.
1301 AVENUE OF THE AMERICAS - 15TH FLOOR, NEW YORK, NY 10019

CREDIT SUISSE ASSET MANAGEMENT SECURITIES, INC.
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: 1 MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE PRIME SECURITIES SERVICES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010-3629
Mailing Address: ONE MADISON AVENUE, NEW YORK, NY 10010-3629

CREDIT SUISSE SECURITIES (USA) LLC
11 MADISON AVENUE, NEW YORK, NY 10010
Mailing Address: 1 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10010

CREDITEX SECURITIES CORPORATION
875 THIRD AVENUE, 29TH FLOOR, NEW YORK, NY 10022

CROSS BORDER PRIVATE CAPITAL, L.L.C.
445 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10022

CROSSBOW INVESTMENTS L.L.C
1430 BROADWAY, SUITE 901, NEW YORK, NY 10018

CRUCIBLE CAPITAL GROUP, INC.
27 WHITEHALL STREET, 5TH FLOOR, NEW YORK, NY 10004

CSCA CAPITAL ADVISORS, LLC
280 PARK AVE, 10TH FLOOR, NEW YORK, NY 10017

CTL SECURITIES LLC
500 FIFTH AVE, SUITE 4830, NEW YORK, NY 10110

CUE CAPITAL LIMITED PARTNERSHIP
800 FIFTH AVENUE, 18TH FLOOR, NEW YORK, NY 10065

CURRAN ADVISORY SERVICES
30 SOUTH PEARL STREET, 9TH FLOOR, ALBANY, NY 12207

CUSHMAN & WAKEFIELD SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10104

CUTTONE & CO., INC.
111 BROADWAY 10TH FLOOR, NEW YORK, NY 10006

CUTWATER ASSET MANAGEMENT
113 KING STREET, ARMONK, NY 10504-1610

CYAN CAPITAL MARKETS LLC
399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022
Mailing Address: 399 PARK AVENUE, 39TH FLOOR, NEW YORK, NY 10022

CYPRESS ASSOCIATES
52 VANDERBILT AVENUE, SUITE 902, NEW YORK, NY 10017

D. WECKSTEIN & CO., INC.
230 PARK AVENUE, SUITE 1516, NEW YORK, NY 10169
Mailing Address: 230 PARK AVE-STE. 1516, NEW YORK, NY 10169

D.E. SHAW SECURITIES, L.L.C.
1166 AVENUE OF THE AMERICAS, 9TH FLOOR, NEW YORK, NY 10036

D/B/A ATWOOD CAPITAL PARTNERS
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

DABBAH SECURITIES CORP.
6 EAST 46TH STREET, SUITE 300, NEW YORK, NY 10017

DAEWOO SECURITIES (AMERICA) INC.
600 LEXINGTON AVENUE, SUITE 301, NEW YORK, NY 10022

DAG SECURITIES INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

DAHLMAN ROSE & COMPANY, LLC
1301 6TH AVENUE, 44TH FLOOR, NEW YORK, NY 10019

DAIWA CAPITAL MARKETS AMERICA INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3538

DALMORE GROUP LLC
525 GREEN PLACE, WOODMERE, NY 11598

DANSKE MARKETS INC
280 PARK AVENUE, 35TH FLOOR, NEW YORK, NY 10017

DAROTH CAPITAL ADVISORS LLC
130 EAST 59TH ST., 12TH FLOOR, NEW YORK, NY 10022

DAVID HARRIS & CO., INC.
222 MAMARONECK AVENUE, WHITE PLAINS, NY 10605
Mailing Address: P.O. BOX 668, WHITE PLAINS, NY 10602

DAVID LERNER ASSOCIATES, INC.
477 JERICHO TPKE, P.O.BOX 9006, SYOSSET, NY 11791-9006

DAVIS SECURITIES LLC
475 PARK AVENUE SOUTH, 29TH FLOOR, NEW YORK, NY 10016

DAWNTREADER CAPITAL LLC
1270 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10020

DBS VICKERS SECURITIES (USA) INC.
777 THIRD AVE, SUITE 26A, NEW YORK, NY 10017
Mailing Address: 777 THIRD AVENUE, SUITE 26A, NEW YORK, NY 10017

DE GUARDIOLA ADVISORS, INC.
885 3RD AVENUE, 31ST FLOOR, SUITE 3180, NEW YORK, NY 10022

DEER ISLE CAPITAL, LLC
75 ROCKEFELLER PLAZA, 19TH FLOOR, SUITE 1903, NEW YORK, NY 10019

DEMATTEO MONNESS LLC
780 THIRD AVENUE (45TH FLOOR), NEW YORK, NY 10017

DENTE & BOMBA, LLC
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 132 GRYMES HILL ROAD, STATEN ISLAND, NY 10301

DERMOTT W. CLANCY CORP.
C/O LAW OFFICE OF DONNA H. CLANCY, 40 WALL STREET, 30TH FLOOR, NEW YORK, NY 10005

DESILVA & PHILLIPS CORPORATE FINANCE LLC
475 PARK AVENUE SOUTH, NEW YORK, NY 10016

DEUTSCHE BANK SECURITIES INC.
60 WALL STREET, NEW YORK, NY 10005
Mailing Address: 60 WALL STREET, NYC60-3710, NEW YORK, NY 10005

DEXIA SECURITIES USA LLC
445 PARK AVE., NEW YORK, NY 10022

DIMENSION SECURITIES, LLC
100 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10011

DINOSAUR SECURITIES, L.L.C.
404 PARK AVE SOUTH, NEW YORK, NY 10016
Mailing Address: 404 PARK AVENUE SOUTH, NEW YORK, NY 10016

DIRECT ACCESS PARTNERS LLC
DIRECT ACCESS PARTNERS, LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005
Mailing Address: DIRECT ACCESS PARTNERS,LLC, 40 WALL STREET, 42ND FLOOR, NEW YORK, NY 10005

DIVERSIFIED INVESTORS SECURITIES CORP.
440 MAMARONECK AVENUE, HARRISON, NY 10528

DIVERSITY INVESTMENT CORP.
1325 SIXTH AVENUE, 28TH FLOOR, NEW YORK, NY 10019

DIVINE CAPITAL MARKETS LLC
39 BROADWAY, 36TH FLOOR, NEW YORK, NY 10006

DME SECURITIES, LLC
C/O MAC CONSULTING GROUP INC, 44 WALL STREET - 20TH FLOOR, NEW YORK, NY 10005

DNB NOR MARKETS, INC.
200 PARK AVENUE, NEW YORK, NY 10166-0396

DOFT & CO., INC.
55 EAST 59TH STREET, 12TH FLOOR, NEW YORK, NY 10022

DOME SECURITIES CORP.
405 PARK AVENUE, SUITE 500, NEW YORK, NY 10022-4405

DOMINICK & DOMINICK LLC
150 EAST 52ND STREET, NEW YORK, NY 10022
Mailing Address: 150 EAST 52 STREET, 3RD FLOOR, NEW YORK CITY, NY 10022

DOUGLAS & CO. MUNICIPALS, INC.
14 EAST 60TH ST., NEW YORK, NY 10022

DOUGLAS FINANCIAL LLC
515 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10022

DOYLE, INC.
C/O MAC CONSULTING GROUP INC., 44 WALL STREET, 20TH FL., NEW YORK, NY 10005

DPEC CAPITAL, INC.
135 FIFTH AVE. 10TH FLOOR, NEW YORK, NY 10010

DSIL INVESTMENT SERVICES LLC
532 BROADWAY, 9TH FLOOR, NEW YORK, NY 10012-3939

DSRM BROKERAGE, LLC
501 MADISON AVENUE, SUITE 501, NEW YORK, NY 10022

DU PASQUIER & CO., INC.
ONE BATTERY PARK PLAZA, NEW YORK, NY 10004

DVB CAPITAL MARKETS LLC
609 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10017

DWS INVESTMENTS DISTRIBUTORS, INC
222 SOUTH RIVERSIDE PLAZA, CHICAGO, IL 60606-5808
Mailing Address: 60 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

DYNAMEX TRADING, LLC
2 RECTOR STREET, SUITE 1103, NEW YORK, NY 10006

DZ FINANCIAL MARKETS LLC
609 FIFTH AVENUE, NEW YORK, NY 10017
Mailing Address: 609 FIFTH AVE, NEW YORK, NY 10017

E&J SECURITIES CORP.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

E*TRADE SECURITIES LLC
1271 AVENUE OF THE AMERICAS, 14TH FLOOR, NEW YORK, NY 10020

E. H. SMITH JACOBS & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

E. MAGNUS OPPENHEIM & CO. INC.
14 EAST 38TH STREET / 7TH FLOOR, NEW YORK, NY 10016-0005

E.K. WALLACE SECURITIES LLC
270 LAFAYETTE ST. SUITE 1204, NEW YORK, NY 10012

E1 ASSET MANAGEMENT, INC.
44 WALL STREET, 9TH FLOOR, NEW YORK, NY 10005

EA MARKETS SECURITIES LLC
120 W 45TH ST., 30TH FLOOR, NEW YORK, NY 10036

EARLYBIRDCAPITAL, INC.
ONE HUNTINGTON QUADRANGLE, SUITE 4C18, MELVILLE, NY 11747

EAST SHORE PARTNERS, INC.
150 MOTOR PARKWAY, STE 202, HAUPPAUGE, NY 11788

EAST WIND SECURITIES, LLC
1010 AVENUE OF THE AMERICAS, SUITE 300, NEW YORK, NY 10018

EASTGATE SECURITIES, LLC
TWO RECTOR STREET, ROOM 2101, NEW YORK, NY 10006

ECOBAN SECURITIES CORPORATION
60 EAST 42ND STREET SUITE 1663, NEW YORK, NY 10663

EDGEMONT CAPITAL PARTNERS, L.P.
119 WEST 40TH STREET, 19TH FLOOR, NEW YORK, NY 10018

EIM SECURITIES (USA) INC.
750 LEXINGTON AVENUE, 27TH FLOOR, NEW YORK, NY 10022

EKN FINANCIAL SERVICES INC.
201 OLD COUNTRY RD., SUITE 101, MELVILLE, NY 11747

ELARA SECURITIES, INC.
477 MADISON AVE., SUITE 220, NEW YORK, NY 10022

EM SECURITIES LLC
162 FIFTH AVENUE, 8TH FLOOR, NEW YORK, NY 10010
Mailing Address: 162 FIFTH AVENUE, NEW YORK, NY 10010

EMCOR SECURITIES, INC.
400 MADISON AVENUE, SUITE 8A, NEW YORK, NY 10017

EMERALD POINT CAPITAL, LLC
420 LEXINGTON AVENUE, SUITE 1718, NEW YORK, NY 10170

EMERGING MANAGER ADVISORS LLC
130 EAST 59TH STREET, 11TH FLOOR, ATT: PAUL ECKEL, NEW YORK, NY 10022-1302

EMPIRE ASSET MANAGEMENT COMPANY
2 RECTOR STREET, 15TH FLOOR, NEW YORK, NY 10006

EMPIRE EXECUTIONS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

EMPIRE INVESTMENT INC.
136-20 38TH AVE., SUITE 9E, FLUSHING, NY 11354

EMPIRICAL RESEARCH PARTNERS LLC
477 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

ENCLAVE CAPITAL LLC
19 W 44TH STREET, SUITE 1410, NEW YORK, NY 10036

ENDEAVOR CAPITAL
30 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10004

ENLACE MARKETS, INC.
115 BROADWAY SUITE 1303, NEW YORK, NY 10005

ENNIS KNUPP SECONDARY MARKET SERVICES, LLC
10 S. RIVERSIDE PLAZA, SUITE 1600, CHICAGO, IL 60606

ENSEMBLE FINANCIAL SERVICES, INC.
179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534
Mailing Address: 179 SULLY'S TRAIL, SUITE 200, PITTSFORD, NY 14534-4599

ENTRUST SECURITIES LLC
375 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10152

EP SECURITIES, LLC
99 PARK AVENUE (#1560), NEW YORK, NY 10016

EQUILEND
17 STATE STREET, 9TH FLOOR, NEW YORK, NY 10004

EQUITY SOURCE PARTNERS, LLC
7 E. CARVER STREET, SECOND FLOOR, HUNTINGTON, NY 11743

ESAE CAPITAL PARTNERS, LLC
150 EAST 52ND STREET, 25TH FLOOR, NEW YORK, NY 10022

ESICO CO.
15 WEST  72 ST #29F, NEW YORK, NY 10023
Mailing Address: 15 W. 72 ST - #29F, NEW YORK, NY 10023

ESL INVESTMENT SERVICES, LLC
225 CHESTNUT STREET, ROCHESTER, NY 14604-2424

ESN NORTH AMERICA, INC.
520 MADISON AVE, NEW YORK, NY 10022

EULAV SECURITIES LLC
7 TIMES SQUARE, 21ST FLOOR, NEW YORK, NY 10036

EUREKACAP PARTNERS, INC.
673 FIFTH AVENUE, 5TH FLOOR, NEW YORK, NY 10022

EUROCONSULT CAPITAL, LLC
23 BERKELEY SQUARE, LONDON, W1J 6HE UNITED KINGDOM
Mailing Address: 230 PARK AVENUE, STE. 2415, NEW YORK, NY 10169

EUROPEAN AMERICAN EQUITIES, INC.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

EVERCORE GROUP L.L.C.
55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055
Mailing Address: 55 EAST 52ND STREET, 38TH FLOOR, NEW YORK, NY 10055

EXANE, INC.
640 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10019

EXCEL SECURITIES & ASSOCIATES, INC.
200 CANAL VIEW BLVD., STE. 204, ROCHESTER, NY 14623

EXECUTION ACCESS, LLC
ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

EXOTIX USA INC.
444 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

FAGENSON & CO., INC.
60 BROAD STREET, NEW YORK, NY 10004

FAMILY MANAGEMENT SECURITIES, LLC
485 MADISON AVENUE- 19TH FLOOR, NEW YORK, NY 10022
Mailing Address: 485 MADISON AVE-19TH FLOOR, NEW YORK, NY 10022

FAP USA, L.P.
1120 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10036
Mailing Address: 1120 AVENUE OF THE AMERICAS, 4TH  FLOOR, NEW YORK, NY 10036

FAR HILLS GROUP, LLC.
1180 AVENUE OF THE AMERICAS 18TH FLOOR, NEW YORK, NY 10036

FARINA & ASSOCIATES, INC.
20 BROAD STREET, 10TH FLOOR, NEW YORK, NY 10005

FATOR SECURITIES LLC
500 FIFTH AVE., SUITE 1520, NEW YORK, NY 10110

FAVER SECURITIES, LLC
112 DAISY FARMS DRIVE, NEW ROCHELLE, NY 10804

FBN SECURITIES, INC.
120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

FCS SECURITIES
417 E 90TH ST STE 8C, NEW YORK, NY 10128-5175

FEDERATED SECURITIES, INC.
680 PARK AVENUE, HUNTINGTON, NY 11743
Mailing Address: P.O. BOX 2679, HUNTINGTON STATION, NY 11746-0531

FEF DISTRIBUTORS, LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105-4300

FELIX INVESTMENTS LLC
17 STATE STREET, 5TH FLOOR, NEW YORK, NY 10004

FENIMORE SECURITIES, INC.
384 NORTH GRAND STREET-BOX 399, COBLESKILL, NY 12043
Mailing Address: 384 NORTH GRAND STREET - BOX 399, COBLESKILL, NY 12043

FERGHANA SECURITIES, INC.
420 LEXINGTON AVENUE- SUITE 2740, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE - SUITE 2740, NEW YORK, NY 10170

FERRETTI GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

FG ADVISORS, LLC
20 WEST 55TH STREET, SUITE 1201, NEW YORK, NY 10019

FIELDSTONE SERVICES CORP.
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2714

FIMERIS INC.
1515 BROADWAY, 12TH FLOOR, NEW YORK, NY 10036

FINANCIAL PRODUCTS, LLC
1140 BROADWAY, SUITE 1606, NEW YORK, NY 10001

FINANCO SECURITIES LLC
654 MADISON AVE., 5TH. FLOORF, NEW YORK, NY 10065
Mailing Address: 654 MADISON AVE., 5TH. FLOOR, NEW YORK, NY 10065

