Free Attorney Consultation

   877.821.5550    Email
Hablamos Español (pregunte por Cindy)

Fight Investment Fraud

Greco & Greco's lawyers represent investors to recover losses caused by securities fraud, churning, lack of suitability, negligence, sales of unregistered securities, unauthorized trading, and other misconduct by stock brokers, investment advisors, financial planners and their firms.

The SEC reported at its 2nd Annual Senior Summit that it was working on codifying suitability rules as they apply to recommendations for the purchase of securities by stock brokers, and further clarifying sales practice principals for investment professionals.  If properly crafted, additional guidance in these areas should help prevent abuse of investors as well as provide additional tools for attorneys representing investors who have been abused by their stock brokers.

The SEC, FINRA, and state regulators also reported the results of their “free lunch” sweep of seminars targeted as seniors.  The findings included 59% of the brokerage firms involved failing to properly supervise the seminars, and 23% of the seminars including advice that was unsuitably risky for senior investors.

InvestmentNews article.

FINRA Investor Alert.

Local Phone
1300 Old Chain Bridge Road
McLean, VA 22101

Representing Harmed Investors Nationwide

Although Greco & Greco is based in the Mid-Atlantic Region, our attorneys represent harmed investors against their stockbrokers and financial advisors Nationwide. For promising cases, we will fly to meet with potential clients at our own cost.