FINANCORP GROUP INTERNATIONAL CORPORATION
10 E. 53 STREET, 25TH FLOOR, NEW YORK, NY 10022

FINANTIA USA LTD
950 THIRD AVENUE, 28TH FLOOR, NEW YORK, NY 10022

FIRST CAPITAL EQUITIES,LTD.
80 CUTTER MILL ROAD, SUITE 303, GREAT NECK, NY 11021

FIRST EMPIRE SECURITIES, INC.
100 MOTOR PARKWAY, HAUPPAUGE, NY 11788
Mailing Address: 100 MOTOR PARKWAY, SECOND FLOOR, HAUPPAUGE, NY 11788

FIRST INVESTORS CORPORATION
110 WALL STREET, 4TH FLOOR, NEW YORK, NY 10005

FIRST LIBERTIES FINANCIAL
369 LEXINGTON AVENUE, SUITE 311, NEW YORK, NY 10017

FIRST LONG ISLAND INVESTORS, LLC
1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673
Mailing Address: 1 JERICHO PLAZA - SUITE 201, JERICHO, NY 11753-1673

FIRST MAN INVESTMENT SECURITIES CORP.
580 WHITE PLAINS ROAD, TARRYTOWN, NY 10591

FIRST MANHATTAN CO
437 MADISON AVENUE, NEW YORK, NY 10022-7297

FIRST NEW YORK SECURITIES L.L.C.
90 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10016

FIRSTRADE SECURITIES INC.
133-25 37TH AVENUE, FLUSHING, NY 11354

FIVE PRIME ADVISORS, LLC
28 WEST 44TH ST., 16TH FLOOR, NEW YORK, NY 10036

FIVE STAR INVESTMENT SERVICES, INC.
55 N. MAIN STREET, WARSAW, NY 14569

FLETCHERBENNETT CAPITAL LLC
780 3RD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

FLEXTRADE LLC
111 GREAT NECK ROAD, GREAT NECK, NY 11021
Mailing Address: 111 GREAT NECK ROAD, SUITE 314, GREAT NECK, NY 11021

FOGEL NEALE SECURITIES, LLC
90 BROAD STREET, SUITE 2202, NEW YORK, NY 10004

FONDSFINANS INC.
950 THIRD AVENUE, SUITE 1902, NEW YORK, NY 10022

FORBES PRIVATE CAPITAL GROUP
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

FORDHAM FINANCIAL MANAGEMENT, INC.
14 WALL STREET, 18TH FLOOR, NEW YORK, NY 10005

FOREFRONT CAPITAL MARKETS LLC
590 MADISON AVE., 34TH FLOOR, NEW YORK, NY 10022

FOROS SECURITIES LLC
461 FIFTH AVENUE, 17TH FLOOR, NEW YORK, NY 10017

FORTRESS CAPITAL FORMATION LLC
1345 AVENUE OF THE AMERICAS, 47TH FL., NEW YORK, NY 10105

FORUM CAPITAL SECURITIES LLC
140 EAST 45TH STREET, 40TH FLOOR, NEW YORK, NY 10017

FOUNDATION MARKETS CORPORATION
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

FOUR POINTS CAPITAL PARTNERS LLC
303 SOUTH BROADWAY, SUITE 487, TARRYTOWN, NY 10591
Mailing Address: 303 SOUTH BROADWAY, SUITE 487, TARRYTOWN, NY 10591

FPCM SECURITIES, LLC
140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005
Mailing Address: 140 BROADWAY, 18TH FLOOR, NEW YORK, NY 10005

FRANK CRYSTAL CAPITAL, INC.
FINANCIAL SQUARE, 32 OLD SLIP, NEW YORK, NY 10005-3504

FRED ALGER & COMPANY, INCORPORATED
111 FIFTH AVENUE, NEW YORK, NY 10003

FREDERICKS MICHAEL SECURITIES, INC.
430 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10022

FREEMAN & CO. SECURITIES LLC
645 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

FURTHER LANE SECURITIES, L.P.
555 MADISON AVE, 25TH FLOOR, NEW YORK, NY 10022

FUSION ANALYTICS SECURITIES LLC
535 5TH AVENUE, 25TH FLOOR, NEW YORK, NY 10017

G&L PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH  FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

G-TRADE SERVICES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

G.C. ANDERSEN PARTNERS CAPITAL, LLC
430 PARK AVENUE, SUITE 701, NEW YORK, NY 10022
Mailing Address: 430 PARK AVENUE, SUITE 701, NEW YORK, NY 10019

G.DISTRIBUTORS, LLC
ONE CORPORATE CENTER, RYE, NY 10580-1435

GABELLI & COMPANY, INC.
ONE CORPORATE CENTER, RYE, NY 10580-1435

GAGNON SECURITIES, LLC
1370 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

GALILEO GLOBAL SECURITIES, LLC
TEN ROCKEFELLER PLAZA, SUITE 1001, NEW YORK, NY 10020

GALLATIN CAPITAL LLC
444 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022

GAM SERVICES, INC.
ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020
Mailing Address: ONE ROCKEFELLER PLAZA, 21ST FLOOR, NEW YORK, NY 10020

GARY GOLDBERG & CO., INC.
MONTEBELLO PARK, 75 MONTEBELLO ROAD, SUFFERN, NY 10901

GARY HOCH AGENCY, INC.
2645 ELMWOOD AVE., BUFFALO, NY 14217

GATE US LLC
5 PENN PLAZA, 23RD FLOOR, NEW YORK, NY 10001

GATES CAPITAL CORPORATION
100 PARK AVENUE, 22ND FL., NEW YORK, NY 10017-5516

GELBAND & CO., INC.
750 THIRD AVENUE, 21ST FLOOR, NEW YORK, NY 10017

GENESIS SECURITIES, LLC
50 BROAD ST., NEW YORK, NY 10004
Mailing Address: 50 BROAD ST., SUITE 288, NEW YORK, NY 10004

GERSON, HOROWITZ, GREEN SECURITIES CORP.
250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

GFA SECURITIES, LLC
565 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10017
Mailing Address: 565 FIFTH AVENUE, 27TH FLOOR, NEW YORK, NY 10038

GFI SECURITIES LLC
55 WATER STREET, 10TH FLOOR, NEW YORK, NY 10041

GILBERT, DONIGER & CO., INC.
780 THIRD AVENUE, NEW YORK, NY 10017

GILDER GAGNON HOWE & CO. LLC
3 COLUMBUS CIRCLE, NEW YORK, NY 10019

GILFORD SECURITIES INCORPORATED
777 THIRD AVENUE, 17TH FL, NEW YORK, NY 10017

GILL AND ROESER HOLDINGS, INC.
535 FIFTH AVENUE, 35TH FLOOR, NEW YORK, NY 10017

GLACIER SECURITIES, LLC
7 TIMES SQUARE TOWER, SUITE 1605, NEW YORK, NY 10036
Mailing Address: 303 PARK AVENUE SOUTH #1081, NEW YORK, NY 10010

GLADOWSKY CAPITAL MANAGEMENT CORP.
18 MANOR ROAD, SMITHTOWN, NY 11787

GLAUCON CAPITAL PARTNERS, L.L.C.
21 CARLTON DRIVE, MOUNT KISCO, NY 10549

GLCA SECURITIES, LLC
805 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10022

GLEACHER & COMPANY SECURITIES, INC.
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104
Mailing Address: 1290 AVENUE OF THE AMERICAS, 5TH FLOOR, NEW YORK, NY 10104

GLEACHER PARTNERS LLC
1290 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10104

GLENWOOD SECURITIES, INC.
14 WALL STREET, 20TH FLOOR, NEW YORK, NY 10005

GLICKENHAUS & CO.
546 FIFTH AVENUE, 7TH FLOOR, NEW YORK, NY 10036-5000

GLOBAL ARENA CAPITAL CORP
708 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

GLOBAL DIRECT EQUITIES, LLC
C/O BUTTONWOOD BUSINESS SOLUTIONS LLC, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

GLOBAL UNITED SECURITIES LTD.
265 CANAL STREET, ROOM 513, NEW YORK, NY 10013

GLOBALIST CAPITAL, LLC
408 W. 14TH STREET, NEW YORK, NY 10014

GLOBEOP MARKETS LIMITED
ONE SOUTH ROAD, HARRISON, NY 10528

GOLDMAN CAPITAL MANAGEMENT, INC.
767 THIRD AVE. 25TH FL, NEW YORK, NY 10017
Mailing Address: 767 THIRD AVE. 25TH FL, NEW YORK, NY 10017

GOLDMAN SACHS EXECUTION & CLEARING, L.P.
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

GOLDMAN, LASS SECURITIES
20 S BROADWAY RM 907, YONKERS, NY 10701

GOLDMAN, SACHS & CO.
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

GORDIAN GROUP, LLC
950 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

GORDIAN KNOT INC.
410 PARK AVENUE - 7TH FLOOR, NEW YORK, NY 10022

GORDON, HASKETT CAPITAL CORPORATION
441 LEXINGTON AVENUE 10TH FL., NEW YORK, NY 10017

GOTO CAPITAL MARKETS, INC.
245 PARK AVENUE, 24TH FLOOR, NEW YORK, NY 10167

GOTTBETTER CAPITAL MARKETS, LLC
488 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10022
Mailing Address: 488 MADISON AVENUE, 12 FLOOR, NEW YORK, NY 10022

GOULD, AMBROSON & ASSOCIATES LTD.
600 OLD COUNTRY ROAD, SUITE 337, GARDEN CITY, NY 11530

GP NURMENKARI INC.
6 EAST 39TH STREET, SUITE 1108, NEW YORK, NY 10016

GRACE FINANCIAL GROUP LLC
83 JOBS LANE, SOUTHHAMPTON, NY 11968

GRAIL SECURITIES, LLC
420 LEXINGTON AVENUE, SUITE 2650, NEW YORK CITY, NY 10170

GRANDWOOD SECURITIES LLC
15 WEST 26TH STREET, 9TH FLOOR, NEW YORK, NY 10010

GREENHILL & CO., LLC
300 PARK AVENUE, NEW YORK, NY 10022

GREENSLEDGE CAPITAL MARKETS LLC
375 PARK AVENUE, SUITE 1604, NEW YORK, NY 10152

GREENTECH CAPITAL ADVISORS SECURITIES, LLC
640 FIFTH AVENUE, 16TH FLOOR, NEW YORK, NY 10019

GREYWOLF EXECUTION PARTNERS, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, - 17TH FLOOR, NEW YORK, NY 10005

GRIDLEY & COMPANY LLC
10 EAST 53RD STREET, 24TH FLOOR, NEW YORK, NY 10022

GRIFFIN SECURITIES, INC.
17 STATE STREET, NEW YORK, NY 10004

GROTON SECURITIES LLC
640 FIFTH AVENUE, SUITE 1700, NEW YORK, NY 10019

GROUPARGENT SECURITIES, LLC
666 THIRD AVENUE, 27TH FLOOR, NEW YORK, NY 10017

VENTURE PARTNERS, INC.
15 WHITMAN DRIVE, BROOKLYN, NY 11234

GRUPPO, LEVEY & CO.
122 EAST 42ND STREET, 46TH FLOOR, NEW YORK, NY 10168

GSA CAPITAL ASSOCIATES, LLC
150 EAST 58TH STREET, 24TH FLOOR, NEW YORK, NY 10155

GSP SECURITIES LLC
6 EAST 43RD STREET, NEW YORK, NY 10017

GUARDIAN INVESTOR SERVICES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004
Mailing Address: 81 HIGHLAND AVE., BETHLEHEM, PA 18017

GUGGENHEIM INVESTOR SERVICES, LLC
135 EAST 57TH ST, 11TH FLOOR, NEW YORK, NY 10022

GUGGENHEIM SECURITIES, LLC
135 EAST 57TH STREET, 7TH FLOOR, NEW YORK, NY 10022

GWM GROUP, INC.
399 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10022

H.C. WAINWRIGHT & CO., INC.
52 VANDERBILT AVENUE 12TH FLOOR, NEW YORK, NY 10017

HABERMAN BROS.
680 MADISON AVENUE, ROOM 1106, NEW YORK, NY 10021

HALCYON CABOT PARTNERS, LTD.
405 LEXINGTON AVENUE, 7TH FLOOR, NEW YORK, NY 10174

HALES CAPITAL SECURITIES LLC
250 PARK AVENUE, SUITE 2050, NEW YORK, NY 10177

HALLMARK INVESTMENTS, INC.
6 EAST 39TH STREET, NEW YORK, NY 10016

HALYARD SECURITIES, LLC
375 PARK AVENUE SUITE 1604, NEW YORK, NY 10152

HAMILTON CAVANAUGH & ASSOCIATES, INC.
661 NORTH BROADWAY, WHITE PLAINS, NY 10603

HAMILTON EXECUTIONS L.L.C.
71 BROADWAY, STE 12 J, NEW YORK, NY 10006

HANDELSBANKEN MARKETS SECURITIES, INC.
875 THIRD AVENUE, 4TH FLOOR, NEW YORK, NY 10022-4678

HAPOALIM SECURITIES USA, INC.
ONE BATTERY PARK PLAZA - 2ND FLOOR, NEW YORK, NY 10004-1405

HAROLD C. BROWN & CO., LLC
ONE HSBC CENTER (SUITE 3800), BUFFALO, NY 14203-2898

HASTINGS CAPITAL GROUP, LLC
527 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

HAVKIT CORPORATION
98-01 67 AVE. SUITE 10-G, REGO PARK, NY 11374-5030

HAZARD & SIEGEL, INC.
5790 WIDEWATERS PARKWAY, DEWITT, NY 13214
Mailing Address: PO BOX 157, SYRACUSE, NY 13214

HEALTHCARE COMMUNITY SECURITIES CORPORATION
ONE EMPIRE DRIVE, RENSSELAER, NY 12144

HEDGE FUND CAPITAL PARTNERS, LLC
100 JAY STREET, STE 21A, BROOKLYN, NY 11201
Mailing Address: 100 JAY STREET, STE 21A, NEW YORK, NY 11201

HEDGE HARBOR INC.
800 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022

HEDGESERV INVESTMENT SERVICES LLC
1251 AVENUE OF THE AMERICAS , 21ST. FLOOR, NEW YORK, NY 10020

HENLEY & COMPANY LLC
1290 RXR PLAZA, UNIONDALE, NY 11556

HEXAGON SECURITIES LLC
555 MADISON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

HFG HEALTHCO SECURITIES
C/O HEALTHCARE FINANCE GROUP INC., 199 WATER STREET, 20TH FLOOR, NEW YORK, NY 10038
Mailing Address: ATTN J. GELWICKS C/O HEALTHCARE FINANCE GROUP INC., 199 WATER STREET 20TH FLOOR, NEW YORK, NY 10038

HFP CAPITAL MARKETS LLC
685 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

HODES WEILL SECURITIES, LLC
623 FIFTH AVENUE, 24TH FLOOR, NEW YORK, NY 10022

HOLBROOK CAPITAL LLC
2 PENN PLAZA, SUITE 1500, NEW YORK, NY 10121

HOLD BROTHERS EXECUTION SERVICES, LLC
1177 AVENUE OF THE AMERICAS, SUITE 2B, NEW YORK, NY 10036

HOLD BROTHERS ON-LINE INVESTMENT SERVICES L.L.C.
1177 AVENUE OF THE AMERICAS, SUITE 2B, NEW YORK, NY 10036

HRC FUND ASSOCIATES, LLC
125 MAIDEN LANE, 6TH FLOOR, NEW YORK, NY 10038

HRC INVESTMENT SERVICES, INC.
725 GLEN COVE AVENUE, GLEN HEAD, NY 11545
Mailing Address: 725 GLEN COVE ANUENE, GLEN HEAD, NY 11545

HSBC SECURITIES (USA) INC.
452 FIFTH AVENUE, NEW YORK CITY, NY 10018
Mailing Address: 452 FIFTH AVENUE 7TH FLOOR, NEW YORK CITY, NY 10018

HSH N FINANCIAL SECURITIES LLC
230 PARK AVENUE, 32ND FLOOR, NEW YORK, NY 10169

HT CAPITAL SECURITIES, LLC
437 MADISON AVE. 39TH FLOOR, NEW YORK, NY 10022

HUDSON CAPITAL ADVISORS BD LLC
9601 WILSHIRE BOULEVARD, PENTHOUSE, BEVERLY HILLS, CA 90210

HUDSON HERITAGE CAPITAL MANAGEMENT, INC.
20 BALTIC PLACE SUITE 2, CROTON-ON-HUDSON, NY 10520

HUDSON HOUSING SECURITIES LLC
630 FIFTH AVENUE, 28TH FLOOR, NEW YORK, NY 10111

HUDSON VALLEY CAPITAL MANAGEMENT
2039 ALBANY POST ROAD, SUITE 200, CROTON-ON-HUDSON, NY 10520

HUNNICUTT & CO., INC.
110 E. 59TH STREET, 32ND FLOOR, NEW YORK, NY 10022

HUNTER, KEITH, MARSHALL & CO., INCORPORATED
1430 BROADWAY, 14TH FLOOR NE, NEW YORK, NY 10018

HUNTHILL CAPITAL, LLC
330 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

HYPATIA CAPITAL ADVISORS LLC
750 LEXINGTON AVENUE, 6TH FLOOR, NEW YORK, NY 10022

HYUNDAI SECURITIES (AMERICA) INC.
1370 AVENUE OF THE AMERICAS, SUITE 1900, NEW YORK, NY 10019

IATMARKETS LLC
350 CPW, SUITE 13A, NEW YORK, NY 10025

IBN FINANCIAL SERVICES, INC.
8035 OSWEGO RD., LIVERPOOL, NY 13090
Mailing Address: P.O. BOX 2365, LIVERPOOL, NY 13089

ICICI SECURITIES INC.
415 MADISON AVENUE - SUITE 1427, NEW YORK, NY 10017

ICM CAPITAL MARKETS LTD.
888 SEVENTH AVE, 17 TH FLOOR, NY, NY 10019

ICON SECURITIES CORP
120 FIFTH AVENUE, EIGHTH FLOOR, NEW YORK, NY 10011

ICP SECURITIES LLC
1120 AVENUE OF THE AMERICAS, SUITE 1507, NEW YORK, NY 10036

IDB CAPITAL CORP.
511 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10017

IDC SECURITES CORP.
2103 CORAL WAY, SUITE 202, MIAMI, FL 33145

IDFC CAPITAL (USA) INC.
405 LEXINGTON AVENUE, SUITE 2618, NEW YORK, NY 10174-2699

IIFL INC.
1114 AVENUE OF THE AMERICAS, 34TH FLOOR, NEW YORK, NY 10036

IIG HORIZONS SECURITIES, LLC
1500 BROADWAY - 17TH FLOOR, NEW YORK, NY 10036

ILLUSTRO TRADING, LLC
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

INDEPENDENT BROKERS LLC
55 BROAD STREET, NEW YORK, NY 10004

INDUSTRIAL AND COMMERCIAL BANK OF CHINA FINANCIAL SERVICES LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

INEO CAPITAL, LLC
50 MURRAY STREET, SUITE 1103, NEW YORK, NY 10007

ING FINANCIAL MARKETS LLC
1325 AVENUE OF THE AMERICAS, NEW YORK, NY 10019

INGALLS & SNYDER, LLC
61 BROADWAY, NEW YORK, NY 10006-2802

INLET SECURITIES, LLC
233 NORTH CAUSEWAY SUITE B, NEW SMYRNA BEACH, FL 32169

INNER CIRCLE SPORTS LLC
317 MADISON AVENUE, SUITE 510, NEW YORK, NY 10017

INNOVATION ADVISORS LLC
ONE PENN PLAZA, 36TH FLOOR, NEW YORK CITY, NY 10119

INSTINET, LLC
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

INTELLIGENT EDGE SECURITIES, LLC
420 LEXINGTON AVENUE, SUITE 400, NEW YORK, NY 10170

INTERDEALER SECURITIES, LLC
14 WALL STREET, SUITE 4D, NEW YORK, NY 10005

INTERNATIONAL EQUITY SERVICES, INC.
120 BLOOMINGDALE ROAD SUITE 3400, WHITE PLAINS, NY 10605

INTERNATIONAL STRATEGY & INVESTMENT GROUP INC.
40 WEST 57TH STREET, 18TH FLOOR, NEW YORK, NY 10019

INVEMED ASSOCIATES LLC
375 PARK AVENUE, SUITE 2205, NEW YORK, NY 10152-0189

INVESTEC SECURITIES (US) LLC
666 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10103

INVESTORS PLANNING SERVICES, CORP.
641 6TH AVE. WEST, EAST NORTHPORT, NY 11731
Mailing Address: 641 6TH AVE. WEST, EAST NORTHPORT, NY 11731

ION PARTNERS LLC
521 FIFTH AVENUE, (27TH FLOOR), NEW YORK, NY 10175

IRC SECURITIES LLC
53 WEST 36TH STREET, SUITE 1002, NEW YORK, NY 10018

ISI CAPITAL, LLC
747 THIRD AVENUE, SUITE 25B, NEW YORK, NY 10017

ISRAEL A. ENGLANDER & CO., LLC
666 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10103

ITA FINANCIAL SERVICES, LLC
100 SE 2ND STREET, 46TH FLOOR, MIAMI, FL 33131

ITAU BBA USA SECURITIES, INC.
767 FIFTH AVE 50TH FLOOR, NEW YORK, NY 10153

ITB SECURITIES, LLC
240 W. 37TH STREET, SUITE 310, NEW YORK, NY 10018

ITG DERIVATIVES LLC.
601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605
Mailing Address: 601 S. LASALLE STREET, SUITE 300, CHICAGO, IL 60605

ITG EXECUTION SERVICES, INC.
380 MADISON AVENUE, NEW YORK, NY 10017

ITG INC.
380 MADISON AVENUE, 4TH FLOOR, NEW YORK, NY 10017

IVP CAPITAL, LLC
337 NOYAC PATH, WATER MILL, NY 11976

IVY SECURITIES, INC.
320 NORTHERN BLVD, SUITE 21, GREAT NECK, NY 11021

IXE SECURITIES, LLC
540 MADISON AVENUE, 36TH FLOOR, NEW YORK, NY 10022

J. J. & M. GELDZAHLER
1347 49TH ST., BROOKLYN, NY 11219
Mailing Address: 1347-49TH ST, BROOKLYN, NY 11219

J. STREICHER & CO. L.L.C.
2 RECTOR STREET, 21ST FLOOR, NEW YORK, NY 10006

J.H. DARBIE & CO., INC.
99 WALL ST. 6TH FL., NEW YORK, NY 10005
Mailing Address: 99 WALL ST 20TH FL, C/O ROBERT ROBINOWITZ, NEW YORK, NY 10005

J.H. LILLIAN SECURITIES CORP.
767 THIRD AVE - 36TH FLOOR, NEW YORK, NY 10017

J.P. MORGAN CLEARING CORP.
THREE CHASE METROTECH CENTER, BROOKLYN, NY 11245
Mailing Address: 575 WASHINGTON BLVD, FLOOR 16, JERSEY CITY, NJ 07310

J.P. MORGAN INSTITUTIONAL INVESTMENTS INC.
270 PARK AVENUE, NY1-K104, NEW YORK, NY 10017
Mailing Address: 270 PARK AVENUE, NY1-K104, NEW YORK, NY 10167

J.P. MORGAN SECURITIES LLC
383 MADISON AVENUE, NEW YORK, NY 10179
Mailing Address: 575 WASHINGTON BLVD, FLOOR 16, JERSEY CITY, NJ 07310

J.P.P. EURO-SECURITIES, INC.
595 MADISON AVENUE, 38TH FLOOR, NEW YORK, NY 10022

JACKSON PARTNERS & ASSOCIATES, INC.
381 PARK AVENUE SOUTH, STE.621, NEW YORK, NY 10016
Mailing Address: 381 PARK AVENUE SOUTH, SUITE 621, NEW YORK, NY 10016

JAMES E. COFFEY SECURITIES, INC.
BUTTONWOOD BUSINESS SOLUTIONS, LLC, 61 BROADWAY, SUITE 1951, NEW YORK, NY 10006

JANE STREET MARKETS, LLC
ONE NEW YORK PLAZA, NEW YORK, NY 10004

JAPANINVEST INC.
405 LEXINGTON AVENUE, 21ST FLOOR, NEW YORK, NY 10174

JAVELIN SECURITIES, LLC
443 PARK AVENUE SOUTH, 10TH FLOOR, NEW YORK, NY 10016

JB DRAX HONORE' INC.
1270 AVENUE OF THE AMERICAS, SUITE 212, 2ND FLOOR, NEW YORK, NY 10020

JCRA FINANCIAL LLC
5 PENN PLAZA, 23RD FLOOR, NEW YORK, NY 10001

JEFFERIES & COMPANY, INC.
520 MADISON AVENUE, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

JEFFERIES BACHE SECURITIES, LLC
ONE NEW YORK PLAZA, 13TH FL., NEW YORK, NY 10004

JEFFERIES EXECUTION SERVICES, INC.
520 MADISON AVENUE, 11TH FLOOR, NEW YORK, NY 10022

JEGI LLC
150 EAST 52ND STREET-18TH FLOOR, NEW YORK, NY 10022

JNK SECURITIES CORP.
902 BROADWAY, 20TH FLOOR, NEW YORK, NY 10010

JOHN CARRIS INVESTMENTS LLC
40 WALL STREET, SUITE 1706, NEW YORK, NY 10005

JOHN HANCOCK DISTRIBUTORS LLC
200 BLOOR STREET EAST, TORONTO, M4W 1E5 CANADA
Mailing Address: P.O. BOX 4700, BUFFALO, NY 14240-4700

JOHN HANCOCK FUNDS, LLC
601 CONGRESS STREET, BOSTON, MA 02210-2805

JOHN JAMES INVESTMENTS, LTD.
8463 SHERIDAN DRIVE, WILLIAMSVILLE, NY 14221

JOHN THOMAS FINANCIAL
14 WALL STREET, 23RD FLOOR, NEW YORK, NY 10005

JOHN W. LOOFBOURROW ASSOCIATES, INC.
44 WALL STREET, 12TH FLOOR, NEW YORK, NY 10005

JOSEPH CAPITAL, LLC
501 FIFTH AVENUE, ROOM 1605, NEW YORK, NY 10017

JOSEPH GRACE
44 WALL STREET, 12TH FL., NEW YORK, NY 10005

JOSEPH GUNNAR & CO. LLC
30 BROAD STREET 11TH FLOOR, NEW YORK, NY 10004

JOSEPH KOSINSKY, INC.
400 SECOND AVENUE, NEW YORK, NY 10010

JUNIPER CAPITAL GROUP, LLC
570 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

K.C. WARD FINANCIAL
4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779
Mailing Address: 4175 VETERANS MEMORIAL HWY, SUITE 300, RONKONKOMA, NY 11779

KAHN BROTHERS LLC
555 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022-3301

KAIETEUR INVESTMENTS LLC
90 BROAD STREET, SUITE 1904, NEW YORK, NY 10004-2670

KAMSKY SECURITIES, LLC
563 PARK AVENUE, FIRST FLOOR, NEW YORK, NY 10065

KAPITALL GENERATION, LLC
241 CENTRE STREET, 6TH FLOOR, SUITE 7, NEW YORK, NY 10013

KARVY, INC.
11 BROADWAY, SUITE 1568, NEW YORK, NY 10004

KATALYST SECURITIES LLC
15 MAIDEN LANE, ROOM 601, NEW YORK, NY 10038

KAUFMAN BROS., L.P.
800 THIRD AVENUE, 30TH FLOOR, NEW YORK, NY 10022

KBC SECURITIES USA, INC.
1177 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10036

KBD SECURITIES, LLC
555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

KCCI, LTD.
80 MAIDEN LANE, SUITE 2201, NEW YORK, NY 10038

KDC SECURITIES, LP
900 THIRD AVENUE SUITE 1000, NEW YORK, NY 10022-4728

KEDEM CAPITAL CORPORATION
52 BEAUMONT DRIVE, MELVILLE, NY 11747-2502

KEEFE, BRUYETTE & WOODS, INC.
787 7TH AVENUE, NEW YORK, NY 10019
Mailing Address: 787 7TH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

KEISER ANALYTICS
130 WILLIAMS STREET, SUITE 5-16, NEW YORK, NY 10038
Mailing Address: 527 HUDSON STREET, SUITE 20-170, NEW YORK, NY 10014

KEMPEN & CO U.S.A., INC.
880 THIRD AVENUE, 17TH FLOOR, NEW YORK, NY 10022

KENMAR SECURITIES INC.
900 KING STREET, SUITE 100, RYE BROOK, NY 10573

KENSINGTON CAPITAL CORP.
4910 13TH AVE., BROOKLYN, NY 11219-3100

KEPLER CAPITAL MARKETS, INC.
600 LEXINGTON AVENUE, 28TH FLOOR, NEW YORK, NY 10022

KERN, SUSLOW SECURITIES, INC.
50 BROAD STREET STE.1600, NEW YORK, NY 10004
Mailing Address: 50 BROAD STREET, NEW YORK, NY 10004

KFM SECURITIES, INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

KGS-ALPHA CAPITAL MARKETS, L.P.
850 THIRD AVENUE, 16TH FLOOR, NEW YORK, NY 10022

KIDRON CAPITAL ADVISORS LLC
1450 BROADWAY, 39TH FLOOR, NEW YORK, NY 10018

KIM ENG SECURITIES U.S.A. INC.
777 THIRD AVENUE  21ST FLOOR, NEW YORK, NY 10017-1376

KIMELMAN & BAIRD, LLC
100 PARK AVENUE, NEW YORK, NY 10017-5516

KINETICS FUNDS DISTRIBUTOR LLC
555 TAXTER ROAD, SUITE 175, ELMSFORD, NY 10523

KJM SECURITIES, INC.
48 SAGAMORE ROAD, SUITE 29, BRONXVILLE, NY 10708-1534
Mailing Address: P.O. BOX 734, BRONXVILLE, NY 10708-0734

KKR CAPITAL MARKETS LLC
9 WEST 57TH STREET, 41ST FLOOR,, SUITE 4160, NEW YORK, NY 10019

KOREA INVESTMENT & SECURITIES AMERICA, INC.
1350 AVENUE OF THE AMERICAS, SUITE 1110, NEW YORK, NY 10019

KOTA GLOBAL SECURITIES INC.
317 MADISON AVENUE, SUITE 1220, NEW YORK, NY 10017

KOTAK MAHINDRA, INC.
50 MAIN STREET, SUITE 310, WHITE PLAINS, NY 10606

KYTE SECURITIES LLC
55 WATER STREET, NEW YORK, NY 10041

LADDER CAPITAL SECURITIES LLC
345 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10154

LADENBURG THALMANN & CO. INC.
520 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10022

LAIDLAW & COMPANY (UK) LTD.
41 DOVER STREET, LONDON, W1S 4NS ENGLAND
Mailing Address: 90 PARK AVENUE, NEW YORK, NY 10016

LAKE CHAMPLAIN BROKERAGE SERVICES LLC
130 WEST 42ND STREET, NEW YORK, NY 10036

LAKERIDGE CAPITAL INC.
130 KING STREET WEST, SUITE 2950, TORONTO, ONTARIO, M5X 1C7 CANADA
Mailing Address: 1040 FIRST AVE., #320, NEW YORK, NY 10022

LANDMARK INVESTMENT GROUP, INC
350 CAYUGA RD, CHEEKTOWAGA, NY 14225

LANGDON P. COOK GOVERNMENT SECURITIES, LLC
100 PARK AVENUE, 22ND FLOOR, NEW YORK, NY 10017-5516

LANGDON SHAW SECURITIES, INC.
39 BROADWAY, 1910, NEW YORK, NY 10006

LANTERN INVESTMENTS, INC.
35 PINELAWN ROAD, SUITE 101E, MELVILLE, NY 11747

LARKSPUR CAPITAL CORPORATION
445 PARK AVENUE-15TH FLR., NEW YORK, NY 10022

LAUREL HILL SECURITIES LLC
100 WALL STREET 22ND FLOOR, SUITE 22223, NEW YORK, NY 10005

LAVAFLOW, INC.
388 GREENWICH STREET, 29TH FLOOR, NEW YORK, NY 10013

LAZARD ASSET MANAGEMENT SECURITIES LLC
30 ROCKEFELLER PLAZA, 59TH FLOOR, NEW YORK, NY 10112

LAZARD CAPITAL MARKETS LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LAZARD FRERES & CO. LLC
30 ROCKEFELLER PLAZA, NEW YORK, NY 10020-5900

LCS SECURITIES, LLC
595 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022

LEBENTHAL & CO., LLC
521 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10175

LEDGEMONT SECURITIES LLC
595 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10022

LEGEND MERCHANT GROUP, INC.
30 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

LEGEND SECURITIES, INC.
45 BROADWAY, 32ND FLOOR, NEW YORK, NY 10006

LEIGH BALDWIN & CO., LLC
112 ALBANY STREET, CAZENOVIA, NY 13035-0660

LEK SECURITIES CORPORATION
1 LIBERTY PLAZA, 165 BROADWAY, 52ND FLOOR, NEW YORK, NY 10006

LESKO SECURITIES INC.
53 CHENANGO STREET 2ND FLOOR, BINGHAMTON, NY 13901
Mailing Address: P.O. BOX 1890, BINGHAMTON, NY 13902-1890

LEUMI INVESTMENT SERVICES INC.
562-564 FIFTH AVENUE, NEW YORK, NY 10036

LEVY, HARKINS & CO., INC.
366 MADISON AVENUE, FLOOR 14, NEW YORK, NY 10017

LIATI CAPITAL, LLC
17 STATE STREET, 3RD FLOOR, NEW YORK, NY 10004

LIBERTY ASSOCIATES, INC.
36 WEST 44TH STREET, SUITE 1100, NEW YORK, NY 10036

LIBERUM CAPITAL INC
441 LEXINGTON AVENUE, 15TH FLOOR, NEW YORK, NY 10017

LIFEMARK SECURITIES CORP.
400 WEST METRO PARK, ROCHESTER, NY 14623

LIGHTSPEED TRADING, LLC
148 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10016

LIME BROKERAGE LLC
625 BROADWAY, 12TH FLOOR, NEW YORK, NY 10012

LINKBROKERS DERIVATIVES LLC
107 GRAND STREET, 2ND FLOOR, NEW YORK, NY 10013

LIQUIDNET, INC.
498 7TH AVENUE, 12TH FLOOR, NEW YORK, NY 10018

LIVERMORE TRADING GROUP, INC.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

LIVINGSTON SECURITIES, LLC
825 THIRD AVENUE, SUITE 223, NEW YORK, NY 10022-7519

LLOYDS SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

LMV CAPITAL CORP.
11 EAST 26TH STREET, SUITE 1600, NEW YORK, NY 10010

LOEB PARTNERS CORPORATION
61 BROADWAY, NEW YORK, NY 10006

LONG ISLAND FINANCIAL GROUP, INC.
2 WOODCREST DRIVE, ROSLYN, NY 11576
Mailing Address: 2 WOODCREST DR, ROSLYN, NY 11576

LONGSHIP ALTERNATIVE ASSET MANAGEMENT
14 CONCORD ROAD, PORT WASHINGTON, NY 11050

LOUIS CAPITAL MARKETS, LP
445 PARK AVENUE, 16TH FLOOR, NEW YORK, NY 10022
Mailing Address: 445 PARK AVENUE, 16 FLOOR, NEW YORK, NY 10022

LYSTER WATSON SECURITIES, INC.
888 SEVENTH AVENUE, 40TH FLOOR, NEW YORK CITY, NY 10019

M&T SECURITIES, INC.
285 DELAWARE AVE., SUITE 2000, BUFFALO, NY 14202

M. GRIFFITH INVESTMENT SERVICES, INC.
555 FRENCH ROAD - BUILDING 2, NEW HARTFORD, NY 13413-0895
Mailing Address: P.O. BOX 895, 555 FRENCH RD., NEW HARTFORD, NY 13413-0895

M. H. LEBLANG, INC.
300 E. 56TH STREET, NEW YORK, NY 10022
Mailing Address: 300 E. 56TH ST #6F, NEW YORK, NY 10022

M. R. BEAL & COMPANY
110 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

M. ZUCKER, INC.
771 W END AVE, NEW YORK, NY 10025

M.D. SASS SECURITIES, L.L.C.
1185 AVENUE OF THE AMERICAS, NEW YORK, NY 10036-2699

M.E.S.A. SECURITIES, INC.
85 FIFTH AVENUE, SIXTH FLOOR, NEW YORK, NY 10003

M.J. WHITMAN LLC
622 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10017-6715

MACALLASTER PITFIELD MACKAY INC.
30 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 30 BROAD ST, NEW YORK, NY 10004

MACQUARIE CAPITAL (USA) INC.
125 WEST 55TH STREET, LEVEL 22, NEW YORK, NY 10019

MACRO RISK ADVISORS LLC
1450 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018

MADISON CAPITAL MARKETS, INC.
666 FIFTH AVENUE 14TH FLOOR, NEW YORK CITY, NY 10103

MADISON PARK GROUP LLC
521 FIFTH AVENUE (17TH FLOOR), NEW YORK, NY 10175

MADISON WILLIAMS AND COMPANY
527 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10022

MAHLER & EMERSON INC.
570 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: P.O. BOX 3146 GRAND CENTRAL STATION, NEW YORK, NY 10163-3146

MAINSAIL GROUP LLC
350 MADISON AVENUE, 9TH FLOOR, NEW YORK, NY 10017

MALKIN SECURITIES CORP.
60 EAST 42ND STREET, NEW YORK, NY 10165-0015

MAN INVESTMENTS INC.
ONE ROCKEFELLER PLAZA, 16TH FLOOR, NEW YORK, NY 10022

MANN MANN JENSEN PARTNERS LP
733 THIRD AVENUE, 24TH FLOOR, NEW YORK, NY 10017

MANNING & NAPIER INVESTOR SERVICES, INC.
290 WOODCLIFF DRIVE, FAIRPORT, NY 14450

MANOR PRIVATE CAPITAL, LLC
10 LARCHMONT AVENUE, LARCHMONT, NY 10538-4235

MARBLEHEAD TRADING GROUP, LLC
14 VANDERVENTER AVENUE, SUITE 201, PORT WASHINGTON, NY 11050

MARCO POLO SECURITIES INC.
75 BROAD STREET, 15TH FLOOR, NEW YORK, NY 10004

MARINER GROUP CAPITAL MARKETS, INC.
500 MAMARONECK AVENUE, 1ST FLOOR, HARRISON, NY 10528

MARK J. MULLER EQUITIES, INC.
18 CAYUGA ROAD, SCARSDALE, NY 10583

MARKETAXESS CORPORATION
299 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10171

MARLIN & ASSOCIATES SECURITIES LLC
600 LEXINGTON, 36TH FLOOR, NEW YORK, NY 10022

MARQUETTE DE BARY CO., INC.
270 MADISON AVENUE, SUITE 1503, NEW YORK, NY 10016

MARQUIS HOLDINGS, INC.
C/O BUTTONWOOD BUSINESS SOLUTIONS, 61 BROADWAY, SUITE 1915, NEW YORK, NY 10006
Mailing Address: 31 APACHE TRAIL, FREEHOLD, NJ 07728

MARTIN CURRIE INVESTOR SERVICES, INC.
1350 AVENUE OF THE AMERICAS, SUITE 3010, NEW YORK, NY 10019

MARV CAPITAL INC.
450 7TH AVENUE, SUITE 601, NEW YORK, NY 10123

MARWOOD GROUP
733 THIRD AVENUE, 11TH FLOOR, NEW YORK, NY 10017

MARWOOD GROUP RESEARCH
733 THIRD AVE., 11TH FLOOR, NEW YORK, NY 10017

MASTERTRADER.COM
7-11 SOUTH BROADWAY, SUITE 210A, WHITE PLAINS, NY 10601

MATRIX CAPITAL GROUP, INC.
420 LEXINGTON AVENUE, SUITE 601, NEW YORK, NY 10170

MAX INTERNATIONAL BROKER/DEALER CORP.
75 MAIDEN LANE STE 503, NEW YORK, NY 10038

MAXIM GROUP LLC
405 LEXINGTON AVENUE, NEW YORK, NY 10174

MAY CAPITAL GROUP, L.L.C.
250 WEST 57TH STRET, SUITE 2322, NEW YORK, NY 10107
Mailing Address: 250 WEST 57TH STREET, SUITE 2322, NEW YORK, NY 10107

MBSC SECURITIES CORPORATION
200 PARK AVENUE, NEW YORK, NY 10166
Mailing Address: 200 PARK AVENUE, 8TH FLOOR, NEW YORK, NY 10166

MC FINANCIAL SERVICES LTD.
655 THIRD AVENUE, 2ND FL., NEW YORK, NY 10017

MCCAULEY SECURITIES, LTD.
80 BROAD STREET, 27TH FL, NEW YORK, NY 10004

MCFARLAND DEWEY SECURITIES CO., L.P.
420 LEXINGTON AVENUE, NEW YORK, NY 10170-2699

MCM SECURITIES LLC
152 W. 57TH STREET, 52ND FLOOR, NEW YORK, NY 10019

MCMANUS & MILES INCORPORATED
575 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10022
Mailing Address: 575 MADISON AVENUE 10TH FLOOR, NEW YORK, NY 10022

MD GLOBAL PARTNERS, LLC
275 MADISON AVENUE, 6TH FLOOR-SUITE 627/628, NEW YORK, NY 10016

MEADOWVALE ADVISORS LLC
152 W 57TH ST, 14TH FL, NEW YORK, NY 10019

MEDIOBANCA SECURITIES USA LLC
565 5TH AVENUE 21ST FLOOR, NEW YORK, NY 10017

MEESCHAERT CAPITAL MARKETS, INC.
600 MADISON AVENUE, 23RD FLOOR, NEW YORK, NY 10022

MEI NEW YORK, INC
115 BROADWAY, SUITE 1303, NEW YORK, NY 10006

MERCER ALLIED COMPANY, L.P.
321 BROADWAY, SARATOGA SPRINGS, NY 12866
Mailing Address: P.O. BOX 860, SARATOGA SPRINGS, NY 12866-0860

MERCOR SECURITIES LLC
455 MAIN STREET APT. 4E, NEW YORK, NY 10044
Mailing Address: FDR STATION PO BOX 55, NEW YORK, NY 10150

MERCURY CAPITAL ADVISORS, LLC
2 WORLD FINANCIAL CENTER, 29TH FLOOR, NEW YORK, NY 10281

MERCURY EQUITY GROUP, LLC
380 LEXINGTON AVENUE, SUITE 2020, NEW YORK, NY 10168

MEREDITH WHITNEY SECURITIES, LLC
50 WEST 57TH STREET, 2ND FLOOR, NEW YORK, NY 10019

MERGER & ACQUISITION CAPITAL SERVICES, INC.
336 EAST 53RD STREET, NEW YORK, NY 10022
Mailing Address: 336 EAST 53RD STREET, 4TH FLOOR, NEW YORK, NY 10022

MERIDIAN EQUITY PARTNERS, INC.
5 HANOVER SQUARE, 21ST FLOOR, NEW YORK, NY 10004
Mailing Address: C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 34TH FLOOR, NEW YORK, NY 10005

MERRILL LYNCH GOVERNMENT SECURITIES INC.
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: ONE BRYANT PARK, NY1-100-14-01, NEW YORK, NY 10036

MERRILL LYNCH PROFESSIONAL CLEARING CORP.
222 BROADWAY - 6TH FLOOR, NY3-222-06-17, NEW YORK, NY 10038
Mailing Address: 222 BROADWAY, NY3-222-06-17, NEW YORK, NY 10038

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ONE BRYANT PARK, NEW YORK, NY 10036
Mailing Address: 101 S TRYON ST, NC1-002-19-44, CHARLOTTE, NC 28255

METCIRCLE SECURITIES LLC
103 EAST 84TH STREET, SUITE 5B, NEW YORK, NY 10028
Mailing Address: 103 EAST 84TH STREET, NEW YORK, NY 10028

METLIFE SECURITIES INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MEYERS ASSOCIATES, L.P.
45 BROADWAY, 2ND FLOOR, NEW YORK, NY 10006

MF GLOBAL INC.
717 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10022

MFR SECURITIES, INC.
675 THIRD AVENUE, SUITE 1129, NEW YORK, NY 10017

MID-MARKET SECURITIES, LLC
24 JAMES ROAD, MOUNT KISCO, NY 10549

MIDAS SECURITIES GROUP, INC.
11 HANOVER SQUARE, 12TH FLOOR, NEW YORK, NY 10005
Mailing Address: 11 HANOVER SQUARE, NEW YORK, NY 10005

MIDDLEGATE SECURITIES LTD.
8 WEST 40TH STREET, 4TH FLOOR, NEW YORK, NY 10018-3805

MIDTOWN PARTNERS & CO., LLC
380 LEXINGTON AVE., SUITE 1769, NEW YORK, NY 10168

MILLER BUCKFIRE & CO., LLC
601 LEXINGTON AVE, 22ND FLOOR, NEW YORK, NY 10022

MILLER TABAK + CO., LLC
331 MADISON AVE, NEW YORK, NY 10017

MILLER TABAK ROBERTS SECURITIES, LLC
331 MADSON AVE 12TH FLOOR, NEW YORK, NY 10017
Mailing Address: 331 MADISON AVE 12TH FLOOR, NEW YORK, NY 10017

MIRAE ASSET SECURITIES (USA) INC.
1095 AVENUE OF THE AMERICAS, 24TH FLOOR, NEW YORK, NY 10036

MISMI, INC.
810 7TH AVENUE, SUITE 2200, NEW YORK, NY 10019

MITCHELL SECURITIES, INC.
213 VICTOR HERBERT RD, PO BOX 31, LAKE PLACID, NY 12946

MITSUBISHI UFJ SECURITIES (USA), INC.
1633 BROADWAY, 29TH FLOOR, NEW YORK, NY 10019-6708

MIZUHO SECURITIES USA INC.
320 PARK AVENUE, 12TH FLOOR, NEW YORK, NY 10022

MKM PARTNERS LLC
300 FIRST STAMFORD PLACE, 4TH FLOOR EAST WING, STAMFORD, CT 06902

MLV & CO. LLC
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: 1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

MMC SECURITIES CORP.
1166 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

MND PARTNERS, INC.
11 WALL STREET, NEW YORK, NY 10005
Mailing Address: 20 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10005

MOELIS & COMPANY LLC
399 PARK AVENUE, 5TH FLOOR, NEW YORK, NY 10022

MOGAVERO LEE & CO INC.
20 BROAD STREET, 14TH FLOOR, NEW YORK, NY 10005

MOLECULAR SECURITIES INC.
45 ROCKEFELLER PLAZA, 20TH FLOOR, NEW YORK, NY 10111

MOMENTUM TRADING PARTNERS, LLC
17 STATE STREET, 11TH FLOOR, NEW YORK, NY 10004

MONARCH CAPITAL GROUP, LLC
500 FIFTH AVENUE, SUITE 2240, NEW YORK, NY 10110

MONARCH FINANCIAL CORPORATION OF AMERICA
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

MONDIALE SECURITIES, LLC
75 ROCKEFELLER PLAZA, SUITE 2102, NEW YORK, NY 10019

MONNESS CRESPI HARDT & CO., INC.
767 THIRD AVENUE, NEW YORK, NY 10017-2047

MONTAG & JOSELSON
21 PARK DRIVE SOUTH, RYE, NY 10580

MOORGATE SECURITIES LLC
1 ROCKEFELLER PLAZA, 24TH FLOOR, NEW YORK, NY 10020

MORGAN JOSEPH TRIARTISAN CAPITAL LLC
600 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10020

MORGAN JOSEPH TRIARTISAN LLC
600 FIFTH AVENUE, 19TH FLOOR, NEW YORK, NY 10020
Mailing Address: 600 FIFTH AVENUE 19TH FLOOR, NEW YORK, NY 10020

MORGAN STANLEY & CO. LLC
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: 1300 THAMES STREET WHARF, 6TH FLOOR, C/O NORTH AMERICAN REGISTRATION, BALTIMORE, MD 21231

MORGAN STANLEY DISTRIBUTION, INC.
522 FIFTH AVENUE, NEW YORK, NY 10036
Mailing Address: 201 PLAZA TWO - 2ND FLOOR, JERSEY CITY, NJ 07311

MORGAN STANLEY SMITH BARNEY
2000 WESTCHESTER AVENUE, PURCHASE, NY 10577-2530
Mailing Address: 1300 THAMES STREET, 6TH FLOOR, BALTIMORE, MD 21231

MORGAN WILSHIRE SECURITIES, INC.
960 FRANKLIN AVENUE, 2ND FLOOR, GARDEN CITY, NY 11530

MORNINGSIDE SECURITIES, LLC
30 IRVING PLACE, NEW YORK, NY 10003

MPS FIXED INCOME LLC
101 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10178
Mailing Address: 101 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10178

MPS GLOBAL SECURITIES, LLC
101 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10178

MS GLOBAL FINANCE, LLC
500 FIFTH AVENUE, SUITE 3000, NEW YORK, NY 10110

MS SECURITIES SERVICES INC.
1585 BROADWAY, NEW YORK, NY 10036-8293
Mailing Address: NORTH AMERICAN REGISTRATION, 1300 THAMES STREET, 6TH FLOOR, BALTIMORE, MD 21231

MTS SECURITIES, LLC
623 FIFTH AVENUE, 14TH FLOOR, NEW YORK, NY 10022

MURIEL SIEBERT & CO., INC.
885 THIRD AVENUE STE 1720, NEW YORK, NY 10022

MURPHY & DURIEU
120 BROADWAY, 17TH FLOOR, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY-17TH FL, NEW YORK, NY 10271

MUTUAL FUNDS ASSOCIATES INC.
1701 CHILI AVE, ROCHESTER, NY 14624

MUTUAL OF AMERICA LIFE INSURANCE COMPANY
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MUTUAL OF AMERICA SECURITIES CORPORATION
320 PARK AVENUE, NEW YORK, NY 10022
Mailing Address: 320 PARK AVENUE, NEW YORK, NY 10022-3869

MVP FINANCIAL, LLC
15 WILLIAM STREET, SUITE 7A, NEW YORK, NY 10005

MYD MARKET, INC
608 5TH AVENUE, SUITE 203, NEW YORK, NY 10020

N. HAHN & CO., INC.
230 PARK AVENUE, NEW YORK, NY 10169
Mailing Address: P.O. BOX 3230, NEW YORK, NY 10163

N.A. INVESTCORP LLC
280 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10017

N.B. ZOULLAS SECURITIES, INC.
555 MADISON AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 555 MADISON AVENUNE, 17TH FLOOR, NEW YORK, NY 10022

NABSECURITIES, LLC
245 PARK AVE 28TH FL, NEW YORK, NY 10167

NANES, DELORME CAPITAL MANAGEMENT LLC
400 MADISON AVENUE, SUITE 12C, NEW YORK, NY 10017

NASDAQ EXECUTION SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NASDAQ OPTIONS SERVICES, LLC
ONE LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006
Mailing Address: ONE LIBERTY PLAZA, 51ST FLOOR, NEW YORK, NY 10006

NATIONAL BANK OF CANADA FINANCIAL INC.
65 EAST 55TH STREET, 31ST FLOOR, NEW YORK, NY 10022

NATIVEONE INSTITUTIONAL TRADING, LLC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

NATIXIS SECURITIES AMERICAS LLC
9 W. 57TH STREET, 35TH FLOOR, NEW YORK, NY 10019

NAVPOINT, LLC
70 E. 55TH STREET, 17 FLOOR, NEW YORK, NY 10022

NCB SECURITIES, LLC
330 MADISON AVENUE, 6TH FLOOR, NEW YORK, NY 10017

NEEDHAM & COMPANY, LLC
445 PARK AVENUE, NEW YORK, NY 10022-2602

NELKIN CAPITAL MANAGEMENT, INC.
111 GREAT NECK ROAD, SUITE 304, GREAT NECK, NY 11021

NELSON CAPITAL COMPANY
500 PINE STREET, SUITE 8, JAMESTOWN, NY 14701
Mailing Address: 90 HOWARD STREET, JAMESTOWN, NY 14701

NEUBERGER BERMAN LLC
605 THIRD AVENUE, NEW YORK, NY 10158-3698

NEUBERGER BERMAN MANAGEMENT LLC
605 THIRD AVENUE, NEW YORK, NY 10158-0180

NEW ENGLAND SECURITIES
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
11 RACQUET ROAD, NEWBURGH, NY 12550
Mailing Address: P.O. BOX 10009, NEWBURGH, NY 12552

NEWCOURT SECURITIES, LTD
23 WARING RD, POUND RIDGE, NY 10576

NEWOAK CAPITAL MARKETS LLC
485 LEXINGTON AVE., 25TH FL., NEW YORK, NY 10017

NGC FINANCIAL, LLC
2444 FRANCIS LEWIS BLVD, WHITESTONE, NY 11357

NIAGARA INTERNATIONAL CAPITAL LIMITED
8940 MAIN STREET, CLARENCE, NY 14031

NOMURA SECURITIES INTERNATIONAL, INC.
2 WORLD FINANCIAL CTR-BLDG B, NEW YORK, NY 10281-1198
Mailing Address: 2 WORLD FINANCIAL CTR-BLDG. B, NEW YORK, NY 10281-1198

NOMURA SECURITIES NORTH AMERICA, LLC
2 WORLD FINANCIAL CENTER, BUILDING B, NEW YORK, NY 10281

NORDBERG CAPITAL PARTNERS, INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022

NORFOLK MARKETS, LLC
360 MADISON AVENUE, 24TH FLOOR, NEW YORK, NY 10017

NORTH NASSAU ADVISORS, LLC
485 UNDERHILL BLVD,, SUITE 103, SYOSSET, NY 11791

NORTH RIDGE SECURITIES CORP.
1895 WALT WHITMAN RD, MELVILLE, NY 11747-3031

NORTH SEA SECURITIES L.P.
350 MADISON AVENUE, 8TH FLOOR, NEW YORK, NY 10017

NORTHEAST CAPITAL MARKETS CORP.
7 AIRPORT PARK BOULEVARD, FLOOR 2, LATHAM, NY 12110

NORTHEAST SECURITIES, INC.
333 EARLE OVINGTON BLVD, 7TH FLOOR, MITCHELFIELD, NY 11553

NUMIS SECURITIES INC.
275 MADISON AVENUE, 40TH FLOOR, NEW YORK, NY 10016

NW ADVISORS LLC
ONE ROCKEFELLER PLAZA, SUITE 1505, NEW YORK, NY 10020

NYLIFE SECURITIES LLC
51 MADISON AVE., ROOM 713, NEW YORK, NY 10010
Mailing Address: 51 MADISON AVENUE, ROOM 713, NEW YORK, NY 10010

NYPPEX, LLC
800 WESTCHESTER AVENUE, SUITE N 349, RYE BROOK, NY 10573

O'TOOLE INSURANCE & SECURITIES
14-30 COLLEGE POINT BLVD, COLLEGE POINT, NY 11356

OBERON SECURITIES, LLC
1412 BROADWAY, 23RD FLOOR, NEW YORK, NY 10018

OBEX SECURITIES LLC
1865 PALMER AVENUE, SUITE 208, LARCHMONT, NY 10538

OBSIDIAN FINANCIAL GROUP, LLC
1000 WOODBURY ROAD SUITE 110, WOODBURY, NY 11797

OCCOM CAPITAL PARTNERS, LLC
140 BROADWAY, NEW YORK, NY 10005
Mailing Address: 75 PEARL STREET, PORTLAND, ME 04101

OCEANUS SECURITIES, LLC
17 BATTERY PLACE, SUITE 723, NEW YORK, NY 10004

ODDO SECURITIES CORPORATION
150 EAST 52ND STREET, 9TH FLOOR, NEW YORK, NY 10022

ODEON CAPITAL GROUP LLC
750 LEXINGTON AVENUE, 26TH FL., NEW YORK, NY 10022

OLIVETREE USA, LLC
254 WEST 54TH STREET, 17TH FLOOR, NEW YORK, NY 10019

OLSON, CROSS & ALAMO LLC
120 BROADWAY, 10TH FLOOR, NEW YORK, NY 10271

OLSTEIN CAPITAL MANAGEMENT, L.P.
4 MANHATTANVILLE ROAD, PURCHASE, NY 10577-2119
Mailing Address: 4 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OLYMPIA ASSET MANAGEMENT,LTD.
888 7TH AVENUE / 17TH FLOOR, NEW YORK, NY 10019

OMNICAP, LLC
415 MADISON AVE, 7TH FLOOR, NEW YORK, NY 10017

OPENX MARKETS, LLC
101 PARK AVE, 7TH FLR, NEW YORK, NY 10178

OPL SECURITIES, LLC
34 LEONARD STREET, APT. 5A, NEW YORK, NY 10013
Mailing Address: 28808 CLIFFSIDE DRIVE, MALIBU, CA 90265

OPPENHEIMER & CLOSE, INC.
119 WEST 57TH STREET, SUITE 1515, NEW YORK, NY 10019

OPPENHEIMER & CO. INC.
125 BROAD STREET, 16TH FLOOR, NEW YORK, NY 10004
Mailing Address: 125 BROAD STREET, 16TH FLOOR, NY, NY 10004

OPPENHEIMERFUNDS DISTRIBUTOR, INC.
2 WORLD FINANCIAL CENTER, 225 LIBERTY STREET - 11TH FLOOR, NEW YORK, NY 10281-1008
Mailing Address: 6803 SOUTH TUCSON WAY, CENTENNIAL, CO 80112

OPUS POINT & CO., LLC
787 SEVENTH AVENUE, 48TH FLOOR, NEW YORK, NY 10019

OSCAR GRUSS & SON INCORPORATED
292 MADISON AVENUE, 14TH FLOOR, NEW YORK, NY 10017

OTA LLC
ONE MANHATTANVILLE ROAD, PURCHASE, NY 10577

OTKRITIE INC.
1350 AVENUE OF THE AMERICAS, SUITE 730, NEW YORK, NY 10019

OTR GLOBAL TRADING LLC
1 MANHATTANVILLE ROAD, PURCHASE, NY 10577
Mailing Address: 1 MANHATTANVILLE ROAD, PURCHASE, NY 10577

OUNAVARRA CAPITAL LLC
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022

OXBRIDGE, LLC
420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170
Mailing Address: 420 LEXINGTON AVENUE, SUITE 1425, NEW YORK, NY 10170

               
P & A FINANCIAL SECURITIES, INC.
5900 MAIN ST., WILLIAMSVILLE, NY 14221
Mailing Address: 5900 MAIN ST., WILLAIMSVILLE, NY 14221

P. A. N. SECURITIES, LP
233 BROADWAY, 24TH FLOOR, NEW YORK, NY 10279

P. R. HERZIG & CO. INC.
1 EXPRESSWAY PLAZA, SUITE 200, ROSLYN HEIGHTS, NY 11577

PACE CAPITAL CORP.
950 THIRD AVENUE, NEW YORK, NY 10022

PACIFIC EPOCH CAPITAL, LLC
570 LEXINGTON AVENUE, 48TH FLOOR, NEW YORK, NY 10022

PALAZZO SECURITIES LLC
145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10019
Mailing Address: 145 WEST 57TH STREET, 17TH FLOOR, NEW YORK, NY 10010

PALLADIUM CAPITAL ADVISORS, LLC
230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE, SUITE 539, NEW YORK, NY 10169

PALMETTO ADVISORY GROUP
210 YELLOWTHROAT LANE, KIAWAH ISLAND, SC 29455

PANAMERICAN CAPITAL SECURITIES LLC
745 5TH AVENUE, SUITE 1406, NEW YORK, NY 10151

PAPAMARKOU WELLNER & CO., INC.
399 PARK AVENUE, 38TH FLOOR, NEW YORK, NY 10022

PARAGON CAPITAL PARTNERS, LLC
450 PARK AVENUE, SUITE 2500, NEW YORK, NY 10022

PARAMAX SECURITIES, LLC
333 INTERNATIONAL DRIVE, SUITE A, WILLIAMSVILLE, NY 14221

PARETO SECURITIES INC.
150 EAST 52ND STREET, 29TH FLOOR, NEW YORK, NY 10022

PARK AVENUE SECURITIES LLC
7 HANOVER SQUARE, NEW YORK, NY 10004

PARK HILL GROUP LLC
101 CALIFORNIA STREET, SUITE 2880, SAN FRANCISCO, CA 94111
Mailing Address: 345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK HILL REAL ESTATE GROUP LLC
345 PARK AVENUE, 15TH FLOOR, NEW YORK, NY 10154

PARK MADISON PARTNERS LLC
200 HARBOR RD., PORT WASHINGTON, NY 11050

PARK SUTTON SECURITIES, LLC
295 MADISON AVENUE, 12TH FLOOR, NEW YORK, NY 10017

PARKBROOK CAPITAL LLC
450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022
Mailing Address: 450 PARK AVENUE, SUITE 1800, NEW YORK, NY 10022

PAYCHEX SECURITIES CORPORATION
1175 JOHN STREET, WEST HENRIETTA, NY 14586

PENSERRA SECURITIES, LLC
20 BROAD STREET, SUITE 2602, NEW YORK, NY 10005

PENSION FUND EVALUATIONS, INC.
2450 MIDDLE COUNTRY ROAD, SUITE 102 & 103, CENTEREACH, NY 11720

PENTEGRA DISTRIBUTORS INC.
108 CORPORATE PARK DRIVE, WHITE PLAINS, NY 10604

PERELLA WEINBERG PARTNERS LP
767 FIFTH AVENUE, NEW YORK, NY 10153

PERTH ADVISORS LLC
40 WALL STREET, SUITE 2807, NEW YORK, NY 10005

PETER J. SOLOMON SECURITIES COMPANY, LLC
520 MADISON AVE, NEW YORK, NY 10022

PETER MANCUSO & CO L.P.
C/O ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

PETER R. MACK & CO., INC.
19 E. 71ST ST., NEW YORK, NY 10021
Mailing Address: 19 EAST 71ST ST., SUITE 3A, NEW YORK, NY 10021

PETSKY PRUNIER SECURITIES, LLC
60 BROAD STREET, 38TH FLOOR, NEW YORK, NY 10004

PEX GLOBAL INC.
575 LEXINGTON AVENUE, 4TH FLOOR, NEW YORK, NY 10022

PHARUS SECURITIES, LLC
551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176
Mailing Address: 551 5TH AVENUE, SUITE 1125, NEW YORK, NY 10176

PHD CAPITAL
5 HANOVER SQ, NEW YORK, NY 10004
Mailing Address: 5 HANOVER SQ., NEW YORK, NY 10004

PHOENIX DERIVATIVES GROUP, LLC
315 PARK AVE. SOUTH, NEW YORK, NY 10010

PICKWICK CAPITAL PARTNERS, LLC
445 HAMILTON AVENUE, SUITE 1102, WHITE PLAINS, NY 10601

PICO QUANTITATIVE TRADING LLC
120 BROADWAY 20TH FLR SUITE 2010-01, NEW YORK, NY 10271

PIMCO INVESTMENTS LLC
1633 BROADWAY, 45TH FLOOR, NEW YORK, NY 10019

PIN FINANCIAL, LLC
224 WEST 29TH STREET 12TH FLOOR, NEW YORK, NY 10001

PINEBRIDGE SECURITIES LLC
399 PARK AVENUE, 4TH FLOOR, NEW YORK, NY 10022

PINNACLE INVESTMENTS, LLC
507 PLUM STREET, SUITE 120, SYRACUSE, NY 13204

PIONEER PORTFOLIO CORP.
20 REITH STREET, COPIAGUE, NY 11726
Mailing Address: 20 REITH STREET, COPIAGUE, NY 11726

PIPELINE TRADING SYSTEMS LLC
60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165
Mailing Address: 60 E. 42ND STREET, SUITE 624, NEW YORK, NY 10165

PLANET BROKERAGE, LLC
50 BATTERY PLACE, #7F, NEW YORK, NY 10280
Mailing Address: 1488 EAST 27TH STREET, BROOKLYN, NY 11210

PLANMEMBER SECURITIES CORPORATION
6187 CARPINTERIA AVENUE, CARPINTERIA, CA 93013-2060

PLANNED FINANCIAL PROGRAMS, INC.
734 WALT WHITMAN ROAD, MELVILLE, NY 11747-2216

PLANNER SECURITIES LLC
150 E. 52ND STREET, 7TH FLOOR, NEW YORK, NY 10022

PLUS SECURITIES LLC
1251 AVENUE OF THE AMERICAS, 50TH FLOOR, NEW YORK, NY 10020

PORTALES PARTNERS, LLC
32 EAST 31ST ST, 10TH FLOOR, NEW YORK, NY 10016
Mailing Address: 32 EAST 31ST ST, NEW YORK, NY 10016

PORTFOLIO ADVISORS ALLIANCE, INC.
360 LEXINGTON AVE, 18TH FLOOR, NEW YORK, NY 10017
Mailing Address: 360 LEXINGTON AVENUE, 18TH FLOOR, NEW YORK, NY 10017

POTEN CAPITAL SERVICES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

PRAGMA SECURITIES LLC
360 PARK AVE. SOUTH, 20TH FLOOR, NEW YORK, NY 10010

PRIMARY CAPITAL, LLC
80 WALL STREET 5TH FLOOR, NEW YORK, NY 10005

PRIME CAPITAL SERVICES, INC.
11 RAYMOND AVENUE, POUGHKEEPSIE, NY 12603

PRIME DEALER SERVICES CORP.
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020
Mailing Address: NORTH AMERICAN REGISTRATION, 1300 THAMES STREET, 6TH FLOOR, BALTIMORE, MD 21231

PRIME EXECUTIONS, INC.
40 WALL STREET - SUITE 1704, NEW YORK, NY 10005
Mailing Address: C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005

PRIMEX
45 KNOLLWOOD ROAD, 4TH FLOOR, ELMSFORD, NY 10523

PRINCIPLED ADVISORS, INC.
1110 SOUTH AVENUE, STATEN ISLAND, NY 10314

PROFECTUS INVESTMENTS, LLC
100 WALL STREET - 8TH FLOOR, NEW YORK, NY 10005

PROFOR SECURITIES, LLC
708 THIRD AVENUE, 5TH FLOOR, NEW YORK, NY 10017-4201

PUMA CAPITAL, LLC
488 MADISON AVE, SUITE 1706, NEW YORK, NY 10022

PURSHE KAPLAN STERLING INVESTMENTS
18 CORPORATE WOODS BLVD, ALBANY, NY 12211

PYRAMID FUNDS CORPORATION
21 EVERETT ROAD EXTENSION, ALBANY, NY 12205

QUATTRO M SECURITIES INC.
2 WHITE BIRCH ROAD, POUND RIDGE, NY 10576-2324

QUESTRION RESEARCH CORPORATION
150 EAST 52ND STREET, NEW YORK, NY 10022

R. F. LAFFERTY & CO., INC.
80 BROAD ST - 26 FLOOR, NEW YORK, NY 10004

R. L. RENCK & CO., INC.
116 WEST 23RD STREET, SUITE 500, NEW YORK, NY 10011

R.W.PRESSPRICH & CO.
520 MADISON AVENUE - 28TH FLOOR, NEW YORK, NY 10022
Mailing Address: 520 MADISON AVENUE 28TH FLOOR, NEW YORK, NY 10022

RABO SECURITIES USA, INC.
245 PARK AVENUE, NEW YORK, NY 10167-0062

RADIANT SECURITIES LLC
145 WEST 45TH STREET, 10TH FLOOR, NEW YORK, NY 10036

RAFFERTY CAPITAL MARKETS, LLC
59 HILTON AVENUE, GARDEN CITY, NY 11530

RAINE SECURITIES LLC
810 SEVENTH AVENUE, 39TH FLOOR, NEW YORK, NY 10019

RAPHAEL ARYEH AND ASSOCIATES
141-51 72ND CRESCENT, FLUSHING, NY 11367

RAPTORNET
501 MADISON AVENUE, SUITE 201, NEW YORK, NY 10022

RAVEN SECURITIES CORP.
ACCOUNTING & COMPLIANCE INTERNATIONAL, 40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10005

RAYMOND C. FORBES & CO., INC.
30 BROAD STREET, 20TH FLOOR, NEW YORK, NY 10004

RB INTERNATIONAL MARKETS (USA) LLC
1133 AVE. OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10036

RBC CAPITAL MARKETS ARBITRAGE, S.A.
3 WORLD FINANCIAL CENTER, 200 VESEY STREET - 14TH FLOOR, NEW YORK, NY 10281

RBC CAPITAL MARKETS, LLC
3 WORLD FINANCIAL CENTER, 200 VESEY ST., NEW YORK, NY 10281

RCAP SECURITIES, INC.
1211 AVENUE OF THE AMERICAS, SUITE 2902, NEW YORK, NY 10036

RCG, LLC
885 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10022

REDBURN PARTNERS (USA) LP
565 FIFTH AVENUE, 26 FLOOR, NEW YORK, NY 10017

REICH & TANG DISTRIBUTORS, INC.
1411 BROADWAY, 28TH FLOOR, NEW YORK, NY 10018-3450

REID & RUDIGER LLC
110 WALL STREET, NEW YORK, NY 10005

REID AND ASSOCIATES, LLC
14 COMPUTER DRIVE EAST, ALBANY, NY 12205

REIGNS CAPITAL, LTD.
235 MAIN STREET, SUITE 318, WHITE PLAINS, NY 10601

RELIGARE CAPITAL MARKETS INC.
375 PARK AVENUE, SUITE 2508, NEW YORK, NY 10152

RENAISSANCE INSTITUTIONAL MANAGEMENT LLC
800 THIRD AVENUE, NEW YORK, NY 10022

RENCAP SECURITIES, INC.
780 THIRD AVENUE, 20TH FLOOR, NEW YORK, NY 10017

RENSSELAER SECURITIES CORP.
1000 KENWOOD CT, LATHAM, NY 12110
Mailing Address: PO BOX 928, LATHAM, NY 12110

RESOURCE PRODUCTION ADVISORS, LLC
1230 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10020

REUTERS TRANSACTION SERVICES LLC
3 TIMES SQUARE, NEW YORK, NY 10036

REUVEN ENTERPRISES SECURITIES DIVISION, LLC
90 BROAD STREET, SUITE 1504, NEW YORK, NY 10004

REVA CAPITAL MARKETS LLC
230 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10169

RHINO TRADING PARTNERS, LLC
80 BROAD STREET, 5TH FLOOR, NEW YORK, NY 10004

RHONE GROUP ADVISORS LLC
630 FIFTH AVENUE, SUITE 2710, NEW YORK, NY 10111

RICE FINANCIAL PRODUCTS COMPANY
17 STATE STREET, 40TH FLOOR, NEW YORK, NY 10004

RIDGE CLEARING & OUTSOURCING SOLUTIONS, INC.
1981 MARCUS AVENUE, LAKE SUCCESS, NY 11040
Mailing Address: 2 JOURNAL SQUARE PLAZA, 3RD FLOOR, JERSEY CITY, NJ 07306

RIDGEWAY & CONGER, INC.
2123 MAIN STREET, NEW WOODSTOCK, NY 13122
Mailing Address: 2123 MAIN STREET PO BOX 460, NEW WOODSTOCK, NY 13122

RIM SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

RIVERBANK CAPITAL SECURITIES, INC.
689 5TH AVENUE, SUITE #12, NEW YORK, NY 10022

RK EQUITY CAPITAL MARKETS LLC
650 FIFTH AVENUE, 4TH FLOOR, NEW YORK, NY 10019

RNR SECURITIES, L.L.C.
1802 HEMPSTEAD TPKE, EAST MEADOW, NY 11554-1032

ROBECO SECURITIES, L.L.C.
909 THIRD AVENUE, 32ND FLOOR, NEW YORK, NY 10022

ROBERT R. MEREDITH & CO., INC.
100 PARK AVENUE, 20TH FLOOR, NEW YORK, NY 10017

ROBERTS MITANI, LLC
145 WEST 57TH STREET, 21ST FLOOR, NEW YORK, NY 10019

ROBOTTI & COMPANY, LLC
6 EAST 43RD ST., 23RD FLOOR, NEW YORK, NY 10017-4651

ROC GLOBAL SECURITIES LLC
330 MADISON AVENUE, 9TH FLOOR - SUITE 919/984, NEW YORK, NY 10017

ROCKFLEET FINANCIAL SERVICES, INC
515 MADISON AVENUE, 27TH FL, NEW YORK, NY 10022

ROCKWELL GLOBAL CAPITAL LLC
125 BAYLIS ROAD, SUITE 280, MELVILLE, NY 11747

ROCKWELL SECURITIES LLC
1 PENN PLAZA, SUITE 1624, NEW YORK, NY 10119
Mailing Address: 1 PENN PLAZA, SUITE1624, NEW YORK, NY 10119

RODMAN & RENSHAW, LLC
1251 AVENUE OF THE AMERICAS, 20TH FL, NEW YORK, NY 10020

ROOSEVELT & CROSS, INCORPORATED
ONE EXCHANGE PLAZA, 55 BROADWAY, NEW YORK, NY 10006

ROSENBLATT SECURITIES INC.
20 BROAD STREET, 26TH FLOOR, NEW YORK, NY 10005

ROSS SECURITIES CORPORATION
1270 AVENUE OF THE AMERICAS - 20TH FLOOR, NEW YORK, NY 10020

ROSSOFF & CO. LLC
101 CENTRAL PARK WEST APT. 9G, NEW YORK, NY 10023

ROTHSCHILD INC.
1251 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

ROUNDTABLE CAPITAL SERVICES LLC
280 PARK AVENUE, 23RD FLOOR, NEW YORK, NY 10017-1216

ROYAL ALLIANCE ASSOCIATES, INC.
ONE WORLD FINANCIAL CENTER, 15TH FLOOR, NEW YORK, NY 10281

ROYCE FUND SERVICES, INC.
745 5TH AVENUE, NEW YORK, NY 10151

RP&C INTERNATIONAL (SECURITIES), INC.
630 FIFTH AVENUE, 20TH FLOOR, NEW YORK, NY 10111

RS PLATOU MARKETS INC.
410 PARK AVENUE, SUITE 710, NEW YORK, NY 10022

RUANE, CUNNIFF & GOLDFARB LLC
767 FIFTH AVENUE, SUITE 4701, NEW YORK, NY 10153-4798

S. GOLDMAN ADVISORS, LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S. GOLDMAN CAPITAL LLC
825 THIRD AVENUE, 34TH FLOOR, NEW YORK, NY 10022

S.C. PARKER & CO., INC.
5892 MAIN STREET, WILLIAMSVILLE, NY 14221-8284

S.J. LEVINSON & SONS LLC
2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577
Mailing Address: 2700 WESTCHESTER AVENUE, SUITE 109, PURCHASE, NY 10577

SAFRA SECURITIES LLC
546 FIFTH AVE, NEW YORK, NY 10036

SAGE, RUTTY & CO., INC.
100 CORPORATE WOODS, SUITE 300, ROCHESTER, NY 14623

SAGENT ADVISORS INC.
299 PARK AVENUE, 9TH FLOOR, NEW YORK, NY 10171

SALOMON WHITNEY LLC
15 DEER PARK AVE, SUITE 1, BABYLON VILLAGE, NY 11702

SAMSUNG SECURITIES (AMERICA), INC.
1330 AVENUE OF AMERICAS, 26TH FLOOR, NEW YORK, NY 10019

SAMUEL A RAMIREZ & CO., INC.
61 BROADWAY, SUITE 2924, NEW YORK, NY 10006
Mailing Address: 61 BROADWAY STE 2924, NEW YORK, NY 10006

SAMURAI TRADING, LLC
515 MADISON AVENUE, 22ND FLOOR, NEW YORK, NY 10022
Mailing Address: 515 MADISON AVENUE, NEW YORK, NY 10022

SANDGRAIN SECURITIES, INC.
1050 FRANKLIN AVENUE, SUITE 302, GARDEN CITY, NY 11530-1204

SANDLER, O'NEILL & PARTNERS, L.P.
919 THIRD AVENUE, NEW YORK, NY 10022
Mailing Address: 919 THIRD AVENUE, NEW YORK, NY 10022

SANFORD C. BERNSTEIN & CO., LLC
1345 AVENUE OF THE AMERICAS, NEW YORK, NY 10105
Mailing Address: 1345 AVENUE OF THE AMERICAS, 17TH FLOOR, NEW YORK, NY 10105

SANTANDER INVESTMENT SECURITIES INC.
45 EAST 53RD STREET, NEW YORK, NY 10022

SAPERSTON ASSET MANAGEMENT, INC.
172 LAKE STREEET, HAMBURG, NY 14075
Mailing Address: 172 LAKE STREET, HAMBURG, NY 14075

SARATOGA CAPITAL MARKETS
111 BROADWAY, SUITE 1001, NEW YORK, NY 10006

SAWAYA SEGALAS SECURITIES, LLC
888 SEVENTH AVENUE, 8TH FLOOR, NEW YORK, NY 10019

SAXIS GROUP, LLC.
636 7TH AVENUE NORTH, SAINT PETERSBURG, FL 33701
Mailing Address: 17 STATE ST, 11TH FLOOR, MAILBOX 101, NEW YORK, NY 10004

SCARSDALE EQUITIES LLC
10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020
Mailing Address: 10 ROCKEFELLER PLAZA, SUITE 720, NEW YORK, NY 10020

SCHOTTENFELD GROUP LLC
800 THIRD AVENUE, 10TH FLOOR, NEW YORK, NY 10022

SCHRODER FUND ADVISORS LLC
875 THIRD AVENUE, 22ND FLOOR, NEW YORK, NY 10022-6225

SCIUS SECURITIES LLC
211 MADISON AVENUE, NEW YORK, NY 10016

SCOTIA CAPITAL (USA) INC.
1 LIBERTY PLAZA, 165 BROADWAY, NEW YORK, NY 10006

SCOTT-MACON SECURITIES, INC.
800 THIRD AVE., 16TH FL., NEW YORK, NY 10022
Mailing Address: 800 THIRD AVE.,, 16TH FL., NEW YORK, NY 10022

SCURA PARTNERS SECURITIES LLC
489 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

SDDCO BROKERAGE ADVISORS LLC
485 MADISON AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SEA PORT GROUP SECURITIES, LLC
360 MADISON AVE, 22ND FLOOR, NEW YORK, NY 10017

SEAPORT SECURITIES CORP.
60 BROAD STREET, NEW YORK, NY 10004
Mailing Address: 60 BROAD STREET, NEW YORK, NY 10004

SEAVIEW SECURITIES LLC
117 EAST 55TH STREET, 4TH FLOOR, NEW YORK, NY 10022

SEB ENSKILDA, INC.
245 PARK AVENUE, 42ND FLOOR, NEW YORK, NY 10167

SECONDCAP AMERICA LLC
35 PURCHASE STREET, SUITE 202, RYE, NY 10580

SECONDMARKET, INC.
26 BROADWAY, 12TH FLOOR, NEW YORK, NY 10004

SEIDEL & SHAW L.L.C.
40 EXCHANGE PLACE, NEW YORK, NY 10005

SEMAZA SECURITIES, LLC
7101 4TH AVE, UNIT C4, BROOKLYN, NY 11209

SEMINOLE FINANCIAL
ONE SEAPORT PLAZA, 19TH FLOOR, NEW YORK, NY 10038

SENATE SECURITIES
253 WALL STREET, KINGSTON, NY 12401
Mailing Address: 253 WALL STREET, P.O. BOX 3576, KINGSTON, NY 12402

SENTINEL BROKERS COMPANY, INC.
20 BROADWAY, MASSAPEQUA, NY 11758

SENVEST INTERNATIONAL L.L.C.
110 EAST 55TH STREET 16TH FLOOR, NEW YORK, NY 10022

SEVARA CAPITAL MARKETS, LLC
1370 AVENUE OF THE AMERICAS, 20TH FL., NEW YORK, NY 10019

SEVEN POINTS CAPITAL, LLC
825 THIRD AVENUE, 2ND FLOOR, NEW YORK, NY 10022

SG AMERICAS SECURITIES, LLC
1221 AVENUE OF THE AMERICAS, NEW YORK, NY 10020

SGI CAMBIUM SECURITIES LLC
C/O SCHUPAK GROUP INC. 595 MADISON AVE., NEW YORK, NY 10022

SHEARMAN, RALSTON INC.
17 BATTERY PLACE-STE. 923, NEW YORK, NY 10004

SHELBY CULLOM DAVIS & CO., L.P.
620 5TH AVENUE, 2ND FLOOR, NEW YORK, NY 10020

SHINHAN INVESTMENT AMERICA INC.
1325 AVENUE OF THE AMERICAS STE. 702, NEW YORK, NY 10019

SHORT HILLS CAPITAL LLC
251 E. 51ST ST.; STE 9C, NEW YORK, NY 10022

SHUFRO, ROSE & CO., LLC
745 FIFTH AVENUE, 26TH FLOOR, NEW YORK, NY 10151-2600

SIDOTI & COMPANY, LLC
317 MADISON AVENUE SUITE 1410, NEW YORK, NY 10017
Mailing Address: 317 MADISON AVENUE SUITE 1400, NEW YORK, NY 10017

SIG BROKERAGE, LP
140 BROADWAY, 47TH FLOOR, NEW YORK, NY 10005
Mailing Address: 401 CITY LANE AVE, BALA CYNWYD, PA 19004

SIGNATURE SECURITIES
29 WEST 38TH STREET, 9TH FLOOR, NEW YORK, NY 10018

SILVER LANE ADVISORS LLC
515 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

SILVER LEAF PARTNERS, LLC
420 LEXINGTON AVENUE, SUITE 2225, NEW YORK, NY 10170-2200

SILVERGROVE ADVISORS LLC
275 MADISON AVE., SUITE 1415, NEW YORK, NY 10016

SIXPOINT PARTNERS LLC
909 THIRD AVENUE, 15TH FLOOR, NEW YORK, NY 10022

SLUSSER ASSOCIATES INC.
250 PARK AVENUE, SUITE 7063, NEW YORK, NY 10177

SMBC NIKKO SECURITIES AMERICA, INC.
277 PARK AVENUE FIFTH FLOOR, NEW YORK, NY 10172

SMF TRADING, INC.
11 BROADWAY, SUITE 1532A, NEW YORK, NY 10004

SMITH ASSET MANAGEMENT, INC.
111 BROADWAY, SUITE 808, NEW YORK, NY 10006

SONENSHINE & COMPANY LLC
400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022
Mailing Address: 400 PARK AVENUE, 17TH FLOOR, NEW YORK, NY 10022

SOUTH STREET SECURITIES LLC
825 THIRD AVE, 35TH FLOOR, NEW YORK, NY 10022

SOUTHAMPTON INVESTMENT SERVICES INC.
33 WHITEHALL STREET, 6TH FLOOR, NEW YORK, NY 10004

SPARRING PARTNERS CAPITAL LLC
420 LEXINGTON AVENUE, SUITE 2458, NEW YORK CITY, NY 10170

SPARTAN CAPITAL SECURITIES, LLC
45 BROADWAY, 9TH FLOOR, NEW YORK, NY 10006

SPEAR, LEEDS & KELLOGG SPECIALISTS LLC
200 WEST STREET, NEW YORK, NY 10282-2198
Mailing Address: 30 HUDSON STREET, 27TH FLOOR, JERSEY CITY, NJ 07302-4699

SPEEDROUTE LLC
30 BROAD STREET, 22ND FLOOR, NEW YORK, NY 10005

SPENCER CLARKE LLC
410 PARK AVENUE, SUITE 1500, NEW YORK, NY 10022

SPENCER TRASK VENTURES, INC.
750 THIRD AVE, 11TH FLOOR, NEW YORK, NY 10017

SPENCER-WINSTON SECURITIES CORPORATION
45 WEST 47TH STREET SUITE 402, NEW YORK, NY 10036-2825

SPP CAPITAL PARTNERS L L C
340 MADISON AVENUE, 10TH FLOOR, NEW YORK, NY 10173
Mailing Address: 551 MADISON AVENUE, 7TH FLOOR, NEW YORK, NY 10022

SPREADZERO LLC
1133 BROADWAY, SUITE 1021, NEW YORK, NY 10010

SPRING HILL CAPITAL MARKETS, L.L.C.
1095 AVENUE OF THE AMERICAS, 26TH FLOOR, NEW YORK, NY 10036

SQN SECURITIES LLC
110 WILLIAM STREET, 26 FLOOR, NEW YORK, NY 10038

SRA SECURITIES, LLC
1120 SIXTH AVENUE, 4TH FLOOR, NEW YORK, NY 10036

STACEY BRAUN FINANCIAL SERVICES, INC.
377 BROADWAY, NEW YORK, NY 10013

STANCHART SECURITIES INTERNATIONAL, INC.
1111 BRICKELL AVENUE, 16TH FLOOR, MIAMI, FL 33131
Mailing Address: 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD CHARTERED SECURITIES (NORTH AMERICA) INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

STANDARD CREDIT SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

STANDARD NEW YORK SECURITIES, INC.
320 PARK AVENUE, 19TH FLOOR, NEW YORK, NY 10022

STERLING MONROE SECURITIES, LLC
168 FOREST AVENUE, LOCUST VALLEY, NY 11560

STERN CAPITAL LLC
708 THIRD AVENUE, SUITE 1610, NEW YORK, NY 10017

STEVEN J. PERCIBALLI, INC.
C/O ACCOUNTING AND COMPLIANCE INTERNATIONAL, 40 WALL STREET - SUITE 1704, NEW YORK, NY 10005
Mailing Address: STEPHEN PERCIBALLI, 28 FIELDVIEW DRIVE, FORT SALONGA, NY 11768

STEVEN R. JACOBSON, B/D
2600 NETHERLAND AVENUE, APT. 520, RIVERDALE, NY 10463

STOCK USA EXECUTION SERVICES, INC
1717 ROUTE 6 SUITE 102, CARMEL, NY 10512


STOEVER, GLASS & COMPANY INC.
30 WALL STREET, NEW YORK, NY 10005

STONECASTLE SECURITIES, LLC
142 WEST 57TH STREET, 12TH FLOOR, NEW YORK, NY 10019

STONEHAVEN, LLC
275 MADISON AVENUE, SUITE 2002, NEW YORK, NY 10016

STONINGTON CORPORATION
342 WEST 22ND STREET, NEW YORK, NY 10011
Mailing Address: 250 PARK AVENUE, SUITE 700, NEW YORK, NY 10177

STORMHARBOUR SECURITIES LP
140 EAST 45TH STREET, 33RD FLOOR, NEW YORK, NY 10017-0034

STRATEGAS RESEARCH PARTNERS, LLC
52 VANDERBILT AVENUE, 8TH FLOOR, NEW YORK, NY 10017

STRATTON CAPITAL MANAGEMENT, LTD.
575 MADISON AVENUE - SUITE 1006, NEW YORK, NY 10022

STUART FRANKEL & CO., INCORPORATED
60 CUTTER MILL ROAD, SUITE 406, GREAT NECK, NY 11021

STUART PORTFOLIO CONSULTANTS, L.P.
223 EAST 83 STREET, SUITE 2, NEW YORK, NY 10028

STUDNESS RESEARCH, INC.
60 BINGHAM CIRCLE, MANHASSET, NY 11030-2104

SULLIVAN, MORRISSEY & MICKLE SECURITIES CORP.
120 EAST 56TH STREET STE 410, NEW YORK, NY 10022

SUNRISE BROKERS LLC
1500 BROADWAY, 23RD FLOOR, NEW YORK, NY 10036

SUNRISE SECURITIES CORP.
641 LEXINGTON AVENUE, 25TH FLOOR, NEW YORK, NY 10022

SUPERFUND USA, INC.
489 FIFTH AVENUE, NEW YORK, NY 10017

SURETY FINANCIAL SERVICES INC.
3375 PARK AVENUE, SUITE 3006, WANTAGH, NY 11793-3712

SURGE TRADING INC.
885 3RD AVE, 18TH FLOOR, NEW YORK, NY 10022

SURKIS INCORPORATED
C/O BUTTONWOOD BUSINESS SOLUTIONS, 61 BROADWAY - SUITE 1915, NEW YORK, NY 10006

SWARTWOOD, HESSE INC.
720 RT 284, WESTTOWN, NY 10998
Mailing Address: P.O. 247, WESTTOWN, NY 10998

SWEDBANK FIRST SECURITIES, LLC
570 LEXINGTON AVENUE, 35 FLOOR, NEW YORK, NY 10022

SWISS RE CAPITAL MARKETS CORPORATION
55 EAST 52ND STREET, NEW YORK, NY 10055

SYMPHONIC SECURITIES LLC
570 LEXINGTON AVENUE, NEW YORK, NY 10022

SYNERGY CAPITAL I, LLC
40 FULTON STREET, NEW YORK, NY 10038

TACONIC CAPITAL GROUP INC.
911 SEVENTH AVENUE, ROOM 7D, NEW YORK, NY 10019

TAGLICH BROTHERS, INC.
790 NEW YORK AVENUE, SUITE 209, HUNTINGTON, NY 11743

TALENTED TENTH INVESTMENTS INC.
676 RIVERSIDE DR, NEW YORK, NY 10031-0606
Mailing Address: P.O. BOX 606, HAMILTON GRANGE STATION, NEW YORK, NY 10031-0606

TANGENT CAPITAL PARTNERS, LLC
9 W 57TH STREET, 26TH FLOOR, NEW YORK, NY 10019

TAP SECURITIES LLC
375 PARK AVENUE, SUITE 1307, NEW YORK, NY 10152

TBG CAPITAL, INC.
660 MADISON AVENUE, NEW YORK, NY 10065

TD SECURITIES (USA) LLC
31 WEST 52ND STREET, NEW YORK, NY 10019-6101

TEACHERS PERSONAL INVESTORS SERVICES, INC.
730 THIRD AVE, 15 TH FLOOR, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TELSEY ADVISORY GROUP LLC
535 FIFTH AVE., 12TH FLOOR, NEW YORK, NY 10017

TEMPER OF THE TIMES INVESTOR SERVICES, INC.
411 THEODORE FREMD AVE., SUITE 132, RYE, NY 10580

TENEO SECURITIES LLC
601 LEXINGTON AVENUE, 55TH FLOOR, NEW YORK, NY 10022

TERRA SECURITIES, LLC
805 THIRD AVENUE, NEW YORK, NY 10022

TESSERA CAPITAL PARTNERS, LLC
121 SULLY'S TRAIL, SUITE 10, PITTSFORD, NY 14534
Mailing Address: 121 SULLY'S TRAIL, SUITE 10, PITTSFORD, NY 14534

TFS DERIVATIVES CORPORATION
32 OLD SLIP 34TH FLOOR, NEW YORK, NY 10005

THE BENCHMARK COMPANY, LLC
40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038
Mailing Address: 40 FULTON STREET, 19TH FLOOR, NEW YORK, NY 10038

THE BUCKINGHAM RESEARCH GROUP INCORPORATED
750 THIRD AVENUE, 6TH FLOOR, NEW YORK, NY 10017
Mailing Address: 750 THIRD AVENUE, NEW YORK, NY 10017

THE DARCY GROUP LLC
500 S. SALINA STREET, SYRACUSE, NY 13202

THE DRATEL GROUP, INC.
53345 ROUTE 25, BUILDING 10, #3, SOUTHOLD, NY 11971
Mailing Address: P.O. BOX 1026, SOUTHOLD, NY 11971

THE GRISWOLD COMPANY, INCORPORATED
61 BROADWAY, SUITE 2825, NEW YORK, NY 10006

THE KLEIN GROUP, LLC
590 MADISON AVENUE, 29TH FLOOR, NEW YORK, NY 10022
Mailing Address: 590 MADISON AVENUE, 35TH FLOOR, NEW YORK, NY 10022

THE PRINCERIDGE GROUP LLC
1633 BROADWAY, 28TH FLOOR, NEW YORK, NY 10019

THE REID GROUP LLC
1221 AVENUE OF THE AMERICAS, 42ND FLOOR, NEW YORK, NY 10020

THE ROCKWELL FINANCIAL GROUP, INC.
2 WILLIAM STREET, SUITE # 403, WHITE PLAINS, NY 10601
Mailing Address: 242 W. OLD COUNTRY ROAD, HICKSVILLE, NY 11801

THE SILVERFERN GROUP, INC.
150 EAST 52ND STREET, 32ND FLOOR, NEW YORK, NY 10022

THE TRANSPORTATION GROUP (SECURITIES) LIMITED
1140 AVENUE OF THE AMERICAS, SUITE 1701, NEW YORK, NY 10036

THE VALENCE GROUP, LLC
52 VANDERBILT AVENUE, SUITE 1410, NEW YORK, NY 10017

THE VERTICAL GROUP
417 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10016

THE WILLIAMS CAPITAL GROUP, L.P.
650 FIFTH AVENUE, 11TH FLOOR, NEW YORK, NY 10019

THE WINCHESTER GROUP, INC.
780 THIRD AVENUE, NEW YORK, NY 10017-2024

THE WINDMILL GROUP, INC.
253 ROUTE 202, SOMERS, NY 10589
Mailing Address: P.O. BOX 295, SOMERS, NY 10589

THOMAS P. REYNOLDS SECURITIES LTD.
410 JERICHO TURNPIKE, SUITE 304A, JERICHO, NY 11753

THOMASLLOYD CAPITAL LLC
427 BEDFORD ROAD, PLEASANTVILLE, NY 10570

THS LTD.
9 WEST 8TH STREET, #2, NEW YORK, NY 10011

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC
730 THIRD AVENUE, NEW YORK, NY 10017-3206
Mailing Address: 8500 ANDREW CARNEGIE BOULEVARD, MAIL STOP SSC/C2/08, CHARLOTTE, NC 28262-8500

TICONDEROGA SECURITIES LLC
520 MADISON AVENUE, NEW YORK, NY 10022

TIER ONE PARTNERS, INC.
2500 LANDER CT, MIDLOTHIAN, VA 23113

TIGRESS FINANCIAL PARTNERS, LLC
2 RIVER TERRACE, UNIT 5F, NEW YORK, NY 10282

TIME EQUITIES SECURITIES LLC
55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003
Mailing Address: 55 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10003

TIMECAPITAL SECURITIES CORPORATION
ONE ROOSEVELT AVENUE, PORT JEFFERSON STATION, NY 11776-3336

TM CAPITAL CORP.
641 LEXINGTON AVENUE, 30TH FLOOR, NEW YORK, NY 10022

TMC BONDS L.L.C.
825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022
Mailing Address: 825 THIRD AVENUE- 14TH FL., NEW YORK, NY 10022

TOCQUEVILLE SECURITIES L.P.
40 WEST 57TH STREET, 19TH FLOOR, NEW YORK, NY 10019

TOPEKA CAPITAL MARKETS INC.
40 WALL STREET, 17TH FLOOR, NEW YORK, NY 10006

TORSIELLO SECURITIES, INC.
3 TIMES SQUARE, 14TH FLOOR, NEW YORK, NY 10036

TOUSSAINT CAPITAL PARTNERS, LLC
110 WALL STREET, 2ND FLOOR, NEW YORK, NY 10005

TOWER SQUARE SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TOWERS WATSON CAPITAL MARKETS INC.
335 MADISON AVENUE, NEW YORK, NY 10017-4605

TOWN HALL
570 LEXINGTON AVENUE, 16TH FLOOR, NEW YORK, NY 10022

TRACK DATA SECURITIES CORPORATION
95 ROCKWELL PLACE, BROOKLYN, NY 11217

TRADERFIELD SECURITIES INC.
109 LAFAYETTE ST. #503, NEW YORK, NY 10013-4143

TRADEWEB L.L.C
1177 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

TRADINGSCREEN BROKERAGE SERVICES LLC
30 IRVING PL, FL 4, NEW YORK, NY 10003

TRADITION ASIEL SECURITIES INC.
75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007
Mailing Address: 75 PARK PLACE, 4TH FLOOR, NEW YORK, NY 10007

TRANSNATIONAL CAPITAL CORP.
420 LEXINGTON AVENUE, SUITE 300, NEW YORK, NY 10170

TRANSPACIFIC GROUP LLC
485 MADISON AVENUE,, 2ND FLOOR, NEW YORK, NY 10022

TREVOR, COLE, REID, & MONROE, INC.
641 LEXINGTON AVENUE, NEW YORK, NY 10022
Mailing Address: 641 LEXIINGTON AVENUE, NEW YORK, NY 10022

TRIAD SECURITIES CORP
111 BROADWAY 11TH FLOOR, NEW YORK, NY 10006-9401

TRIAGO
499 PARK AVENUE, SUITE 2001, NEW YORK, NY 10022
Mailing Address: 499 PARK AVE, FL 20, NEW YORK, NY 10022-1231

TRIDENT PARTNERS LTD.
181 CROSSWAYS PARK DRIVE, WOODBURY, NY 11797

TRILIAD SECURITIES, LLC
1350 AVENUE OF THE AMERICAS, 2ND FLOOR, NEW YORK, NY 10019

TRIPOINT GLOBAL EQUITIES, LLC
17 STATE STREET, SUITE 2000, NEW YORK, NY 10004

TRITAURIAN CAPITAL, INCORPORATED
1365 YORK AVENUE, SUITE 23B, NEW YORK, NY 10021

TRIUMPH GLOBAL SECURITIES, LTD.
630 NINTH AVENUE, SUITE 402, NEW YORK, NY 10036
Mailing Address: 45 ROCKEFELLER PLAZA, PMB 16, 20TH FLOOR, NEW YORK, NY 10111

TRIUMPH SECURITIES CORPORATION
555 FIFTH AVENUE, 15TH FLOOR, NEW YORK, NY 10017

TROIKA DIALOG USA, INC.
CARNEGIE HALL TOWER, 152 WEST 57TH STREET, 44TH FLOOR, NEW YORK, NY 10019
Mailing Address: CARNEGIE HALL TOWER, 44TH FLOOR, NEW YORK, NY 10019

TROUT CAPITAL LLC
740 BROADWAY, SUITE 903, NEW YORK, NY 10003

TRUBEE, COLLINS & CO., INC.
1350 ONE M&T PLAZA, FAX # 716-849-0144, BUFFALO, NY 14203-2396
Mailing Address: 1350 ONE M&T PLAZA, BUFFALO, NY 14203-2396

TRUMP SECURITIES, LLC
39 BROADWAY, SUITE 3300, NEW YORK, NY 10006

TUOHY BROTHERS INVESTMENT RESEARCH, INC.
575 MADISON AVENUE, NEW YORK, NY 10022

TWEEDY, BROWNE COMPANY LLC
350 PARK AVENUE, NEW YORK, NY 10022-6022
Mailing Address: 350 PARK AVENUE, NEW YORK, NY 10022

TWENTY-FIRST SECURITIES CORPORATION
780 THIRD AVENUE - 15TH FLOOR, NEW YORK, NY 10017

TWO SIGMA SECURITIES, LLC
100 AVENUE OF THE AMERICAS, 16TH FLOOR, NEW YORK, NY 10012

U.S. FINANCIAL INVESTMENTS, INC.
90 BROAD STREET, 17TH FLOOR, NEW YORK, NY 10004

U.S. RE SECURITIES, LLC
ONE BLUE HILL PLAZA, 3RD FLOOR, PEARL RIVER, NY 10965
Mailing Address: ONE BLUE HILL PLAZA, P.O. BOX 1574, PEARL RIVER, NY 10965-1574

U.S. SECURITIES, INTL. CORP.
120 BROADWAY, SUITE 1017, NEW YORK, NY 10271
Mailing Address: 120 BROADWAY, NEW YORK, NY 10271

U.S. STERLING SECURITIES, INC.
1393 VETERANS MEMORIAL HIGHWAY UNIT 412N, HAUPPAUGE, NY 11788

UBS GLOBAL ASSET MANAGEMENT (US) INC.
1285 AVENUE OF THE AMERICAS, 12TH FLOOR, NEW YORK, NY 10019

UNICREDIT CAPITAL MARKETS LLC
15O EAST 42ND STREET, NEW YORK, NY 10017-4679
Mailing Address: 150 EAST 42ND STREET, NEW YORK, NY 10017-4679

UNITED AMERICAN SECURITIES, INC.
441 LEXINGTON AVENUE SUITE 1220, NEW YORK, NY 10017

UNITED FINANCIAL GROUP, LTD
666 OLD COUNTRY ROAD STE 104, GARDEN CITY, NY 11530

UNIVEST SECURITIES, INC. DBA UNIVERSAL FINANCIAL GROUP
330 WEST 38TH STREET, SUITE 238, NEW YORK, NY 10018

UOB GLOBAL EQUITY SALES LLC
592 FIFTH AVENUE, SUITE 602, NEW YORK, NY 10036

UOB KAY HIAN (U.S.) INC.
592 FIFTH AVENUE, 6TH FLOOR, NEW YORK, NY 10036

UPRR SECURITIES, LLC
450 SEVENTH AVENUE, SUITE 1300, NEW YORK, NY 10123

VAN ECK SECURITIES CORPORATION
335 MADISON AVENUE, 19TH FLOOR, NEW YORK, NY 10017

VANDERBILT SECURITIES, LLC
445 BROADHOLLOW ROAD, SUITE 400, MELVILLE, NY 11747
Mailing Address: POST OFFICE BOX 868, MELVILLE, NY 11747

VCAP SECURITIES, LLC
437 MADISON AVENUE, 39TH FLOOR, NEW YORK, NY 10022

VCM SECURITIES, LLC.
44 WALL STREET, 21 FLOOR, NEW YORK, NY 10005
Mailing Address: 44 WALL STREET, NEW YORK, NY 10005

VERITAS SECURITIES CORP.
40 WALL STREET, 28TH FLOOR - SUITE 2819, NEW YORK, NY 10005

VIEW PARTNERS CAPITAL LLC
575 MADISON AVE, 10TH FLOOR, NEW YORK, NY 10022

VINTON STREET CAPITAL CORPORATION
135 SANDS POINT ROAD, PORT WASHINGTON, NY 11050

VIRTU FINANCIAL EXECUTION SERVICES LLC
540 MADISON AVE, SUITE 32B-1, NEW YORK, NY 10022
Mailing Address: 540 MADISON AVE, SUITE 32B-1, NEW YORK, NY 10022

VISCOGLIOSI & COMPANY, LLC
505 PARK AVENUE, 14TH FLOOR, NEW YORK, NY 10022

VTB CAPITAL INC.
THE CHRYSLER CENTER, 405 LEXINGTON AVE, 25TH FLOOR, NEW YORK, NY 10174
Mailing Address: THE CHRYSLER CENTER, 405 LEXINGTON AVE, 26TH FLOOR, NEW YORK, NY 10174

W.J. BLUM & SONS, LLC
81 BROMPTON ROAD, GARDEN CITY, NY 11530
Mailing Address: 81 BROMPTON RAOD, GARDEN CITY, NY 11530

WAFRA SECURITIES CORPORATION
345 PARK AVENUE 41ST FLOOR, NEW YORK, NY 10154-0101

WALL STREET ACCESS
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET ADVISOR SERVICES, LLC
17 BATTERY PLACE 11TH FLOOR, NEW YORK, NY 10004

WALL STREET FINANCIAL GROUP, INC.
255 WOODCLIFF DR, FAIRPORT, NY 14450

WALLACHBETH CAPITAL LLC
100 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WALLER CAPITAL SECURITIES LLC
1 ROCKEFELLER PLAZA, SUITE #2322, NEW YORK, NY 10020

WALNUT STREET SECURITIES, INC.
1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036
Mailing Address: C/O METLIFE SECURITIES, INC., 1095 AVENUE OF THE AMERICAS, NEW YORK, NY 10036

WAMPUM GROUP, LLC
71 BROADWAY, STE 12 D, NEW YORK, NY 10006

WANG INVESTMENT ASSOCIATES, INC.
50 BROAD STREET, SUITE 1288, NEW YORK, NY 10004

WARREN D. NADEL & COMPANY
7 WALNUT ROAD, GLEN COVE, NY 11542

WATERMARK SECURITIES, INC.
900 THIRD AVENUE, 31ST FLOOR, NEW YORK, NY 10022

WATERMILL INSTITUTIONAL TRADING LLC
30 WEST 21ST STREET, 12TH FLOOR, NEW YORK, NY 10010

WATSON MANAGEMENT ASSOCIATES, LLC
161 GRAND STREET, #2A, NEW YORK, NY 10013

WATTS CAPITAL, LLC
1350 AVENUE OF THE AMERICAS, 4TH FLOOR, NEW YORK, NY 10019

WEDGE ALTERNATIVES LLC
1230 AVENUE OF THE AMERICAS, 7TH FLOOR, NEW YORK, NY 10020

WEISS MULTI-STRATEGY FUNDS LLC
320 PARK AVENUE, 10TH FLOOR, NEW YORK, NY 10022

WELBORN CAPITAL LLC
230 MIDDLE ROAD, HUDSON, NY 12534

WELLFLEET INVESTMENTS LLC
40 CUTTER MILL RD - SUITE 200, GREAT NECK, NY 11021
Mailing Address: PO BOX 222142, GREAT NECK, NY 11022-2142

WELLINGTON SHIELDS & CO., LLC
140 BROADWAY, SUITE 4400, NEW YORK, NY 10005

WESTCHESTER CAPITAL PLANNING, INC.
21 MILLBROOK LANE, KERHONKSON, NY 12446

WESTCO INVESTMENT CORP.
77 HEMPSTEAD AVE, LYNBROOK, NY 11563

WESTLB SECURITIES INC.
7 WORLD TRADE CENTER, 250 GREENWICH STREET, NEW YORK, NY 10007

WESTMINSTER RESEARCH ASSOCIATES LLC
1633 BROADWAY, 48TH FLOOR, NEW YORK, NY 10019

WESTMORELAND CAPITAL CORPORATION
2350 NORTH FOREST ROAD, SUITE 35B, GETZVILLE, NY 14068

WESTON FINANCIAL SERVICES LLC
767 THIRD AVENUE, 25TH FLOOR, NEW YORK, NY 10017

WESTOR CAPITAL GROUP, INC.
1039 ROBINSON ROAD, MOHAWK, NY 13407

WESTROCK CAPITAL MANAGEMENT, INC.
754 CHESTNUT RIDGE RD., CHESTNUT RIDGE, NY 10977

WESTWOOD CAPITAL, LLC
489 FIFTH AVE., 33RD FLOOR, NEW YORK, NY 10017

WHARTON CAPITAL MARKETS LLC
25 KENSINGTON CIRCLE, NORTH HILLS, NY 11030

WHITAKER SECURITIES LLC
233 BROADWAY, 17TH FLOOR, NEW YORK, NY 10279

WHITE MOUNTAIN CAPITAL, LLC
352 7TH AVE, 17TH FL PH, NEW YORK, NY 10001

WHITESTONE SECURITIES INC.
2415 24TH STREET, ASTORIA, NY 11102

WHITEWOOD GROUP, INC
135 MAXESS ROAD, SUITE 100, MELVILLE, NY 11747

WHOTRADES, INC.
1370 BROADWAY, 5TH FLOOR, SUITE 512, NEW YORK, NY 10018

WILLIS SECURITIES, INC.
ONE WORLD FINANCIAL CENTER, 200 LIBERTY STREET, 3RD FLOOR, NEW YORK, NY 10281

WILMINGTON CAPITAL SECURITIES, LLC
600 OLD COUNTRY ROAD, SUITE 200, GARDEN CITY, NY 11530

WINTERFLOOD SECURITIES INCORPORATED
61 BROADWAY, 13TH FLOOR, NEW YORK, NY 10006

WINTOUR & COMPANY, INC.
246 LEWIS AVENUE, WESTBURY, NY 11590

WJB CAPITAL GROUP, INC.
909 THIRD AVENUE, 9TH FLOOR, NEW YORK, NY 10022

WOLF A. POPPER, INC.
99 WALL STREET, 6TH FLOOR, NEW YORK, NY 10005

WOLFENSOHN ADVISORS, L.L.C.
1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019
Mailing Address: 1350 AVENUE OF THE AMERICAS, SUITE 2900, NEW YORK, NY 10019

WOODLAWN ADVISORS LLC
2 OVERHILL ROAD, SUITE 400, SCARSDALE, NY 10583

WOORI INVESTMENT & SECURITIES AMERICA, INC.
120 WEST 45TH STREET, SUITE 3010, NEW YORK, NY 10036

WORDEN CAPITAL MANAGEMENT LLC
1981 MARCUS AVE, SUITE 240, LAKE SUCCESS, NY 11042

WR SECURITIES, LLC
420 LEXINGTON AVENUE, SUITE 648, NEW YORK, NY 10170-0699

WSA FIXED INCOME, LLC
17 BATTERY PLACE, 11TH FLOOR, NEW YORK, NY 10004

WYNSTON HILL CAPITAL, LLC
488 MADISON AVENUE, NEW YORK, NY 10022

WYSER-PRATTE & CO., INC.
410 PARK AVENUE, SUITE 510, NEW YORK, NY 10022

XNERGY FINANCIAL LLC
425 E 58STREET, SUITE 16C, NEW YORK, NY 10022-2300
Mailing Address: 425 E 58 STREET, SUITE 16C, NEW YORK, NY 10022-2300

XP SECURITIES, LLC
200 E. 90TH ST., #10F, NEW YORK, NY 10128
Mailing Address: 200 E. 90TH ST., #10F, NEW YORK, NY 10128

XT CAPITAL PARTNERS, LLC
117 EAST 55TH STREET, NEW YORK, NY 10022

XZERTA TRADING, LLC
546 FIFTH AVENUE, 9TH FLOOR, NEW YORK, NY 10036

 YORK SECURITIES, INC.
160 BROADWAY, NEW YORK, NY 10038

YORK STOCKBROKERS, INC.
610 5TH AVENUE- 6TH FLOOR, NEW YORK, NY 10020
Mailing Address: 610 5TH AVENUE, 6TH FLOOR, NEW YORK, NY 10020

YOUNG & PARTNERS LLC
230 PARK AVENUE - SUITE 1145, NEW YORK, NY 10169
Mailing Address: 230 PARK AVENUE STE. 1145, NEW YORK, NY 10169

YOUNG AMERICA CAPITAL, LLC
141 EAST BOSTON POST ROAD, MAMARONECK, NY 10543

ZENITH AMERICAN SECURITIES CORPORATION
170-19 83RD AVE, JAMAICA, NY 11432
Mailing Address: P O BOX 310180, JAMAICA, NY 11431

ZEUS SECURITIES, INC.
111 SMITHTOWN BYPASS, SUITE 209, HAUPPAUGE, NY 11788-0141
Mailing Address: PO BOX 5335, HAUPPAUGE, NY 11788-0141